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Pin to quick picksBarclays Regulatory News (BARC)

Share Price Information for Barclays (BARC)

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Share Price: 202.35
Bid: 202.15
Ask: 202.25
Change: 1.35 (0.67%)
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Open: 202.50
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Form 8.3 - NortonLifeLock Inc.

12 Aug 2022 11:50

RNS Number : 8898V
Barclays PLC
12 August 2022
 

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR

MORE

Rule 8.3 of the Takeover Code (the "Code")

1.

KEY INFORMATION

(a)

Full name of discloser:

Barclays PLC.

(b)

Owner or controller of interest and short

positions disclosed, if different from 1(a):

(c)

Name of offeror/offeree in relation to whose

NORTONLIFELOCK INC

relevant securities this form relates:

(d)

If an exempt fund manager connected with an

offeror/offeree, state this and specify identity of

offeror/offeree:

(e)

Date position held/dealing undertaken:

11 Aug 2022

(f)

In addition to the company in 1(c) above, is the discloser making

YES:

disclosures in respect of any other party to the offer?

AVAST PLC

2.

POSITIONS OF THE PERSON MAKING THE DISCLOSURE

(a)

Interests and short positions in the relevant securities of the offeror or offeree

to which the disclosure relates following the dealing(if any)

Class of relevant security:

USD 0.01 common

Interests

Short Positions

Number

(%)

Number

(%)

(1)

Relevant securities owned

and/or controlled:

1,287,959

0.23%

1,335,274

0.23%

(2)

Cash-settled derivatives:

and/or controlled:

1,775,673

0.31%

3,757,122

0.66%

(3)

Stock-settled derivatives (including options)

and agreements to purchase/sell:

73,200

0.01%

150,000

0.03%

TOTAL:

3,136,832

0.55%

5,242,396

0.92%

(b)

Rights to subscribe for new securities (including directors and other executive

options)

Class of relevant security in relation to

which subscription right exists

Details, including nature of the rights

concerned and relevant percentages:

3.

DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a)

