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Pin to quick picksBarclays Regulatory News (BARC)

Share Price Information for Barclays (BARC)

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Share Price: 213.95
Bid: 213.90
Ask: 214.00
Change: 0.70 (0.33%)
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Open: 213.30
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FORM 8.3 - SHIRE PLC

4 Oct 2018 13:02

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose SHIRE PLC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 03 October 2018
(f) In addition to the company in 1(c) above, is the discloser making YES:
disclosures in respect of any other party to the offer? TAKEDA PHARMACEUTICAL CO LTD

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security: 5p ordinary
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 4,323,730 0.47% 2,515,772 0.28%
(2) Cash-settled derivatives:
326,245 0.04% 3,287,932 0.36%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 223,000 0.02% 341,600 0.04%
TOTAL: 4,872,975 0.53% 6,145,304 0.67%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant Purchase/sale Number of Price per unit
security securities
5p ordinary Purchase 6 46.2500 GBP
5p ordinary Purchase 17 46.3250 GBP
5p ordinary Purchase 39 46.2450 GBP
5p ordinary Purchase 43 46.2503 GBP
5p ordinary Purchase 44 46.1050 GBP
5p ordinary Purchase 51 46.2550 GBP
5p ordinary Purchase 79 46.3172 GBP
5p ordinary Purchase 102 46.3615 GBP
5p ordinary Purchase 175 46.1150 GBP
5p ordinary Purchase 218 46.2501 GBP
5p ordinary Purchase 273 46.2597 GBP
5p ordinary Purchase 600 46.2273 GBP
5p ordinary Purchase 723 46.2956 GBP
5p ordinary Purchase 889 46.2536 GBP
5p ordinary Purchase 922 46.2721 GBP
5p ordinary Purchase 1,309 46.1658 GBP
5p ordinary Purchase 1,713 46.1412 GBP
5p ordinary Purchase 1,713 46.3152 GBP
5p ordinary Purchase 2,281 46.3030 GBP
5p ordinary Purchase 2,710 46.2183 GBP
5p ordinary Purchase 2,801 46.2096 GBP
5p ordinary Purchase 5,453 46.2963 GBP
5p ordinary Purchase 9,197 46.1631 GBP
5p ordinary Purchase 11,804 46.3544 GBP
5p ordinary Purchase 27,878 46.2690 GBP
5p ordinary Purchase 187,258 46.1688 GBP
5p ordinary Sale 22 46.1050 GBP
5p ordinary Sale 39 46.2450 GBP
5p ordinary Sale 50 46.2550 GBP
5p ordinary Sale 318 46.2642 GBP
5p ordinary Sale 451 46.2834 GBP
5p ordinary Sale 736 46.2165 GBP
5p ordinary Sale 889 46.2536 GBP
5p ordinary Sale 904 46.2748 GBP
5p ordinary Sale 922 46.2721 GBP
5p ordinary Sale 1,021 46.2567 GBP
5p ordinary Sale 1,198 46.1883 GBP
5p ordinary Sale 1,333 46.2105 GBP
5p ordinary Sale 1,408 46.1424 GBP
5p ordinary Sale 1,640 46.2987 GBP
5p ordinary Sale 2,364 46.1304 GBP
5p ordinary Sale 2,961 46.2080 GBP
5p ordinary Sale 5,291 46.2635 GBP
5p ordinary Sale 5,824 46.1792 GBP
5p ordinary Sale 5,893 46.1600 GBP
5p ordinary Sale 8,381 46.2527 GBP
5p ordinary Sale 11,574 46.2460 GBP
5p ordinary Sale 17,061 46.1596 GBP
5p ordinary Sale 17,300 46.3425 GBP
5p ordinary Sale 19,371 46.1868 GBP
ADR Purchase 23 180.6800 USD
ADR Purchase 87 180.3000 USD
ADR Purchase 100 179.6000 USD
ADR Purchase 100 180.3600 USD
ADR Purchase 100 179.4500 USD
ADR Purchase 100 180.3550 USD
ADR Purchase 100 179.3800 USD
ADR Purchase 100 179.3600 USD
ADR Purchase 186 179.3808 USD
ADR Purchase 200 179.8350 USD
ADR Purchase 200 180.5300 USD
ADR Purchase 249 180.3623 USD
ADR Purchase 300 180.2566 USD
ADR Purchase 400 179.5625 USD
ADR Purchase 400 179.3500 USD
ADR Purchase 405 179.9322 USD
ADR Purchase 500 180.6740 USD
ADR Purchase 1,229 179.2176 USD
ADR Purchase 1,277 180.5796 USD
ADR Purchase 1,792 180.3523 USD
ADR Purchase 1,900 179.8485 USD
ADR Purchase 2,300 179.7988 USD
ADR Purchase 6,007 180.3898 USD
ADR Sale 50 179.2100 USD
ADR Sale 87 180.3000 USD
ADR Sale 100 180.6000 USD
ADR Sale 100 179.4700 USD
ADR Sale 200 180.3344 USD
ADR Sale 200 180.5300 USD
ADR Sale 400 179.6987 USD
ADR Sale 405 179.9322 USD
ADR Sale 900 179.8194 USD
ADR Sale 1,400 179.7855 USD
ADR Sale 1,500 180.1613 USD
ADR Sale 1,597 180.4062 USD
ADR Sale 1,800 179.7765 USD
ADR Sale 2,000 180.5994 USD
ADR Sale 2,215 179.2967 USD
ADR Sale 2,541 180.3031 USD
ADR Sale 4,210 180.3769 USD

