10 Mar 2020 13:02
Ap19
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
Name of person dealing (Note 1) | Barclays PLC. | |
Company dealt in | ALLERGAN PLC | |
Class of relevant security to which the | ORD | |
dealings being disclosed relate (Note 2) | ||
Date of dealing | 09 March 2020 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
Class of relevant security: | ORD | ||||
Long | Short | ||||
Number | (%) | Number | (%) | ||
(1) | Relevant securities |
|
|
|
|
4,114,233 | 1.25% | 3,317,206 | 1.01% | ||
|
|
|
| ||
(2) | Derivatives (other than options): |
|
|
|
|
3,007,529 | 0.91% | 2,594,630 | 0.79% | ||
|
|
|
| ||
(3) | Options and agreements to |
|
|
|
|
purchase/sell: | 501,100 | 0.15% | 231,000 | 0.07% | |
|
|
|
| ||
TOTAL: |
|
|
|
| |
7,622,862 | 2.32% | 6,142,836 | 1.87% | ||
|
|
|
|
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
Class of relevant security: | Long | Short | ||||
| Number |
| (%) | Number |
| (%) |
(1) Relevant securities |
|
| ||||
(2) Derivatives (other than options) |
|
| ||||
(3) Options and agreements to purchase/sell |
|
| ||||
Total |
|
| ||||
|
Ap20
1. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale | Number of relevant securities | Price per unit |
Purchase | 1 | 185.4500 USD |
Purchase | 4 | 186.0325 USD |
Purchase | 4 | 186.1350 USD |
Purchase | 5 | 186.3520 USD |
Purchase | 10 | 186.0200 USD |
Purchase | 14 | 185.9192 USD |
Purchase | 26 | 185.2000 USD |
Purchase | 34 | 186.5782 USD |
Purchase | 66 | 186.1228 USD |
Purchase | 100 | 186.0600 USD |
Purchase | 100 | 185.8450 USD |
Purchase | 100 | 186.0700 USD |
Purchase | 100 | 185.7500 USD |
Purchase | 100 | 186.5800 USD |
Purchase | 102 | 185.9684 USD |
Purchase | 112 | 186.2274 USD |
Purchase | 125 | 185.7300 USD |
Purchase | 150 | 185.8650 USD |
Purchase | 200 | 186.5300 USD |
Purchase | 200 | 185.9300 USD |
Purchase | 250 | 186.1540 USD |
Purchase | 300 | 186.1600 USD |
Purchase | 300 | 185.8433 USD |
Purchase | 300 | 185.8000 USD |
Purchase | 300 | 186.7183 USD |
Purchase | 318 | 186.4400 USD |
Purchase | 500 | 185.7140 USD |
Purchase | 500 | 186.0476 USD |
Purchase | 501 | 185.9996 USD |
Purchase | 515 | 185.9173 USD |
Purchase | 530 | 185.9426 USD |
Purchase | 575 | 185.8800 USD |
Purchase | 650 | 185.9523 USD |
Purchase | 670 | 186.6349 USD |
Purchase | 749 | 186.0287 USD |
Purchase | 799 | 186.2834 USD |
Purchase | 850 | 185.9717 USD |
Purchase | 862 | 186.8531 USD |
Purchase | 1,000 | 185.8660 USD |
Purchase | 1,200 | 185.9908 USD |
Purchase | 1,201 | 187.0337 USD |
Purchase | 1,716 | 186.0053 USD |
Purchase | 1,821 | 185.5268 USD |
Purchase | 1,951 | 186.0515 USD |
Purchase | 2,005 | 186.1432 USD |
Purchase | 2,200 | 185.9488 USD |
Purchase | 2,220 | 185.9960 USD |
Purchase | 2,749 | 185.9518 USD |
Purchase | 2,800 | 185.9005 USD |
Purchase | 3,300 | 186.6794 USD |
Purchase | 3,971 | 186.2360 USD |
Purchase | 4,343 | 185.9377 USD |
Purchase | 5,000 | 185.9897 USD |
Purchase | 5,483 | 186.5256 USD |
Purchase | 6,200 | 185.9662 USD |
Purchase | 6,468 | 185.9282 USD |
Purchase | 9,086 | 185.8598 USD |
Purchase | 9,257 | 186.0038 USD |
Purchase | 9,398 | 185.9453 USD |
Purchase | 9,900 | 186.2061 USD |
Purchase | 12,329 | 185.4600 USD |
Purchase | 12,382 | 185.9723 USD |
Purchase | 13,787 | 186.6127 USD |
Purchase | 13,843 | 185.9439 USD |
Purchase | 18,248 | 185.4835 USD |
Purchase | 28,644 | 186.0225 USD |
Purchase | 35,576 | 191.9500 USD |
Purchase | 52,232 | 186.5100 USD |
Purchase | 107,672 | 185.8560 USD |
Sale | 3 | 185.6600 USD |
Sale | 11 | 187.7700 USD |
Sale | 11 | 185.8600 USD |
Sale | 44 | 186.1027 USD |
