Last checked at 23 Apr 2018 17:47
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
| Name of person dealing (Note 1) | Barclays PLC. | ||||
| Company dealt in | SMURFIT KAPPA GROUP PLC | ||||
| Class of relevant security to which the | €0.001 ordinary shares | ||||
| dealings being disclosed relate (Note 2) | |||||
| Date of dealing | 20 April 2018 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Class of relevant security: | €0.001 ordinary shares | ||||||||||
| Long | Short | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities | ||||||||||
| 3,325,957 | 1.40% | 704,482 | 0.30% | ||||||||
| (2) | Derivatives (other than options): | ||||||||||
| 209,767 | 0.09% | 1,928,317 | 0.81% | ||||||||
| (3) | Options and agreements to | ||||||||||
| purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| TOTAL: | |||||||||||
| 3,535,724 | 1.49% | 2,632,799 | 1.11% | ||||||||
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
| Class of relevant security: | Long | Short | |||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities | ||||||||||
| (2) | Derivatives (other than options): | ||||||||||
| (3) | Options and agreements to | ||||||||||
| purchase/sell: | |||||||||||
| TOTAL: | |||||||||||
3. DEALINGS (Note 4)
(a) Purchases and sales
| Purchase/sale | Number of relevant securities | Price per unit (Note 5) |
(b) Derivatives transactions (other than options transactions)
| Product Name | Nature of transaction | Number of relevant securities | Price per | ||||
| unit | |||||||
| €0.001 ordinary shares | Long | 96 | 31.5897 GBP | ||||
| €0.001 ordinary shares | Long | 112 | 35.7062 EUR | ||||
| €0.001 ordinary shares | Long | 245 | 35.9127 EUR | ||||
| €0.001 ordinary shares | Long | 779 | 36.4127 EUR | ||||
| €0.001 ordinary shares | Long | 789 | 35.9509 EUR | ||||
| €0.001 ordinary shares | Long | 1,537 | 31.3552 GBP | ||||
| €0.001 ordinary shares | Long | 2,110 | 36.2262 EUR | ||||
| €0.001 ordinary shares | Long | 3,883 | 35.7666 EUR | ||||
| €0.001 ordinary shares | Long | 5,058 | 31.4873 GBP | ||||
| €0.001 ordinary shares | Long | 5,404 | 35.7894 EUR | ||||
| €0.001 ordinary shares | Long | 5,903 | 36.4903 EUR | ||||
| €0.001 ordinary shares | Long | 8,892 | 31.4592 GBP | ||||
| €0.001 ordinary shares | Short | 366 | 31.4688 GBP | ||||
| €0.001 ordinary shares | Short | 474 | 31.3625 GBP | ||||
| €0.001 ordinary shares | Short | 493 | 35.8023 EUR | ||||
| €0.001 ordinary shares | Short | 497 | 36.0890 EUR | ||||
| €0.001 ordinary shares | Short | 739 | 31.3020 GBP | ||||
| €0.001 ordinary shares | Short | 781 | 36.1835 EUR | ||||
| €0.001 ordinary shares | Short | 1,221 | 31.8658 GBP | ||||
| €0.001 ordinary shares | Short | 1,401 | 31.3620 GBP | ||||
| €0.001 ordinary shares | Short | 1,469 | 31.2982 GBP | ||||
| €0.001 ordinary shares | Short | 1,555 | 36.0474 EUR | ||||
| €0.001 ordinary shares | Short | 3,883 | 31.3028 GBP | ||||
| €0.001 ordinary shares | Short | 5,158 | 35.9595 EUR | ||||
| €0.001 ordinary shares | Short | 7,645 | 35.8000 EUR | ||||
| €0.001 ordinary shares | Short | 10,367 | 35.9603 EUR | ||||
| €0.001 ordinary shares | Short | 18,168 | 35.7570 EUR |
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
| Product name, e.g. call option | Writing, selling, purchasing, varying etc. | Number of securities to which the option relates (Note 7) | Exercise price | Type, e.g. American, European etc. | Expiry date | Option money paid/received per unit (Note 5) |
(ii) Exercising
| Product name, e.g. call option | Number of securities | Exercise price per unit (Note 5) |
(d) Other dealings (including transactions in respect of new securities) (Note 4)
| Nature of transaction (Note 8) | Details | Price per unit (if applicable) (Note 5) |
4. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
| Is a Supplemental Form 8 (Open Positions) attached? | NO | |
| Date of disclosure: | 23 Apr 2018 | |
| Contact name: | ELISE TANG | |
| Telephone number: | 0207 1163001 | |
| If a connected EFM, name of offeree/offeror with which connected | ||
| If a connected EFM, state nature of connection | ||
View source version on businesswire.com: https://www.businesswire.com/news/home/20180423006112/en/
Copyright Business Wire 2018