(b) Cash-settled derivative transactions

Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
5p ordinary SWAP Long 2 46.3050 GBP
5p ordinary CFD Long 27 46.2081 GBP
5p ordinary SWAP Long 46 46.2784 GBP
5p ordinary SWAP Long 665 46.1600 GBP
5p ordinary CFD Long 736 46.2165 GBP
5p ordinary CFD Long 736 46.2894 GBP
5p ordinary CFD Long 1,333 46.2105 GBP
5p ordinary CFD Long 1,408 46.1424 GBP
5p ordinary SWAP Long 2,191 46.1521 GBP
5p ordinary CFD Long 2,934 46.2080 GBP
5p ordinary CFD Long 5,291 46.2635 GBP
5p ordinary CFD Long 5,824 46.1792 GBP
5p ordinary SWAP Long 7,683 46.1579 GBP
5p ordinary SWAP Long 13,134 46.2447 GBP
5p ordinary SWAP Short 22 46.1050 GBP
5p ordinary SWAP Short 200 46.1646 GBP
5p ordinary CFD Short 273 46.2597 GBP
5p ordinary SWAP Short 600 46.2273 GBP
5p ordinary SWAP Short 632 46.1684 GBP
5p ordinary CFD Short 1,309 46.1658 GBP
5p ordinary CFD Short 27,878 46.2690 GBP
5p ordinary SWAP Short 28,182 46.1670 GBP
5p ordinary SWAP Short 36,491 46.1600 GBP
5p ordinary CFD Short 39,961 46.1636 GBP
5p ordinary SWAP Short 63,510 46.1717 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class Product Writing, Number Exercise Type Expiry Option
of description purchasing, of price date money
relevant selling, securities per unit paid/
security varying etc to which received
option per unit
relates
ADR Call Options Purchasing 3,200 190 USD American 18 Apr 2019 7.7900 USD
ADR Call Options Purchasing 5,000 200 USD American 18 Jan 2019 1.6484 USD
ADR Call Options Selling 1,400 180 USD American 18 Jan 2019 9.5785 USD
ADR Call Options Selling 5,000 185 USD American 18 Jan 2019 6.8484 USD
ADR Call Options Selling 100 200 USD American 18 Jan 2019 1.8000 USD
ADR Put Options Selling 3,200 170 USD American 18 Apr 2019 7.8000 USD

