Barclays Regulatory News (BARC)

12 Jul 2018 15:22

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)		Full name of discloser:		Barclays PLC.
(b)		Owner or controller of interest and short
		positions disclosed, if different from 1(a):
(c)		Name of offeror/offeree in relation to whose		SIBANYE GOLD LIMITED
		relevant securities this form relates:
(d)		If an exempt fund manager connected with an
		offeror/offeree, state this and specify identity of
		offeror/offeree:
(e)		Date position held/dealing undertaken:		11 July 2018
(f)		In addition to the company in 1(c) above, is the discloser making		YES:
		disclosures in respect of any other party to the offer?
				LONMIN PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:				Ordinary NPV
				Interests				Short Positions
				Number		(%)		Number		(%)
(1)		Relevant securities owned
		and/or controlled:		477,832		0.02%		4,693,211		0.21%
(2)		Cash-settled derivatives:
				214,864		0.01%		6,341,256		0.28%
(3)		Stock-settled derivatives (including options)
		and agreements to purchase/sell:		1,623,000		0.07%		0		0.00%
		TOTAL:		2,315,696		0.10%		11,034,467		0.49%
Class of relevant security:				Convertible Bond XS1689727920
				Interests				Short Positions
				Number		(%)		Number		(%)
(1)		Relevant securities owned
		and/or controlled:		200,000		0.01%		0		0.00%
(2)		Cash-settled derivatives:
				0		0.00%		0		0.00%
(3)		Stock-settled derivatives (including options)
		and agreements to purchase/sell:		0		0.00%		0		0.00%
		TOTAL:		200,000		0.01%		0		0.00%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant		Purchase/sale		Number of		Price per unit
security				securities
ADR		Purchase		100		2.4200 USD
ADR		Purchase		200		2.4600 USD
ADR		Purchase		222		2.4250 USD
ADR		Purchase		700		2.4400 USD
ADR		Purchase		700		2.4342 USD
ADR		Purchase		1,100		2.4318 USD
ADR		Purchase		1,209		2.4266 USD
ADR		Purchase		1,500		2.4340 USD
ADR		Purchase		1,669		2.4300 USD
ADR		Purchase		1,800		2.4700 USD
ADR		Purchase		3,612		2.4205 USD
ADR		Purchase		5,814		2.4419 USD
ADR		Purchase		10,800		2.4425 USD
ADR		Purchase		19,300		2.4338 USD
ADR		Purchase		24,767		2.4437 USD
ADR		Purchase		29,900		2.4369 USD
ADR		Purchase		47,489		2.4366 USD
ADR		Purchase		53,180		2.4435 USD
ADR		Purchase		53,326		2.4391 USD
ADR		Purchase		67,422		2.4317 USD
ADR		Purchase		91,183		2.4358 USD
ADR		Sale		146		2.4200 USD
ADR		Sale		257		2.4261 USD
ADR		Sale		400		2.4450 USD
ADR		Sale		1,500		2.4340 USD
ADR		Sale		2,600		2.4415 USD
ADR		Sale		5,900		2.4370 USD
ADR		Sale		6,512		2.4239 USD
ADR		Sale		12,600		2.4289 USD
ADR		Sale		17,300		2.4428 USD
ADR		Sale		21,100		2.4316 USD
ADR		Sale		27,500		2.4364 USD
ADR		Sale		40,422		2.4310 USD
ADR		Sale		279,756		2.4391 USD
Convertible Bond		Sale		1,000,000		71.6250 USD

(b) Cash-settled derivative transactions

Class of		Product		Nature of dealing		Number of		Price per
relevant		description				reference		unit
security						securities
Ordinary NPV		CFD		Long		2,728		8.0177 ZAR
Ordinary NPV		CFD		Long		17,729		7.9631 ZAR
Ordinary NPV		CFD		Long		38,763		7.9968 ZAR
Ordinary NPV		CFD		Long		996,000		7.9815 ZAR
Ordinary NPV		CFD		Short		1,987		7.9322 ZAR
Ordinary NPV		CFD		Short		50,430		8.0292 ZAR
Ordinary NPV		CFD		Short		53,741		8.0512 ZAR
Ordinary NPV		CFD		Short		119,753		7.9731 ZAR
Ordinary NPV		CFD		Short		269,688		8.0326 ZAR

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type e.g. American, European etc.

Expiry date

Option money paid/ received per unit

(ii) Exercise

Class of relevant security

Product description e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing e.g. subscription, conversion

Details

Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?		YES
Date of disclosure:		12 Jul 2018
Contact name:		Large Holdings Regulatory Operations
Telephone number:		020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

143221.01

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of the person whose positions/dealings		Barclays PLC.
are being disclosed:
Name of offeror/offeree in relation to whose		SIBANYE STILLWATER
relevant securities this from relates:

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class

Product

Writing,

Number

Exercise

Type

Expiry

of

description

purchasing,

of

price

date

relevant

selling,

securities

per unit

security

varying etc

to which

option

relates

ADR

Put Options

Written

791,000

3.0000

American

19 Oct 2018

ADR

Call Options

Purchased

832,000

3.0000

American

19 Oct 2018

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

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