26 Oct 2018 11:43
FORM 8 (DD)
PUBLIC DEALING DISCLOSURE BY A PARTY TO AN OFFER OR PERSON ACTING IN CONCERT (INCLUDING DEALINGS FOR THE ACCOUNT OF DISCRETIONARY INVESTMENT CLIENTS)
Rules 8.1, 8.2 and 8.4 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) | Full name of discloser: | Barclays PLC. | |||
(b) | Owner or controller of interest and short | ||||
positions disclosed, if different from 1(a): | |||||
(c) | Name of offeror/offeree in relation to whose | CME GROUP INC | |||
relevant securities this form relates: | |||||
(d) | Status of person making the disclosure: | CONNECTED TO THE OFFEROR | |||
(e) | Date position held/dealing undertaken: | 25 October 2018 | |||
(f) | In addition to the company in 1(c) above, is the discloser making | NO | |||
disclosures in respect of any other party to the offer? |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing
Class of relevant security: | USD 0.01 Class A common | ||||||||||
Interests | Short Positions | ||||||||||
Number | (%) | Number | (%) | ||||||||
(1) | Relevant securities owned | ||||||||||
and/or controlled: | 108,697 | 0.03% | 22,764 | 0.01% | |||||||
(2) | Cash-settled derivatives: | ||||||||||
0 | 0.00% | 0 | 0.00% | ||||||||
(3) | Stock-settled derivatives (including options) | ||||||||||
and agreements to purchase/sell: | 72,200 | 0.02% | 105,500 | 0.03% | |||||||
TOTAL: | 180,897 | 0.05% | 128,264 | 0.04% |
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
Details of any securities borrowing and lending positions or financial collateral arrangements should be disclosed on a Supplemental Form 8 (SBL).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
Class of relevant security in relation to which subscription right exists: | |
Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
(i) Party to an offer or person acting in concert (except for a principal trader in the same group as a connected adviser)
Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security | securities | ||||||
USD 0.01 Class A common | Purchase | 10 | 179.7500 USD | ||||
USD 0.01 Class A common | Purchase | 41 | 177.5300 USD | ||||
USD 0.01 Class A common | Purchase | 77 | 176.2588 USD | ||||
USD 0.01 Class A common | Purchase | 79 | 177.4300 USD | ||||
USD 0.01 Class A common | Purchase | 100 | 175.7800 USD | ||||
USD 0.01 Class A common | Purchase | 100 | 179.0700 USD | ||||
USD 0.01 Class A common | Purchase | 100 | 178.7800 USD | ||||
USD 0.01 Class A common | Purchase | 100 | 178.3400 USD | ||||
USD 0.01 Class A common | Purchase | 100 | 178.2200 USD | ||||
USD 0.01 Class A common | Purchase | 100 | 178.1400 USD | ||||
USD 0.01 Class A common | Purchase | 100 | 177.8200 USD | ||||
USD 0.01 Class A common | Purchase | 100 | 177.7700 USD | ||||
USD 0.01 Class A common | Purchase | 110 | 178.0663 USD | ||||
USD 0.01 Class A common | Purchase | 196 | 180.9842 USD | ||||
USD 0.01 Class A common | Purchase | 200 | 177.9200 USD | ||||
USD 0.01 Class A common | Purchase | 200 | 177.7450 USD | ||||