(ii) Exercise

Class of relevant security Product description

e.g. call option

Exercising/ exercised against Number of securities Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security Nature of dealing

e.g. subscription, conversion

Details Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure: 4 Oct 2018
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of the person whose positions/dealings Barclays PLC.
are being disclosed:
Name of offeror/offeree in relation to whose SHIRE
relevant securities this from relates:

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class Product Writing, Number Exercise Type Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
relates
5p ordinary Call Options Written -125,000 3600.0000 American 21 Dec 2018
5p ordinary Put Options Written 125,000 3600.0000 American 21 Dec 2018
ADR Call Options Purchased 100 160.0000 American 19 Oct 2018
ADR Call Options Purchased 100 140.0000 American 18 Jan 2019
ADR Call Options Purchased 100 110.0000 American 17 Jan 2020
ADR Call Options Purchased 100 220.0000 American 18 Jan 2019
ADR Call Options Purchased 100 105.0000 American 18 Jan 2019
ADR Call Options Purchased 200 155.0000 American 17 Jan 2020
ADR Call Options Purchased 200 130.0000 American 17 Jan 2020
ADR Call Options Purchased 200 135.0000 American 17 Jan 2020
ADR Call Options Purchased 200 120.0000 American 17 Jan 2020
ADR Call Options Purchased 200 160.0000 American 17 Jan 2020
ADR Call Options Purchased 200 210.0000 American 18 Jan 2019
ADR Call Options Purchased 300 190.0000 American 18 Jan 2019
ADR Call Options Purchased 300 175.0000 American 18 Jan 2019
ADR Call Options Purchased 300 115.0000 American 18 Jan 2019
ADR Call Options Purchased 400 230.0000 American 18 Jan 2019
ADR Call Options Purchased 500 150.0000 American 18 Jan 2019
ADR Call Options Purchased 500 165.0000 American 18 Jan 2019
ADR Call Options Purchased 500 130.0000 American 19 Oct 2018
ADR Call Options Purchased 500 125.0000 American 18 Jan 2019
ADR Call Options Purchased 1,000 180.0000 American 17 Jan 2020
ADR Call Options Purchased 1,000 135.0000 American 18 Jan 2019
ADR Call Options Purchased 1,000 170.0000 American 17 Jan 2020
ADR Call Options Purchased 1,200 170.0000 American 18 Jan 2019
ADR Call Options Purchased 1,200 165.0000 American 19 Oct 2018
ADR Call Options Purchased 1,700 195.0000 American 17 Jan 2020
ADR Call Options Purchased 2,000 150.0000 American 17 Jan 2020
ADR Call Options Purchased 2,200 195.0000 American 18 Jan 2019
ADR Call Options Purchased 2,400 170.0000 American 19 Oct 2018
ADR Call Options Purchased 3,100 155.0000 American 18 Jan 2019
ADR Call Options Purchased 3,200 190.0000 American 18 Apr 2019
ADR Call Options Purchased 3,700 185.0000 American 19 Oct 2018
ADR Call Options Purchased 5,000 195.0000 American 19 Oct 2018
ADR Call Options Purchased 21,400 200.0000 American 18 Jan 2019
ADR Call Options Written -18,100 185.0000 American 18 Jan 2019
ADR Call Options Written -15,300 180.0000 American 18 Jan 2019
ADR Call Options Written -6,000 200.0000 American 17 Jan 2020
ADR Call Options Written -4,100 180.0000 American 19 Oct 2018
ADR Call Options Written -2,700 145.0000 American 18 Jan 2019
ADR Call Options Written -1,100 210.0000 American 19 Oct 2018
ADR Call Options Written -1,000 85.0000 American 18 Jan 2019
ADR Call Options Written -900 175.0000 American 19 Oct 2018
ADR Call Options Written -800 160.0000 American 19 Oct 2018