Sale | 47 | 186.0197 USD |
Sale | 90 | 185.7326 USD |
Sale | 100 | 187.8300 USD |
Sale | 100 | 188.4500 USD |
Sale | 100 | 186.5900 USD |
Sale | 100 | 186.4900 USD |
Sale | 100 | 186.1550 USD |
Sale | 100 | 185.8450 USD |
Sale | 100 | 185.7400 USD |
Sale | 101 | 186.1737 USD |
Sale | 135 | 185.2000 USD |
Sale | 199 | 186.1201 USD |
Sale | 200 | 185.0725 USD |
Sale | 200 | 187.3837 USD |
Sale | 200 | 186.4500 USD |
Sale | 218 | 186.4400 USD |
Sale | 301 | 186.2142 USD |
Sale | 400 | 185.5412 USD |
Sale | 400 | 185.8325 USD |
Sale | 500 | 185.4210 USD |
Sale | 560 | 186.2830 USD |
Sale | 600 | 186.3250 USD |
Sale | 610 | 185.6777 USD |
Sale | 700 | 186.8328 USD |
Sale | 700 | 186.3485 USD |
Sale | 874 | 186.2446 USD |
Sale | 1,000 | 186.1905 USD |
Sale | 2,017 | 186.6072 USD |
Sale | 2,309 | 186.3609 USD |
Sale | 2,389 | 186.1370 USD |
Sale | 2,654 | 186.0819 USD |
Sale | 2,700 | 186.8597 USD |
Sale | 3,000 | 186.5735 USD |
Sale | 5,000 | 185.9897 USD |
Sale | 6,058 | 186.7762 USD |
Sale | 10,200 | 185.9596 USD |
Sale | 12,276 | 185.4600 USD |
Sale | 16,230 | 186.5313 USD |
Sale | 18,376 | 185.4944 USD |
Sale | 18,921 | 186.5071 USD |
Sale | 26,469 | 185.9642 USD |
Sale | 31,200 | 185.4633 USD |
Sale | 90,360 | 185.9814 USD |
Sale | 99,212 | 186.1462 USD |
(b) Derivatives transactions (other than options transactions)
Product Name | Nature of transaction | Number of relevant securities | Price per |
|
| unit | |
SWAP | Short | 25,000 | 186.0255 USD |
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
Product Name | Writing, | Number | Exercise | Type | Expiry | Option |
purchasing, | of | price |
| date | money | |
selling, | securities |
|
|
| paid/ | |
varying etc | to which |
|
|
| received | |
| option |
|
|
|
| |
| relates |
|
|
|
| |
Call Option | Purchasing | 1,400 | 190 USD | American | 15 May 2020 | 5.6642 USD |
Call Option | Purchasing | 700 | 203 USD | American | 6 Mar 2020 | 0.2100 USD |
Call Option | Purchasing | 100 | 208 USD | American | 9 Apr 2020 | 0.4000 USD |
Call Option | Purchasing | 300 | 210 USD | American | 6 Mar 2020 | 1.8300 USD |
Call Option | Selling | 1,100 | 185 USD | American | 17 Apr 2020 | 7.5000 USD |
Call Option | Selling | 100 | 200 USD | American | 6 Mar 2020 | 0.5000 USD |
Call Option | Selling | 400 | 213 USD | American | 4 Dec 2015 | 0.0500 USD |
Call Option | Selling | 1,900 | 238 USD | American | 29 Jul 2016 | 0.0100 USD |
Put Option | Purchasing | 900 | 150 USD | American | 15 May 2020 | 1.3000 USD |
Put Option | Purchasing | 1,000 | 178 USD | American | 13 Mar 2020 | 1.1900 USD |
Put Option | Purchasing | 1,000 | 180 USD | American | 13 Mar 2020 | 1.5000 USD |
Put Option | Purchasing | 100 | 180 USD | American | 20 Mar 2020 | 1.8200 USD |
Put Option | Purchasing | 100 | 280 USD | American | 24 Jun 2016 | 0.2300 USD |
Put Option | Selling | 200 | 170 USD | American | 20 Mar 2020 | 1.9900 USD |
(ii) Exercising
Product name, e.g. call option | Number of securities | Exercise price per unit (Note 5) |
|
|
|
(d) Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction (Note 8) | Details | Price per unit (if applicable) (Note 5) |
|
|
|
Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
None
Is a Supplemental Form 8 (Open Positions) attached? | YES |
Date of disclosure: | 10 Mar 2020 |
Contact name: | Large Holdings Regulatory Operations |
Telephone number: | 020 3134 7213 |
If a connected EFM, name of offeree/offeror with which connected | |
If a connected EFM, state nature of connection |
Ap23
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name | Written or | Number of | Exercise | Type | Expiry |