USD 0.01 Class A common | Purchase | 200 | 177.6300 USD | ||||
USD 0.01 Class A common | Purchase | 200 | 177.9950 USD | ||||
USD 0.01 Class A common | Purchase | 300 | 177.0266 USD | ||||
USD 0.01 Class A common | Purchase | 306 | 177.8935 USD | ||||
USD 0.01 Class A common | Purchase | 310 | 178.0330 USD | ||||
USD 0.01 Class A common | Purchase | 360 | 177.9150 USD | ||||
USD 0.01 Class A common | Purchase | 500 | 178.5495 USD | ||||
USD 0.01 Class A common | Purchase | 580 | 176.5955 USD | ||||
USD 0.01 Class A common | Purchase | 600 | 177.0900 USD | ||||
USD 0.01 Class A common | Purchase | 678 | 177.7848 USD | ||||
USD 0.01 Class A common | Purchase | 925 | 177.4168 USD | ||||
USD 0.01 Class A common | Purchase | 1,100 | 178.1327 USD | ||||
USD 0.01 Class A common | Purchase | 1,201 | 176.9141 USD | ||||
USD 0.01 Class A common | Purchase | 1,215 | 177.7390 USD | ||||
USD 0.01 Class A common | Purchase | 1,238 | 176.6550 USD | ||||
USD 0.01 Class A common | Purchase | 1,500 | 178.2214 USD | ||||
USD 0.01 Class A common | Purchase | 1,500 | 179.2363 USD | ||||
USD 0.01 Class A common | Purchase | 2,610 | 177.8193 USD | ||||
USD 0.01 Class A common | Purchase | 2,692 | 177.7298 USD | ||||
USD 0.01 Class A common | Purchase | 3,137 | 178.0691 USD | ||||
USD 0.01 Class A common | Purchase | 3,400 | 178.8650 USD | ||||
USD 0.01 Class A common | Purchase | 3,686 | 175.7167 USD | ||||
USD 0.01 Class A common | Purchase | 3,800 | 178.0500 USD | ||||
USD 0.01 Class A common | Purchase | 4,049 | 179.6261 USD | ||||
USD 0.01 Class A common | Purchase | 4,253 | 178.0478 USD | ||||
USD 0.01 Class A common | Purchase | 4,387 | 176.9138 USD | ||||
USD 0.01 Class A common | Purchase | 4,900 | 178.2715 USD | ||||
USD 0.01 Class A common | Purchase | 8,167 | 177.4568 USD | ||||
USD 0.01 Class A common | Purchase | 10,831 | 177.7430 USD | ||||
USD 0.01 Class A common | Purchase | 11,159 | 177.4700 USD | ||||
USD 0.01 Class A common | Purchase | 17,600 | 178.4386 USD | ||||
USD 0.01 Class A common | Purchase | 21,087 | 177.9411 USD | ||||
USD 0.01 Class A common | Purchase | 24,965 | 177.4236 USD | ||||
USD 0.01 Class A common | Purchase | 25,000 | 176.7386 USD | ||||
USD 0.01 Class A common | Purchase | 35,358 | 178.1151 USD | ||||
USD 0.01 Class A common | Purchase | 58,568 | 179.5512 USD | ||||
USD 0.01 Class A common | Sale | 1 | 176.3100 USD | ||||
USD 0.01 Class A common | Sale | 2 | 181.2100 USD | ||||
USD 0.01 Class A common | Sale | 2 | 180.1900 USD | ||||
USD 0.01 Class A common | Sale | 5 | 176.8440 USD | ||||
USD 0.01 Class A common | Sale | 5 | 177.0700 USD | ||||
USD 0.01 Class A common | Sale | 7 | 178.5085 USD | ||||
USD 0.01 Class A common | Sale | 16 | 176.6368 USD | ||||
USD 0.01 Class A common | Sale | 32 | 176.5100 USD | ||||
USD 0.01 Class A common | Sale | 35 | 177.2000 USD | ||||
USD 0.01 Class A common | Sale | 83 | 180.2509 USD | ||||
USD 0.01 Class A common | Sale | 95 | 176.5253 USD | ||||
USD 0.01 Class A common | Sale | 100 | 177.4900 USD | ||||
