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7 Mar 2011 10:40
Form TR-1 with annex. FSA Version 2.1 updated April 2007
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For filings with the FSA include the annex For filings with issuer exclude the annex |
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TR-1: Notifications of Major Interests in Shares |
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Ā 1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: | Ā Begbies Traynor Group PlcĀ | ||
Ā 2. Reason for notification (yes/no) | |||
Ā An acquisition or disposal of voting rights | Yes | ||
Ā An acquisition or disposal of financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | Ā No | ||
Ā An event changing the breakdown of voting rights | No | ||
Ā Other (please specify):______________ | Ā No | ||
Ā 3. Full name of person(s) subject to notification obligation: | Ā Royal Bank of Canada Ā | ||
Ā 4. Full name of shareholder(s) (if different from 3): | |||
Ā 5. Date of transaction (and date on which the threshold is crossed or reached if different): | Ā March 2, 2011 | ||
Ā 6. Date on which issuer notified: | March 4, 2011 | ||
Ā 7. Threshold(s) that is/are crossed or reached: | Crossed 3% | ||
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8: Notified Details | |||||||
A: Voting rights attached to shares Ā | |||||||
Class/type of shares If possible use ISIN code | Situation previous to the triggering transaction | Resulting situation after the triggering transaction | |||||
Number of shares | Number of voting rights | Number of shares | Number of voting rights | Percentage of voting rights | |||
Ā Direct | Ā Indirect | Ā Direct | Ā Indirect | ||||
Ordinary Shares ISIN: GB00B0305S97 | 19,000 | 0.02% | 3,606,705 | 3,602,705 | 4,000 | 4.02% | 0.004% |
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B: Financial Instruments Ā | ||||
Resulting situation after the triggering transaction Ā | ||||
Type of financial instrument | Expiration date | Exercise/ conversion period/date | No. of voting rights that may be acquired (if the instrument exercised/converted) | Percentage of voting rights |
N/A | Ā Ā | |||
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Total (A+B) Ā | |
Number of voting rights | Percentage of voting rights |
3,606,705 | 4.03% |
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9. Chain of controlled undertakings through which the voting rights and /or the financial instruments are effectively held, if applicable: |
N/A Ā |
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Proxy Voting: Ā | |
10. Name of proxy holder: Ā | N/A |
11. Number of voting rights proxy holder will cease to hold: Ā | N/A |
12. Date on which proxy holder will cease to hold voting rights: Ā | N/A |
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13. Additional information: Ā | N/A |
14 Contact name: Ā | Chris Allison, Royal Bank of Canada |
15. Contact telephone name: Ā | 020 7029 7873 |
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For notes on how to complete form TR-1 please see the FSA website.
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Note: Annex should only be submitted to the FSA not the issuer
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