Purchases and sales

Class of relevant

Purchase/sale

Number of

Price per unit

security

securities

USD 0.01 common

Purchase

14

24.1471 USD

USD 0.01 common

Purchase

26

24.2161 USD

USD 0.01 common

Purchase

50

24.2104 USD

USD 0.01 common

Purchase

59

24.1800 USD

USD 0.01 common

Purchase

62

24.2141 USD

USD 0.01 common

Purchase

64

24.1750 USD

USD 0.01 common

Purchase

66

24.1984 USD

USD 0.01 common

Purchase

80

24.2077 USD

USD 0.01 common

Purchase

92

24.1035 USD

USD 0.01 common

Purchase

100

24.1160 USD

USD 0.01 common

Purchase

100

24.1200 USD

USD 0.01 common

Purchase

100

24.3300 USD

USD 0.01 common

Purchase

106

24.1694 USD

USD 0.01 common

Purchase

140

24.0890 USD

USD 0.01 common

Purchase

176

24.1900 USD

USD 0.01 common

Purchase

242

24.1269 USD

USD 0.01 common

Purchase

300

24.2250 USD

USD 0.01 common

Purchase

492

24.3289 USD

USD 0.01 common

Purchase

500

24.1520 USD

USD 0.01 common

Purchase

697

24.1121 USD

USD 0.01 common

Purchase

700

24.1350 USD

USD 0.01 common

Purchase

1,000

24.1351 USD

USD 0.01 common

Purchase

1,219

24.2014 USD

USD 0.01 common

Purchase

1,424

24.0792 USD

USD 0.01 common

Purchase

1,500

24.1453 USD

USD 0.01 common

Purchase

1,534

24.0995 USD

USD 0.01 common

Purchase

1,600

24.0700 USD

USD 0.01 common

Purchase

1,672

24.1500 USD

USD 0.01 common

Purchase

1,681

24.1074 USD

USD 0.01 common

Purchase

1,836

24.1219 USD

USD 0.01 common

Purchase

1,996

24.1377 USD

USD 0.01 common

Purchase

1,998

24.1801 USD

USD 0.01 common

Purchase

1,999

24.1344 USD

USD 0.01 common

Purchase

2,439

24.1557 USD

USD 0.01 common

Purchase

3,326

24.1916 USD

USD 0.01 common

Purchase

3,894

24.0958 USD

USD 0.01 common

Purchase

4,459

24.1018 USD

USD 0.01 common

Purchase

5,354

24.0503 USD

USD 0.01 common

Purchase

5,516

24.2058 USD

USD 0.01 common

Purchase

7,079

24.2054 USD

USD 0.01 common

Purchase

8,618

24.1690 USD

USD 0.01 common

Purchase

9,991

24.1287 USD

USD 0.01 common

Purchase

10,329

24.0837 USD

USD 0.01 common

Purchase

11,530

24.1062 USD

USD 0.01 common

Purchase

17,612

24.0819 USD

USD 0.01 common

Purchase

19,498

24.0859 USD

USD 0.01 common

Purchase

20,496

24.1000 USD

USD 0.01 common

Purchase

20,684

24.1069 USD

USD 0.01 common

Purchase

20,889

24.1537 USD

USD 0.01 common

Purchase

25,805

24.0531 USD

USD 0.01 common

Purchase

26,793

24.1402 USD

USD 0.01 common

Purchase

55,231

24.0500 USD

USD 0.01 common

Purchase

83,256

24.0988 USD

USD 0.01 common

Purchase

154,018

24.2007 USD

USD 0.01 common

Sale

1

24.2200 USD

USD 0.01 common

Sale

5

24.2900 USD

USD 0.01 common

Sale

35

24.0554 USD

USD 0.01 common

Sale

99

24.2878 USD

USD 0.01 common

Sale

100

24.0550 USD

USD 0.01 common

Sale

152

24.3300 USD

USD 0.01 common

Sale

182

24.0565 USD

USD 0.01 common

Sale

448

24.1700 USD

USD 0.01 common

Sale

1,600

24.0700 USD

USD 0.01 common

Sale

2,300

24.2467 USD

USD 0.01 common

Sale

2,589

24.1124 USD

USD 0.01 common

Sale

3,863

24.0352 USD

USD 0.01 common

Sale

4,088

24.1438 USD

USD 0.01 common

Sale

5,966

24.1188 USD

USD 0.01 common

Sale

6,243

24.0602 USD

USD 0.01 common

Sale

8,902

24.1105 USD

USD 0.01 common

Sale

10,867

24.1649 USD

USD 0.01 common

Sale

18,840

24.0932 USD

USD 0.01 common

Sale

25,357

24.0510 USD

USD 0.01 common

Sale

60,932

24.0500 USD

USD 0.01 common

Sale

150,000

24.0992 USD

USD 0.01 common

Sale

234,821

24.1852 USD

(b)

Cash-settled derivative transactions

Class of

Product

Nature of dealing

Number of

Price per

relevant

description

reference

unit

security

securities

(c)

Stock-settled derivative transactions (including options)

(i)

Writing, selling, purchasing or varying

Class

Product

Writing,

Number

Exercise

Type

Expiry

Option

of

description

purchasing,

of

price

date

money

relevant

selling,

securities

per unit

paid/

security

varying etc

to which

received

option

per unit

relates

(ii)

Exercising

Class of relevant

Product description

Exercising/ exercised against

Number of

Exercise price per

security

securities

unit

(d)

Other dealings (including subscribing for new securities)

Class of relevant

Nature of Dealings

Details

Price per unit (if

security

applicable)

4.

OTHER INFORMATION

(a)

Indemnity and other dealings arrangements

Details of any indemnity or option arrangement, or any agreement or understanding,

formal or informal, relating to relevant securities which may be an inducement to deal

or refrain from dealing entered into by the exempt principal trader making the disclosure and any party

to the offer or any person acting in concert with a party to the offer:

NONE

(b)

Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between

the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights of future acquisition or disposal of any relevant securities to which

any derivative is referenced:

NONE

(c)

Attachments

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

12 Aug 2022

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO

PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the "Code")

1.

KEY INFORMATION

Identity of the person whose positions/dealings

Barclays PLC.

are being disclosed:

Name of offeror/offeree in relation to whose

NORTONLIFELOCK INC

relevant securities this from relates:

2.

OPTIONS AND DERIVATIVES

Class

Product

Writing,

Number

Exercise

Type

Expiry

 

of

description

purchasing,

of

price

date

 

relevant

selling,

securities

per unit

 

security

varying etc

to which

 

option

 

relates

 

USD 0.01 common

Call Options

Purchased

56,100

25.0000

American

19 Aug 2022

 

USD 0.01 common

Call Options

Written

-112,200

28.0000

American

19 Aug 2022

 

USD 0.01 common

Call Options

Written

-20,700

27.0000

American

19 Aug 2022

 

USD 0.01 common

Call Options

Written

-17,100

27.0000

American

16 Sep 2022

 

USD 0.01 common

Put Options

Written

17,100

25.0000

American

16 Sep 2022

 

3.

AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

 

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END
 
 
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