USD 0.01 Class A common | Sale | 100 | 179.8400 USD | ||||
USD 0.01 Class A common | Sale | 100 | 179.9300 USD | ||||
USD 0.01 Class A common | Sale | 100 | 178.9100 USD | ||||
USD 0.01 Class A common | Sale | 100 | 179.1800 USD | ||||
USD 0.01 Class A common | Sale | 100 | 179.2600 USD | ||||
USD 0.01 Class A common | Sale | 100 | 177.7550 USD | ||||
USD 0.01 Class A common | Sale | 110 | 177.4954 USD | ||||
USD 0.01 Class A common | Sale | 160 | 178.8775 USD | ||||
USD 0.01 Class A common | Sale | 180 | 178.8666 USD | ||||
USD 0.01 Class A common | Sale | 180 | 180.7300 USD | ||||
USD 0.01 Class A common | Sale | 193 | 177.4375 USD | ||||
USD 0.01 Class A common | Sale | 200 | 177.2425 USD | ||||
USD 0.01 Class A common | Sale | 200 | 177.4100 USD | ||||
USD 0.01 Class A common | Sale | 200 | 181.3500 USD | ||||
USD 0.01 Class A common | Sale | 248 | 175.4726 USD | ||||
USD 0.01 Class A common | Sale | 274 | 178.2614 USD | ||||
USD 0.01 Class A common | Sale | 278 | 176.2908 USD | ||||
USD 0.01 Class A common | Sale | 281 | 177.7526 USD | ||||
USD 0.01 Class A common | Sale | 283 | 181.0241 USD | ||||
USD 0.01 Class A common | Sale | 300 | 180.3166 USD | ||||
USD 0.01 Class A common | Sale | 300 | 179.0166 USD | ||||
USD 0.01 Class A common | Sale | 300 | 181.2583 USD | ||||
USD 0.01 Class A common | Sale | 300 | 178.0400 USD | ||||
USD 0.01 Class A common | Sale | 300 | 181.0266 USD | ||||
USD 0.01 Class A common | Sale | 356 | 175.5341 USD | ||||
USD 0.01 Class A common | Sale | 372 | 178.4289 USD | ||||
USD 0.01 Class A common | Sale | 400 | 176.5238 USD | ||||
USD 0.01 Class A common | Sale | 400 | 177.3537 USD | ||||
USD 0.01 Class A common | Sale | 400 | 181.0100 USD | ||||
USD 0.01 Class A common | Sale | 400 | 178.8725 USD | ||||
USD 0.01 Class A common | Sale | 400 | 179.8025 USD | ||||
USD 0.01 Class A common | Sale | 435 | 179.8651 USD | ||||
USD 0.01 Class A common | Sale | 500 | 177.6765 USD | ||||
USD 0.01 Class A common | Sale | 570 | 177.5135 USD | ||||
USD 0.01 Class A common | Sale | 570 | 177.1887 USD | ||||
USD 0.01 Class A common | Sale | 595 | 178.1014 USD | ||||
USD 0.01 Class A common | Sale | 671 | 181.1349 USD | ||||
USD 0.01 Class A common | Sale | 693 | 176.2949 USD | ||||
USD 0.01 Class A common | Sale | 751 | 179.8924 USD | ||||
USD 0.01 Class A common | Sale | 795 | 180.2908 USD | ||||
USD 0.01 Class A common | Sale | 833 | 179.4889 USD | ||||
USD 0.01 Class A common | Sale | 900 | 179.0811 USD | ||||
USD 0.01 Class A common | Sale | 900 | 178.8438 USD | ||||
USD 0.01 Class A common | Sale | 935 | 178.2134 USD | ||||
USD 0.01 Class A common | Sale | 945 | 178.1150 USD | ||||
USD 0.01 Class A common | Sale | 1,000 | 179.8390 USD | ||||
USD 0.01 Class A common | Sale | 1,005 | 178.5568 USD | ||||
USD 0.01 Class A common | Sale | 1,073 | 178.4234 USD | ||||
USD 0.01 Class A common | Sale | 1,200 | 176.0445 USD | ||||
USD 0.01 Class A common | Sale | 1,753 | 177.7289 USD | ||||
USD 0.01 Class A common | Sale | 2,084 | 179.5109 USD | ||||