purchased | relevant securities | price |
| date | |
| to which the option |
|
|
| |
| or derivative |
|
|
| |
| relates |
|
|
| |
Call Options | Purchased | 2,600 | 175.0000 | American | Jan 15, 2021 |
Call Options | Purchased | 300 | 190.0000 | American | Mar 27, 2020 |
Put Options | Written | 3,400 | 170.0000 | American | Mar 20, 2020 |
Call Options | Purchased | 9,100 | 185.0000 | American | Jan 15, 2021 |
Put Options | Written | 5,000 | 115.0000 | American | Mar 20, 2020 |
Put Options | Written | 2,700 | 100.0000 | American | May 15, 2020 |
Put Options | Written | 700 | 95.0000 | American | Jan 15, 2021 |
Call Options | Purchased | 200 | 190.0000 | American | Jan 21, 2022 |
Put Options | Written | 800 | 130.0000 | American | Mar 20, 2020 |
Put Options | Written | 300 | 180.0000 | American | Jan 21, 2022 |
Put Options | Written | 700 | 100.0000 | American | Jan 15, 2021 |
Call Options | Written | -100 | 160.0000 | American | Mar 20, 2020 |
Put Options | Purchased | -4,500 | 70.0000 | American | Jan 15, 2021 |
Call Options | Written | -200 | 230.0000 | American | Mar 20, 2020 |
Call Options | Written | -1,400 | 230.0000 | American | Jun 19, 2020 |
Put Options | Purchased | -900 | 145.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -1,000 | 165.0000 | American | Jan 15, 2021 |
Call Options | Written | -600 | 220.0000 | American | May 15, 2020 |
Call Options | Purchased | 100 | 197.5000 | American | Apr 24, 2020 |
Put Options | Written | 17,600 | 150.0000 | American | May 15, 2020 |
Put Options | Written | 100 | 140.0000 | American | Aug 21, 2020 |
Put Options | Written | 1,000 | 195.0000 | American | Jan 15, 2021 |
Put Options | Written | 66,500 | 140.0000 | American | Mar 20, 2020 |
Put Options | Written | 36,900 | 105.0000 | American | Jan 15, 2021 |
Call Options | Purchased | 1,000 | 170.0000 | American | Jan 15, 2021 |
Put Options | Written | 12,000 | 160.0000 | American | Jun 19, 2020 |
Put Options | Purchased | -16,600 | 115.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -400 | 185.0000 | American | Jan 21, 2022 |
Put Options | Purchased | -300 | 80.0000 | American | Jan 15, 2021 |
Call Options | Written | -42,500 | 165.0000 | American | Jan 21, 2022 |
Call Options | Written | -500 | 150.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -1,600 | 110.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -200 | 155.0000 | American | Jan 15, 2021 |
Call Options | Written | -3,300 | 200.0000 | American | Aug 21, 2020 |
Put Options | Purchased | -1,000 | 177.5000 | American | Mar 13, 2020 |
Put Options | Purchased | -1,200 | 65.0000 | American | Jan 15, 2021 |
Call Options | Purchased | 42,500 | 175.0000 | American | Jan 21, 2022 |
Call Options | Purchased | 1,400 | 202.5000 | American | Mar 20, 2020 |
Call Options | Purchased | 300 | 210.0000 | American | May 15, 2020 |
Call Options | Purchased | 3,100 | 165.0000 | American | Jan 15, 2021 |
Put Options | Written | 100 | 140.0000 | American | Jan 21, 2022 |
Call Options | Purchased | 1,100 | 190.0000 | American | Jun 19, 2020 |
Put Options | Written | 1,000 | 120.0000 | American | Apr 17, 2020 |
Put Options | Written | 3,800 | 185.0000 | American | Mar 20, 2020 |
Put Options | Written | 1,700 | 185.0000 | American | May 15, 2020 |
Call Options | Purchased | 9,500 | 170.0000 | American | Jun 19, 2020 |
Call Options | Purchased | 200 | 195.0000 | American | May 15, 2020 |
Call Options | Purchased | 1,900 | 190.0000 | American | May 15, 2020 |
Put Options | Written | 500 | 175.0000 | American | Mar 20, 2020 |
