19 Dec 2022 13:24
FORM 8.3 | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: |
| Barclays PLC. | ||||
(b) | Owner or controller of interest and short |
| |||||
| positions disclosed, if different from 1(a): | ||||||
(c) | Name of offeror/offeree in relation to whose | AVEVA GROUP PLC | |||||
| relevant securities this form relates: | ||||||
(d) | If an exempt fund manager connected with an |
| |||||
| offeror/offeree, state this and specify identity of | ||||||
| offeror/offeree: | ||||||
(e) | Date position held/dealing undertaken: | 16 Dec 2022 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making | NO |
|
| |||
| disclosures in respect of any other party to the offer? |
|
| ||||
2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree |
| |||||
| to which the disclosure relates following the dealing(if any) |
| |||||
Class of relevant security: | 3 5/9p ordinary | ||||||
| Interests | Short Positions | |||||
| Number | (%) | Number | (%) | |||
(1) | Relevant securities owned |
|
|
|
| ||
| and/or controlled: |
|
| 2,297,892 | 0.76% | 1,935,375 | 0.64% |
(2) | Cash-settled derivatives: |
|
|
|
| ||
| and/or controlled: |
|
| 1,955,844 | 0.65% | 1,784,660 | 0.59% |
(3) | Stock-settled derivatives (including options) |
|
|
|
| ||
| and agreements to purchase/sell: |
|
| 0 | 0.00% | 0 | 0.00% |
|
|
|
|
|
|
|
|
| TOTAL: |
|
| 4,253,736 | 1.41% | 3,720,035 | 1.23% |
(b) | Rights to subscribe for new securities (including directors and other executive |
| |||||
| options) |
|
|
|
|
|
|
Class of relevant security in relation to |
|
|
|
| |||
which subscription right exists |
|
|
|
| |||
Details, including nature of the rights |
|
|
|
| |||
concerned and relevant percentages: |
|
|
|
| |||
3. | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Purchases and sales |
|
|
|
|
| |
Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security |
| securities |
| ||||
3 5/9p ordinary | Purchase | 125 | 32.0950 GBP | ||||
3 5/9p ordinary | Purchase | 246 | 32.1000 GBP | ||||
3 5/9p ordinary | Purchase | 330 | 32.0841 GBP | ||||
3 5/9p ordinary | Purchase | 408 | 32.0804 GBP | ||||
3 5/9p ordinary | Purchase | 1,474 | 32.1010 GBP | ||||
3 5/9p ordinary | Purchase | 1,560 | 32.0844 GBP | ||||
3 5/9p ordinary | Purchase | 1,623 | 32.0898 GBP | ||||
3 5/9p ordinary | Purchase | 1,666 | 32.0833 GBP | ||||
3 5/9p ordinary | Purchase | 2,692 | 32.0900 GBP | ||||
3 5/9p ordinary | Purchase | 5,000 | 32.0958 GBP | ||||
3 5/9p ordinary | Purchase | 5,158 | 32.0800 GBP | ||||
3 5/9p ordinary | Purchase | 6,787 | 32.0964 GBP | ||||
3 5/9p ordinary | Purchase | 7,817 | 32.0803 GBP | ||||
3 5/9p ordinary | Purchase | 14,288 | 32.0786 GBP | ||||
3 5/9p ordinary | Purchase | 37,981 | 32.0850 GBP | ||||
3 5/9p ordinary | Sale | 40 | 32.0897 GBP | ||||
3 5/9p ordinary | Sale | 97 | 32.1300 GBP | ||||
3 5/9p ordinary | Sale | 102 | 32.0700 GBP | ||||
3 5/9p ordinary | Sale | 146 | 32.0946 GBP | ||||
3 5/9p ordinary | Sale | 199 | 32.0950 GBP | ||||
3 5/9p ordinary | Sale | 208 | 32.0848 GBP | ||||
3 5/9p ordinary | Sale | 309 | 32.0999 GBP | ||||
3 5/9p ordinary | Sale | 316 | 32.1000 GBP | ||||
3 5/9p ordinary | Sale | 319 | 32.1030 GBP | ||||
3 5/9p ordinary | Sale | 376 | 32.0909 GBP | ||||
3 5/9p ordinary | Sale | 586 | 32.0920 GBP | ||||
3 5/9p ordinary | Sale | 918 | 32.0825 GBP | ||||
3 5/9p ordinary | Sale | 1,962 | 32.0811 GBP | ||||
3 5/9p ordinary | Sale | 3,094 | 32.0807 GBP | ||||
3 5/9p ordinary | Sale | 3,884 | 32.0855 GBP | ||||
3 5/9p ordinary | Sale | 4,000 | 32.0936 GBP | ||||
3 5/9p ordinary | Sale | 5,504 | 32.0836 GBP | ||||
3 5/9p ordinary | Sale | 13,143 | 32.0872 GBP | ||||
3 5/9p ordinary | Sale | 24,413 | 32.0900 GBP | ||||
3 5/9p ordinary | Sale | 57,402 | 32.0800 GBP | ||||
