Last checked at 
2 Aug 2024 10:45
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: | UBS Investment Bank, London |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Barratt Developments plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Barratt Developments plc |
(d) Date dealing undertaken: | 01 August 2024 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | NO |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
10p ordinary | Buy
| 622227 | 5.35000 GBP | 5.24399 GBP |
10p ordinary | Sell
| 983247 | 5.35000 GBP | 5.23800 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
10p ordinary | CFD
| Long | 520 | 5.30084808 GBP |
10p ordinary | CFD
| Long | 11549 | 5.30463864202528 GBP |
10p ordinary | CFD
| Long | 12829 | 5.318408 GBP |
10p ordinary | CFD
| Long | 10516 | 5.29920557 GBP |
10p ordinary | CFD
| Long | 502 | 5.333332 GBP |
10p ordinary | CFD
| Long | 296735 | 5.333581 GBP |
10p ordinary | CFD
| Long | 32110 | 5.339733 GBP |
10p ordinary | CFD
| Long | 4923 | 5.339734 GBP |
10p ordinary | CFD
| Long | 4868 | 5.32203323443303 GBP |
10p ordinary | CFD
| Long | 21492 | 5.30432277 GBP |
10p ordinary | CFD
| Long | 12613 | 5.32581126 GBP |
10p ordinary | CFD
| Long | 718 | 5.29995448 GBP |
10p ordinary | CFD
| Long | 858 | 5.30962328 GBP |
10p ordinary | CFD
| Long | 629 | 5.3 GBP |
10p ordinary | CFD
| Long | 262 | 5.288 GBP |
10p ordinary | CFD
| Long | 2072 | 5.304 GBP |
10p ordinary | CFD
| Long | 2844 | 5.301 GBP |
10p ordinary | CFD
| Long | 39225 | 5.307676 GBP |
10p ordinary | CFD
| Long | 912 | 5.30292763 GBP |
10p ordinary | CFD
| Long | 28890 | 5.33980836 GBP |
10p ordinary | CFD
| Long | 18574 | 5.34 GBP |
10p ordinary | CFD
| Long | 7395 | 5.33247708 GBP |
10p ordinary | CFD
| Long | 119126 | 5.33722704416265 GBP |
10p ordinary | CFD
| Long | 1038 | 5.32898555 GBP |
10p ordinary | CFD
| Long | 1398 | 5.33415522150215 GBP |
10p ordinary | CFD
| Long | 2551 | 5.31602743814191 GBP |
10p ordinary | CFD
| Long | 1800 | 5.27172333388889 GBP |
10p ordinary | CFD
| Short | 555 | 5.33204324324324 GBP |
10p ordinary | CFD
| Short | 4002 | 5.2883928 GBP |
10p ordinary | CFD
| Short | 14084 | 5.30768488813405 GBP |
10p ordinary | CFD
| Short | 10608 | 5.28918127708145 GBP |
10p ordinary | CFD
| Short | 181082 | 5.34 GBP |
10p ordinary | CFD
| Short | 924 | 5.26706584 GBP |
10p ordinary | CFD
| Short | 22051 | 5.300647 GBP |
10p ordinary | CFD
| Short | 956 | 5.334 GBP |
10p ordinary | CFD
| Short | 704 | 5.29 GBP |
10p ordinary | CFD
| Short | 838 | 5.32098521675418 GBP |
10p ordinary | CFD
| Short | 755 | 5.33155364013245 GBP |
10p ordinary | CFD
| Short | 148 | 5.33 GBP |
10p ordinary | CFD
| Short | 119 | 5.308 GBP |
10p ordinary | CFD
| Short | 28031 | 5.33909036429275 GBP |
10p ordinary | CFD
| Short | 3102 | 5.31972856473243 GBP |
10p ordinary | CFD
| Short | 9770 | 5.30891463423234 GBP |
10p ordinary | CFD
| Short | 6669 | 5.3132 GBP |
10p ordinary | CFD
| Short | 3479 | 5.34080195458465 GBP |
10p ordinary | CFD
| Short | 180 | 5.262278 GBP |
10p ordinary | CFD
| Short | 500 | 5.282 GBP |
10p ordinary | CFD
| Short | 2539 | 5.344 GBP |
10p ordinary | CFD
| Short | 5225 | 5.321252 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
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(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
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3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none " |
None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
| Date of disclosure: | 02 August 2024 |
| Contact name: | Richard Howard |
| Telephone number: | +44 (0)207 568 9128 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