Put Options | Written | 7,100 | 145.0000 | American | Mar 20, 2020 |
Put Options | Written | 4,700 | 180.0000 | American | Apr 17, 2020 |
Put Options | Purchased | -66,500 | 160.0000 | American | Mar 20, 2020 |
Call Options | Written | -200 | 205.0000 | American | Apr 3, 2020 |
Put Options | Purchased | -1,100 | 195.0000 | American | May 15, 2020 |
Call Options | Written | -100 | 240.0000 | American | Mar 20, 2020 |
Call Options | Written | -100 | 210.0000 | American | Mar 20, 2020 |
Call Options | Written | -100 | 200.0000 | American | Jan 21, 2022 |
Put Options | Purchased | -4,700 | 170.0000 | American | Jan 15, 2021 |
Call Options | Written | -700 | 270.0000 | American | Jan 15, 2021 |
Call Options | Purchased | 2,000 | 180.0000 | American | Jan 15, 2021 |
Call Options | Purchased | 100 | 207.5000 | American | Apr 9, 2020 |
Call Options | Purchased | 300 | 145.0000 | American | Jan 15, 2021 |
Put Options | Written | 3,800 | 165.0000 | American | Jun 19, 2020 |
Put Options | Written | 6,400 | 95.0000 | American | Jun 19, 2020 |
Put Options | Written | 1,500 | 170.0000 | American | May 15, 2020 |
Put Options | Written | 100 | 197.5000 | American | Apr 3, 2020 |
Put Options | Written | 48,000 | 140.0000 | American | Jun 19, 2020 |
Put Options | Written | 5,400 | 95.0000 | American | May 15, 2020 |
Call Options | Purchased | 1,400 | 160.0000 | American | Jan 21, 2022 |
Call Options | Purchased | 7,200 | 200.0000 | American | Mar 20, 2020 |
Put Options | Written | 600 | 190.0000 | American | Jan 15, 2021 |
Call Options | Purchased | 500 | 220.0000 | American | Jan 21, 2022 |
Call Options | Written | -100 | 150.0000 | American | May 15, 2020 |
Put Options | Purchased | -1,100 | 180.0000 | American | Mar 13, 2020 |
Put Options | Purchased | -2,600 | 75.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -2,300 | 170.0000 | American | Jun 19, 2020 |
Put Options | Purchased | -1,500 | 190.0000 | American | May 15, 2020 |
Put Options | Purchased | -900 | 190.0000 | American | Mar 20, 2020 |
Call Options | Written | -200 | 220.0000 | American | Jan 15, 2021 |
Call Options | Purchased | 1,600 | 200.0000 | American | Jan 15, 2021 |
Put Options | Written | 7,000 | 140.0000 | American | Jan 15, 2021 |
Put Options | Written | 1,800 | 145.0000 | American | Jun 19, 2020 |
Put Options | Written | 15,300 | 160.0000 | American | Mar 20, 2020 |
Call Options | Purchased | 1,300 | 180.0000 | American | Jan 21, 2022 |
Put Options | Written | 1,100 | 90.0000 | American | May 15, 2020 |
Put Options | Written | 7,400 | 120.0000 | American | Jun 19, 2020 |
Call Options | Purchased | 7,700 | 190.0000 | American | Jan 15, 2021 |
Call Options | Purchased | 3,000 | 195.0000 | American | Aug 21, 2020 |
Put Options | Purchased | -34,000 | 150.0000 | American | Jan 15, 2021 |
Call Options | Written | -100 | 175.0000 | American | May 15, 2020 |
Call Options | Written | -100 | 165.0000 | American | Jun 19, 2020 |
Call Options | Written | -7,200 | 260.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -400 | 190.0000 | American | Jun 19, 2020 |
Call Options | Written | -400 | 190.0000 | American | Mar 20, 2020 |
Put Options | Purchased | -500 | 185.0000 | American | Jun 19, 2020 |
Put Options | Written | 1,900 | 180.0000 | American | Jun 19, 2020 |
Put Options | Written | 1,400 | 195.0000 | American | Jun 19, 2020 |
Put Options | Written | 100 | 200.0000 | American | May 15, 2020 |
Call Options | Purchased | 100 | 210.0000 | American | Jan 15, 2021 |
Call Options | Purchased | 6,400 | 160.0000 | American | Jan 15, 2021 |
Call Options | Purchased | 100 | 210.0000 | American | Apr 17, 2020 |
