28 Nov 2022 14:27
FORM 8.3 | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: |
| Barclays PLC. | ||||
(b) | Owner or controller of interest and short |
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| positions disclosed, if different from 1(a): | ||||||
(c) | Name of offeror/offeree in relation to whose | AVEVA GROUP PLC | |||||
| relevant securities this form relates: | ||||||
(d) | If an exempt fund manager connected with an |
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| offeror/offeree, state this and specify identity of | ||||||
| offeror/offeree: | ||||||
(e) | Date position held/dealing undertaken: | 25 Nov 2022 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making | NO |
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| disclosures in respect of any other party to the offer? |
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2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree |
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| to which the disclosure relates following the dealing(if any) |
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Class of relevant security: | 3 5/9p ordinary | ||||||
| Interests | Short Positions | |||||
| Number | (%) | Number | (%) | |||
(1) | Relevant securities owned |
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| and/or controlled: |
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| 3,614,590 | 1.20% | 1,542,606 | 0.51% |
(2) | Cash-settled derivatives: |
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| and/or controlled: |
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| 1,585,864 | 0.53% | 3,041,014 | 1.01% |
(3) | Stock-settled derivatives (including options) |
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| and agreements to purchase/sell: |
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| 0 | 0.00% | 0 | 0.00% |
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| TOTAL: |
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| 5,200,454 | 1.72% | 4,583,620 | 1.52% |
(b) | Rights to subscribe for new securities (including directors and other executive |
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| options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Purchases and sales |
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Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security |
| securities |
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3 5/9p ordinary | Purchase | 23 | 31.8270 GBP | ||||
3 5/9p ordinary | Purchase | 35 | 31.8850 GBP | ||||
3 5/9p ordinary | Purchase | 79 | 31.8331 GBP | ||||
3 5/9p ordinary | Purchase | 126 | 31.8300 GBP | ||||
3 5/9p ordinary | Purchase | 152 | 31.8914 GBP | ||||
3 5/9p ordinary | Purchase | 192 | 31.8450 GBP | ||||
3 5/9p ordinary | Purchase | 196 | 31.8400 GBP | ||||
3 5/9p ordinary | Purchase | 255 | 31.9000 GBP | ||||
3 5/9p ordinary | Purchase | 310 | 31.8509 GBP | ||||
3 5/9p ordinary | Purchase | 464 | 31.8573 GBP | ||||
3 5/9p ordinary | Purchase | 686 | 31.8620 GBP | ||||
3 5/9p ordinary | Purchase | 747 | 31.8380 GBP | ||||
3 5/9p ordinary | Purchase | 834 | 31.8590 GBP | ||||
3 5/9p ordinary | Purchase | 927 | 31.8600 GBP | ||||
3 5/9p ordinary | Purchase | 949 | 31.9026 GBP | ||||
3 5/9p ordinary | Purchase | 1,013 | 31.8950 GBP | ||||
3 5/9p ordinary | Purchase | 1,020 | 31.8568 GBP | ||||
3 5/9p ordinary | Purchase | 1,035 | 31.9041 GBP | ||||
3 5/9p ordinary | Purchase | 1,202 | 31.8574 GBP | ||||
3 5/9p ordinary | Purchase | 1,565 | 31.8611 GBP | ||||
3 5/9p ordinary | Purchase | 2,279 | 31.8814 GBP | ||||
3 5/9p ordinary | Purchase | 2,450 | 31.8473 GBP | ||||
3 5/9p ordinary | Purchase | 2,868 | 31.9021 GBP | ||||
3 5/9p ordinary | Purchase | 6,879 | 31.9103 GBP | ||||
3 5/9p ordinary | Purchase | 8,952 | 31.8888 GBP | ||||
3 5/9p ordinary | Purchase | 11,178 | 31.9100 GBP | ||||
3 5/9p ordinary | Purchase | 14,440 | 31.9282 GBP | ||||
3 5/9p ordinary | Sale | 1 | 31.9131 GBP | ||||
3 5/9p ordinary | Sale | 98 | 31.8400 GBP | ||||
3 5/9p ordinary | Sale | 99 | 31.8700 GBP | ||||
3 5/9p ordinary | Sale | 101 | 31.8484 GBP | ||||
3 5/9p ordinary | Sale | 126 | 31.8300 GBP | ||||
3 5/9p ordinary | Sale | 135 | 31.8757 GBP | ||||
3 5/9p ordinary | Sale | 166 | 31.9000 GBP | ||||
3 5/9p ordinary | Sale | 205 | 31.8379 GBP | ||||
3 5/9p ordinary | Sale | 219 | 31.8487 GBP | ||||
3 5/9p ordinary | Sale | 250 | 31.8900 GBP | ||||
3 5/9p ordinary | Sale | 270 | 31.8450 GBP | ||||