USD 0.01 Class A common | Sale | 2,349 | 177.6291 USD | ||||
USD 0.01 Class A common | Sale | 2,440 | 176.1486 USD | ||||
USD 0.01 Class A common | Sale | 2,500 | 177.2040 USD | ||||
USD 0.01 Class A common | Sale | 2,607 | 179.6804 USD | ||||
USD 0.01 Class A common | Sale | 3,217 | 179.0907 USD | ||||
USD 0.01 Class A common | Sale | 3,656 | 177.6592 USD | ||||
USD 0.01 Class A common | Sale | 3,800 | 178.0500 USD | ||||
USD 0.01 Class A common | Sale | 4,000 | 180.0022 USD | ||||
USD 0.01 Class A common | Sale | 4,183 | 177.8283 USD | ||||
USD 0.01 Class A common | Sale | 4,200 | 178.5901 USD | ||||
USD 0.01 Class A common | Sale | 4,597 | 176.9583 USD | ||||
USD 0.01 Class A common | Sale | 4,731 | 179.3354 USD | ||||
USD 0.01 Class A common | Sale | 4,736 | 179.6003 USD | ||||
USD 0.01 Class A common | Sale | 5,385 | 177.5788 USD | ||||
USD 0.01 Class A common | Sale | 5,400 | 179.0198 USD | ||||
USD 0.01 Class A common | Sale | 6,425 | 176.0667 USD | ||||
USD 0.01 Class A common | Sale | 6,433 | 178.0631 USD | ||||
USD 0.01 Class A common | Sale | 6,439 | 179.6266 USD | ||||
USD 0.01 Class A common | Sale | 6,874 | 179.4883 USD | ||||
USD 0.01 Class A common | Sale | 7,700 | 178.6031 USD | ||||
USD 0.01 Class A common | Sale | 8,176 | 179.5418 USD | ||||
USD 0.01 Class A common | Sale | 8,500 | 178.5635 USD | ||||
USD 0.01 Class A common | Sale | 9,200 | 178.3963 USD | ||||
USD 0.01 Class A common | Sale | 11,312 | 177.1562 USD | ||||
USD 0.01 Class A common | Sale | 13,265 | 177.4700 USD | ||||
USD 0.01 Class A common | Sale | 15,096 | 177.7800 USD | ||||
USD 0.01 Class A common | Sale | 15,921 | 177.1179 USD | ||||
USD 0.01 Class A common | Sale | 17,090 | 179.4757 USD | ||||
USD 0.01 Class A common | Sale | 22,212 | 177.3363 USD | ||||
USD 0.01 Class A common | Sale | 28,587 | 177.8884 USD |
(ii) Principal trader where the sole reason for the connection is that the principal trader is in the same group as a connected adviser
Class of relevant security | Purchases/ sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
of | description | purchasing, | of | price | date | money | |||||||||
relevant | selling, | securities | per unit | paid/ | |||||||||||
security | varying etc | to which | received | ||||||||||||
option | per unit | ||||||||||||||
relates | |||||||||||||||
USD 0.01 Class A common | Call Options | Purchasing | 100 | 180 USD | American | 16 Nov 2018 | 2.4500 USD | ||||||||
USD 0.01 Class A common | Call Options | Selling | 100 | 175 USD | American | 16 Nov 2018 | 4.9600 USD |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the party to the offer or person acting in concert making the disclosure and any other person: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
None |
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the party to the offer or person acting in concert making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
None |
(c) Attachments
Are any Supplemental Forms attached?