ADR Call Options Written -500 160.0000 American 18 Apr 2019
ADR Call Options Written -100 170.0000 American 18 Apr 2019
ADR Call Options Written -100 145.0000 American 19 Oct 2018
ADR Call Options Written -100 130.0000 American 18 Jan 2019
ADR Call Options Written -100 140.0000 American 17 Jan 2020
ADR Call Options Written -100 173.0000 American 12 Oct 2018
ADR Put Options Purchased -45,000 175.0000 American 19 Oct 2018
ADR Put Options Purchased -44,000 145.0000 American 19 Oct 2018
ADR Put Options Purchased -15,000 178.0000 American 5 Oct 2018
ADR Put Options Purchased -8,900 135.0000 American 18 Jan 2019
ADR Put Options Purchased -8,600 170.0000 American 19 Oct 2018
ADR Put Options Purchased -6,600 165.0000 American 19 Oct 2018
ADR Put Options Purchased -5,800 180.0000 American 18 Jan 2019
ADR Put Options Purchased -4,600 155.0000 American 18 Jan 2019
ADR Put Options Purchased -3,700 145.0000 American 17 Jan 2020
ADR Put Options Purchased -2,700 80.0000 American 18 Jan 2019
ADR Put Options Purchased -2,500 120.0000 American 17 Jan 2020
ADR Put Options Purchased -2,300 85.0000 American 18 Jan 2019
ADR Put Options Purchased -2,100 160.0000 American 18 Jan 2019
ADR Put Options Purchased -1,800 115.0000 American 18 Jan 2019
ADR Put Options Purchased -1,500 165.0000 American 18 Jan 2019
ADR Put Options Purchased -1,200 135.0000 American 17 Jan 2020
ADR Put Options Purchased -1,100 150.0000 American 19 Oct 2018
ADR Put Options Purchased -1,000 80.0000 American 17 Jan 2020
ADR Put Options Purchased -1,000 105.0000 American 18 Jan 2019
ADR Put Options Purchased -1,000 170.0000 American 17 Jan 2020
ADR Put Options Purchased -1,000 140.0000 American 18 Jan 2019
ADR Put Options Purchased -1,000 150.0000 American 18 Jan 2019
ADR Put Options Purchased -800 150.0000 American 17 Jan 2020
ADR Put Options Purchased -700 160.0000 American 17 Jan 2020
ADR Put Options Purchased -500 140.0000 American 17 Jan 2020
ADR Put Options Purchased -400 145.0000 American 18 Jan 2019
ADR Put Options Purchased -400 165.0000 American 17 Jan 2020
ADR Put Options Purchased -200 115.0000 American 19 Oct 2018
ADR Put Options Purchased -200 170.0000 American 18 Jan 2019
ADR Put Options Written 100 110.0000 American 18 Jan 2019
ADR Put Options Written 100 95.0000 American 18 Jan 2019
ADR Put Options Written 100 110.0000 American 17 Jan 2020
ADR Put Options Written 100 140.0000 American 19 Oct 2018
ADR Put Options Written 100 75.0000 American 19 Oct 2018
ADR Put Options Written 200 70.0000 American 19 Oct 2018
ADR Put Options Written 200 100.0000 American 18 Jan 2019
ADR Put Options Written 200 200.0000 American 17 Jan 2020
ADR Put Options Written 200 125.0000 American 19 Oct 2018
ADR Put Options Written 500 125.0000 American 18 Jan 2019
ADR Put Options Written 1,000 155.0000 American 5 Oct 2018
ADR Put Options Written 1,000 90.0000 American 18 Jan 2019
ADR Put Options Written 2,300 130.0000 American 18 Jan 2019
ADR Put Options Written 3,200 170.0000 American 18 Apr 2019
ADR Put Options Written 5,300 120.0000 American 18 Jan 2019
ADR Put Options Written 10,000 160.0000 American 19 Jul 2019
ADR Put Options Written 18,300 155.0000 American 19 Oct 2018

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

View source version on businesswire.com: https://www.businesswire.com/news/home/20181004005366/en/

Copyright Business Wire 2018

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