3 5/9p ordinary | Sale | 289 | 31.9013 GBP | ||||
3 5/9p ordinary | Sale | 316 | 31.8491 GBP | ||||
3 5/9p ordinary | Sale | 389 | 31.8741 GBP | ||||
3 5/9p ordinary | Sale | 562 | 31.8410 GBP | ||||
3 5/9p ordinary | Sale | 686 | 31.8620 GBP | ||||
3 5/9p ordinary | Sale | 927 | 31.8600 GBP | ||||
3 5/9p ordinary | Sale | 1,657 | 31.9091 GBP | ||||
3 5/9p ordinary | Sale | 1,746 | 31.9115 GBP | ||||
3 5/9p ordinary | Sale | 2,684 | 31.8598 GBP | ||||
3 5/9p ordinary | Sale | 4,530 | 31.9100 GBP | ||||
3 5/9p ordinary | Sale | 4,560 | 31.8806 GBP | ||||
3 5/9p ordinary | Sale | 6,458 | 31.8872 GBP | ||||
3 5/9p ordinary | Sale | 56,131 | 31.8902 GBP | ||||
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(b) | Cash-settled derivative transactions |
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Class of | Product | Nature of dealing | Number of | Price per | |||
relevant | description |
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security |
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3 5/9p ordinary | SWAP | Long | 99 | 31.8700 GBP | |||
3 5/9p ordinary | SWAP | Long | 2,000 | 31.8877 GBP | |||
3 5/9p ordinary | SWAP | Long | 2,273 | 31.9055 GBP | |||
3 5/9p ordinary | SWAP | Long | 5,885 | 31.8770 GBP | |||
3 5/9p ordinary | SWAP | Long | 18,708 | 31.8929 GBP | |||
3 5/9p ordinary | SWAP | Long | 22,365 | 31.8966 GBP | |||
3 5/9p ordinary | SWAP | Long | 24,737 | 31.8752 GBP | |||
3 5/9p ordinary | SWAP | Short | 9 | 31.8552 GBP | |||
3 5/9p ordinary | SWAP | Short | 14 | 31.8573 GBP | |||
3 5/9p ordinary | SWAP | Short | 23 | 31.8270 GBP | |||
3 5/9p ordinary | SWAP | Short | 33 | 31.8200 GBP | |||
3 5/9p ordinary | SWAP | Short | 34 | 31.9007 GBP | |||
3 5/9p ordinary | SWAP | Short | 45 | 31.8572 GBP | |||
3 5/9p ordinary | SWAP | Short | 79 | 31.8331 GBP | |||
3 5/9p ordinary | SWAP | Short | 89 | 31.9000 GBP | |||
3 5/9p ordinary | SWAP | Short | 98 | 31.8400 GBP | |||
3 5/9p ordinary | SWAP | Short | 102 | 31.8651 GBP | |||
3 5/9p ordinary | SWAP | Short | 152 | 31.8914 GBP | |||
3 5/9p ordinary | SWAP | Short | 246 | 31.8570 GBP | |||
3 5/9p ordinary | SWAP | Short | 310 | 31.8509 GBP | |||
3 5/9p ordinary | SWAP | Short | 373 | 31.8554 GBP | |||
3 5/9p ordinary | SWAP | Short | 397 | 31.8577 GBP | |||
3 5/9p ordinary | SWAP | Short | 437 | 31.8553 GBP | |||
3 5/9p ordinary | SWAP | Short | 498 | 31.8694 GBP | |||
3 5/9p ordinary | SWAP | Short | 610 | 31.8569 GBP | |||
3 5/9p ordinary | SWAP | Short | 682 | 31.8561 GBP | |||
3 5/9p ordinary | SWAP | Short | 747 | 31.8380 GBP | |||
3 5/9p ordinary | SWAP | Short | 1,052 | 31.8560 GBP | |||
3 5/9p ordinary | SWAP | Short | 1,364 | 31.8979 GBP | |||
3 5/9p ordinary | SWAP | Short | 2,450 | 31.8473 GBP | |||
3 5/9p ordinary | CFD | Short | 3,961 | 31.8714 GBP | |||
3 5/9p ordinary | SWAP | Short | 4,953 | 31.9100 GBP | |||
3 5/9p ordinary | SWAP | Short | 6,977 | 31.8932 GBP | |||
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(c) | Stock-settled derivative transactions (including options) |
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(i) | Writing, selling, purchasing or varying |
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Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price |
| date | money |
relevant |
| selling, | securities | per unit |
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| paid/ |
security |
| varying etc | to which |
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| received |
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| option |
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| per unit |
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| relates |
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(ii) | Exercising |
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Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security |
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(d) | Other dealings (including subscribing for new securities) |
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Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security |
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4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the exempt principal trader making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE | |||||||
(c) | Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 28 Nov 2022 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 | ||||||
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