Put Options | Written | 24,000 | 180.0000 | American | Mar 20, 2020 |
Put Options | Written | 3,500 | 165.0000 | American | Mar 20, 2020 |
Put Options | Written | 400 | 200.0000 | American | Mar 20, 2020 |
Put Options | Written | 200 | 135.0000 | American | Mar 20, 2020 |
Put Options | Written | 6,000 | 180.0000 | American | May 15, 2020 |
Put Options | Written | 100 | 165.0000 | American | May 15, 2020 |
Call Options | Written | -100 | 185.0000 | American | Jun 19, 2020 |
Call Options | Written | -1,100 | 185.0000 | American | Apr 17, 2020 |
Call Options | Written | -200 | 165.0000 | American | Mar 20, 2020 |
Put Options | Purchased | -4,100 | 160.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -400 | 120.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -300 | 185.0000 | American | Aug 21, 2020 |
Put Options | Purchased | -500 | 120.0000 | American | Aug 21, 2020 |
Call Options | Written | -900 | 175.0000 | American | Jun 19, 2020 |
Put Options | Purchased | -1,700 | 185.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -2,300 | 90.0000 | American | Jan 15, 2021 |
Call Options | Written | -100 | 160.0000 | American | Jun 19, 2020 |
Put Options | Purchased | -100 | 170.0000 | American | Jan 21, 2022 |
Call Options | Written | -1,200 | 195.0000 | American | Mar 20, 2020 |
Call Options | Purchased | 8,200 | 185.0000 | American | Aug 21, 2020 |
Put Options | Written | 200 | 150.0000 | American | Apr 17, 2020 |
Put Options | Written | 200 | 155.0000 | American | Mar 20, 2020 |
Call Options | Purchased | 1,500 | 220.0000 | American | Mar 20, 2020 |
Put Options | Written | 100 | 140.0000 | American | Apr 17, 2020 |
Put Options | Written | 300 | 125.0000 | American | Jun 19, 2020 |
Put Options | Written | 1,400 | 155.0000 | American | Apr 17, 2020 |
Put Options | Written | 3,700 | 215.0000 | American | Jan 15, 2021 |
Call Options | Purchased | 700 | 200.0000 | American | Jun 19, 2020 |
Call Options | Written | -800 | 200.0000 | American | May 15, 2020 |
Put Options | Purchased | -200 | 190.0000 | American | Aug 21, 2020 |
Put Options | Purchased | -1,800 | 150.0000 | American | Jan 21, 2022 |
Put Options | Purchased | -1,200 | 180.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -100 | 175.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -300 | 125.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -100 | 130.0000 | American | Jan 15, 2021 |
Call Options | Written | -400 | 180.0000 | American | Mar 20, 2020 |
Call Options | Written | -200 | 180.0000 | American | Jun 19, 2020 |
Put Options | Purchased | -1,900 | 195.0000 | American | Mar 20, 2020 |
Call Options | Purchased | 11,300 | 195.0000 | American | Jan 15, 2021 |
Put Options | Written | 400 | 160.0000 | American | Apr 17, 2020 |
Put Options | Written | 7,000 | 105.0000 | American | May 15, 2020 |
Call Options | Purchased | 3,300 | 190.0000 | American | Aug 21, 2020 |
Put Options | Written | 4,500 | 195.0000 | American | Aug 21, 2020 |
Put Options | Written | 200 | 120.0000 | American | May 15, 2020 |
Put Options | Written | 50,400 | 150.0000 | American | Mar 20, 2020 |
Put Options | Written | 100 | 145.0000 | American | Apr 17, 2020 |
Call Options | Written | -1,000 | 185.0000 | American | May 15, 2020 |
Call Options | Written | -600 | 250.0000 | American | Jan 15, 2021 |
Put Options | Purchased | -8,200 | 140.0000 | American | Mar 20, 2020 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
View source version on businesswire.com: https://www.businesswire.com/news/home/20200310005570/en/
Copyright Business Wire 2020