3 5/9p ordinary | Sale | 82,751 | 32.0801 GBP | ||||
|
|
|
|
|
|
|
|
(b) | Cash-settled derivative transactions |
| |||||
Class of | Product | Nature of dealing | Number of | Price per | |||
relevant | description |
| reference | unit | |||
security |
|
| securities |
| |||
3 5/9p ordinary | SWAP | Long | 5 | 32.0900 GBP | |||
3 5/9p ordinary | SWAP | Long | 19 | 32.0950 GBP | |||
3 5/9p ordinary | SWAP | Long | 26 | 32.0850 GBP | |||
3 5/9p ordinary | CFD | Long | 60 | 32.1375 GBP | |||
3 5/9p ordinary | SWAP | Long | 90 | 32.0821 GBP | |||
3 5/9p ordinary | SWAP | Long | 851 | 32.0928 GBP | |||
3 5/9p ordinary | SWAP | Long | 2,086 | 32.0800 GBP | |||
3 5/9p ordinary | SWAP | Long | 4,000 | 32.0936 GBP | |||
3 5/9p ordinary | SWAP | Long | 4,186 | 32.0814 GBP | |||
3 5/9p ordinary | SWAP | Long | 22,433 | 32.0808 GBP | |||
3 5/9p ordinary | SWAP | Long | 35,352 | 32.0801 GBP | |||
3 5/9p ordinary | SWAP | Long | 36,016 | 32.0807 GBP | |||
3 5/9p ordinary | CFD | Short | 1 | 32.0800 GBP | |||
3 5/9p ordinary | SWAP | Short | 2 | 32.1400 GBP | |||
3 5/9p ordinary | SWAP | Short | 9 | 32.1000 GBP | |||
3 5/9p ordinary | CFD | Short | 60 | 32.0825 GBP | |||
3 5/9p ordinary | SWAP | Short | 118 | 32.0900 GBP | |||
3 5/9p ordinary | SWAP | Short | 125 | 32.0950 GBP | |||
3 5/9p ordinary | SWAP | Short | 286 | 32.0912 GBP | |||
3 5/9p ordinary | SWAP | Short | 487 | 32.0904 GBP | |||
3 5/9p ordinary | SWAP | Short | 640 | 32.0860 GBP | |||
3 5/9p ordinary | CFD | Short | 652 | 32.0824 GBP | |||
3 5/9p ordinary | SWAP | Short | 803 | 32.0858 GBP | |||
3 5/9p ordinary | SWAP | Short | 915 | 32.0800 GBP | |||
3 5/9p ordinary | SWAP | Short | 2,000 | 32.1018 GBP | |||
3 5/9p ordinary | SWAP | Short | 3,000 | 32.0918 GBP | |||
3 5/9p ordinary | CFD | Short | 6,787 | 32.0964 GBP | |||
3 5/9p ordinary | SWAP | Short | 37,380 | 32.0855 GBP | |||
|
|
|
|
|
|
|
|
(c) | Stock-settled derivative transactions (including options) |
| |||||
(i) | Writing, selling, purchasing or varying |
| |||||
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price |
| date | money |
relevant |
| selling, | securities | per unit |
|
| paid/ |
security |
| varying etc | to which |
|
|
| received |
|
|
| option |
|
|
| per unit |
|
|
| relates |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
(ii) | Exercising |
|
|
|
|
|
|
Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security |
|
| securities | unit | |||
|
|
|
|
| |||
|
|
|
|
|
|
|
|
(d) | Other dealings (including subscribing for new securities) |
| |||||
Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security |
|
| applicable) | ||||
|
|
|
| ||||
4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements |
| |||||
Details of any indemnity or option arrangement, or any agreement or understanding, |
|
| |||||
formal or informal, relating to relevant securities which may be an inducement to deal |
|
| |||||
or refrain from dealing entered into by the exempt principal trader making the disclosure and any party |
| ||||||
to the offer or any person acting in concert with a party to the offer: |
|
|
| ||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives |
| |||||
Details of any agreement, arrangement or understanding, formal or informal, between |
|
| |||||
the person making the disclosure and any other person relating to: |
|
| |||||
(i) the voting rights of any relevant securities under any option; or |
|
|
| ||||
(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
|
| |||||
any derivative is referenced: |
|
|
|
|
|
| |
NONE | |||||||
(c) | Attachments |
|
|
|
|
|
|
Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 19 Dec 2022 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 | ||||||
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|