Supplemental Form 8 (Open Positions) | YES | |
Supplemental Form 8 (SBL) | NO | |
Date of disclosure: | 26 Oct 2018 | |
Contact name: | Large Holdings Regulatory Operations | |
Telephone number: | 020 3134 7213 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
Identity of the person whose positions/dealings | Barclays PLC. | |
are being disclosed: | ||
Name of offeror/offeree in relation to whose | CME GROUP INC | |
relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
of | description | purchasing, | of | price | date | ||||||||
relevant | selling, | securities | per unit | ||||||||||
security | varying etc | to which | |||||||||||
option | |||||||||||||
relates | |||||||||||||
USD 0.01 Class A common | Call Options | Purchased | 100 | 115.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 100 | 165.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 100 | 160.0000 | American | 15 Mar 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 100 | 125.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 100 | 240.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 200 | 190.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 200 | 165.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 200 | 183.0000 | American | 26 Oct 2018 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 200 | 190.0000 | American | 21 Jun 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 200 | 175.0000 | American | 15 Mar 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 200 | 170.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 300 | 120.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 300 | 140.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 300 | 160.0000 | American | 16 Nov 2018 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 300 | 135.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 400 | 145.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 400 | 185.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 500 | 135.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 500 | 160.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 500 | 195.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 500 | 220.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 500 | 155.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 500 | 170.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 600 | 155.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 700 | 200.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 700 | 150.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 700 | 145.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 900 | 175.0000 | American | 26 Oct 2018 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 900 | 130.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 1,000 | 210.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 1,000 | 105.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 1,000 | 90.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 1,000 | 180.0000 | American | 2 Nov 2018 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 2,200 | 175.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 2,300 | 175.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 2,700 | 180.0000 | American | 16 Nov 2018 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 2,900 | 150.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 3,000 | 160.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 3,200 | 200.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 5,200 | 185.0000 | American | 16 Nov 2018 | |||||||
USD 0.01 Class A common | Call Options | Purchased | 15,800 | 175.0000 | American | 16 Nov 2018 | |||||||
USD 0.01 Class A common | Call Options | Written | -41,200 | 175.0000 | American | 16 Nov 2018 | |||||||
USD 0.01 Class A common | Call Options | Written | -6,700 | 170.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Written | -5,000 | 190.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common | Call Options | Written | -3,900 | 185.0000 | American | 26 Oct 2018 | |||||||
USD 0.01 Class A common | Call Options | Written | -3,200 | 140.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Written | -1,600 | 185.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Written | -1,300 | 160.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common | Call Options | Written | -1,100 | 200.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Written | -1,000 | 195.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Call Options | Written | -1,000 | 210.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Written | -600 | 180.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Call Options | Written | -400 | 180.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Call Options | Written | -300 | 188.0000 | American | 26 Oct 2018 | |||||||
USD 0.01 Class A common | Call Options | Written | -100 | 180.0000 | American | 26 Oct 2018 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -5,000 | 60.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -4,000 | 160.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -3,500 | 85.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -3,400 | 65.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -2,500 | 140.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -2,200 | 90.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -1,900 | 200.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -1,400 | 170.0000 | American | 16 Nov 2018 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -1,400 | 145.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -1,200 | 100.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -1,100 | 183.0000 | American | 16 Nov 2018 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -1,100 | 180.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -1,100 | 95.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -1,100 | 130.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -1,000 | 170.0000 | American | 15 Mar 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -800 | 110.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -700 | 140.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -700 | 120.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -600 | 75.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -500 | 175.0000 | American | 16 Nov 2018 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -500 | 125.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -400 | 175.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -300 | 90.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -300 | 160.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -300 | 190.0000 | American | 15 Mar 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -200 | 135.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -100 | 115.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -100 | 200.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -100 | 70.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -100 | 178.0000 | American | 9 Nov 2018 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -100 | 165.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -100 | 85.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -100 | 180.0000 | American | 26 Oct 2018 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -100 | 160.0000 | American | 2 Nov 2018 | |||||||
USD 0.01 Class A common | Put Options | Purchased | -100 | 210.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common | Put Options | Written | 100 | 175.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common | Put Options | Written | 100 | 190.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Written | 100 | 180.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Put Options | Written | 100 | 175.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Written | 100 | 90.0000 | American | 15 Mar 2019 | |||||||
USD 0.01 Class A common | Put Options | Written | 200 | 150.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Written | 200 | 70.0000 | American | 17 Jan 2020 | |||||||
USD 0.01 Class A common | Put Options | Written | 400 | 170.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Put Options | Written | 500 | 155.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Put Options | Written | 700 | 145.0000 | American | 9 Nov 2018 | |||||||
USD 0.01 Class A common | Put Options | Written | 800 | 105.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Written | 800 | 150.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Put Options | Written | 900 | 125.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Written | 1,500 | 185.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Written | 2,100 | 145.0000 | American | 18 Jan 2019 | |||||||
USD 0.01 Class A common | Put Options | Written | 2,600 | 115.0000 | American | 21 Dec 2018 | |||||||
USD 0.01 Class A common | Put Options | Written | 3,600 | 90.0000 | American | 15 Jan 2021 | |||||||
USD 0.01 Class A common | Put Options | Written | 4,900 | 150.0000 | American | 17 Jan 2020 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
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