23 Nov 2022 14:35
FORM 8.3 | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: |
| Barclays PLC. | ||||
(b) | Owner or controller of interest and short |
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| positions disclosed, if different from 1(a): | ||||||
(c) | Name of offeror/offeree in relation to whose | AVEVA GROUP PLC | |||||
| relevant securities this form relates: | ||||||
(d) | If an exempt fund manager connected with an |
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| offeror/offeree, state this and specify identity of | ||||||
| offeror/offeree: | ||||||
(e) | Date position held/dealing undertaken: | 22 Nov 2022 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making | NO |
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| disclosures in respect of any other party to the offer? |
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2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree |
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| to which the disclosure relates following the dealing(if any) |
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Class of relevant security: | 3 5/9p ordinary | ||||||
| Interests | Short Positions | |||||
| Number | (%) | Number | (%) | |||
(1) | Relevant securities owned |
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| and/or controlled: |
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| 3,461,483 | 1.15% | 1,516,422 | 0.50% |
(2) | Cash-settled derivatives: |
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| and/or controlled: |
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| 1,560,415 | 0.52% | 2,964,764 | 0.98% |
(3) | Stock-settled derivatives (including options) |
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| and agreements to purchase/sell: |
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| 0 | 0.00% | 0 | 0.00% |
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| TOTAL: |
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| 5,021,898 | 1.66% | 4,481,186 | 1.48% |
(b) | Rights to subscribe for new securities (including directors and other executive |
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| options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Purchases and sales |
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Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security |
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3 5/9p ordinary | Purchase | 60 | 31.7452 GBP | ||||
3 5/9p ordinary | Purchase | 93 | 31.6800 GBP | ||||
3 5/9p ordinary | Purchase | 93 | 31.6900 GBP | ||||
3 5/9p ordinary | Purchase | 128 | 31.6600 GBP | ||||
3 5/9p ordinary | Purchase | 148 | 31.7000 GBP | ||||
3 5/9p ordinary | Purchase | 174 | 31.7400 GBP | ||||
3 5/9p ordinary | Purchase | 213 | 31.7381 GBP | ||||
3 5/9p ordinary | Purchase | 580 | 31.7437 GBP | ||||
3 5/9p ordinary | Purchase | 3,525 | 31.7200 GBP | ||||
3 5/9p ordinary | Purchase | 3,629 | 31.7370 GBP | ||||
3 5/9p ordinary | Purchase | 7,190 | 31.7263 GBP | ||||
3 5/9p ordinary | Purchase | 7,496 | 31.7484 GBP | ||||
3 5/9p ordinary | Purchase | 12,453 | 31.7274 GBP | ||||
3 5/9p ordinary | Purchase | 77,177 | 31.7330 GBP | ||||
3 5/9p ordinary | Purchase | 90,667 | 31.7500 GBP | ||||
3 5/9p ordinary | Sale | 84 | 31.7280 GBP | ||||
3 5/9p ordinary | Sale | 93 | 31.6800 GBP | ||||
3 5/9p ordinary | Sale | 93 | 31.6900 GBP | ||||
3 5/9p ordinary | Sale | 96 | 31.7150 GBP | ||||
3 5/9p ordinary | Sale | 103 | 31.7300 GBP | ||||
3 5/9p ordinary | Sale | 110 | 31.7003 GBP | ||||
3 5/9p ordinary | Sale | 128 | 31.6600 GBP | ||||
3 5/9p ordinary | Sale | 149 | 31.7386 GBP | ||||
3 5/9p ordinary | Sale | 149 | 31.7278 GBP | ||||
3 5/9p ordinary | Sale | 152 | 31.6967 GBP | ||||
3 5/9p ordinary | Sale | 205 | 31.7049 GBP | ||||
3 5/9p ordinary | Sale | 286 | 31.7172 GBP | ||||
3 5/9p ordinary | Sale | 331 | 31.7000 GBP | ||||
3 5/9p ordinary | Sale | 391 | 31.7072 GBP | ||||
3 5/9p ordinary | Sale | 512 | 31.7091 GBP | ||||
3 5/9p ordinary | Sale | 586 | 31.6958 GBP | ||||
3 5/9p ordinary | Sale | 707 | 31.7047 GBP | ||||
3 5/9p ordinary | Sale | 716 | 31.7127 GBP | ||||
3 5/9p ordinary | Sale | 719 | 31.7068 GBP | ||||
3 5/9p ordinary | Sale | 1,027 | 31.7113 GBP | ||||
3 5/9p ordinary | Sale | 1,124 | 31.7060 GBP | ||||
3 5/9p ordinary | Sale | 2,922 | 31.7485 GBP | ||||
3 5/9p ordinary | Sale | 3,477 | 31.7564 GBP | ||||
3 5/9p ordinary | Sale | 3,855 | 31.7200 GBP | ||||
3 5/9p ordinary | Sale | 7,348 | 31.7500 GBP | ||||
3 5/9p ordinary | Sale | 8,231 | 31.7496 GBP | ||||
3 5/9p ordinary | Sale | 10,410 | 31.7160 GBP | ||||
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(b) | Cash-settled derivative transactions |
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Class of | Product | Nature of dealing | Number of | Price per | |||
relevant | description |
| reference | unit | |||
security |
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3 5/9p ordinary | SWAP | Long | 42 | 31.7500 GBP | |||
3 5/9p ordinary | SWAP | Long | 53 | 31.6900 GBP | |||
3 5/9p ordinary | SWAP | Long | 57 | 31.7100 GBP | |||
3 5/9p ordinary | SWAP | Long | 59 | 31.7000 GBP | |||
3 5/9p ordinary | SWAP | Long | 108 | 31.7191 GBP | |||
3 5/9p ordinary | CFD | Long | 707 | 31.7047 GBP | |||
3 5/9p ordinary | SWAP | Long | 5,896 | 31.7133 GBP | |||
3 5/9p ordinary | SWAP | Long | 6,000 | 31.7065 GBP | |||
3 5/9p ordinary | SWAP | Long | 8,254 | 31.7172 GBP | |||
3 5/9p ordinary | SWAP | Short | 21 | 31.7401 GBP | |||
3 5/9p ordinary | CFD | Short | 60 | 31.7451 GBP | |||
3 5/9p ordinary | SWAP | Short | 462 | 31.6828 GBP | |||
3 5/9p ordinary | SWAP | Short | 2,450 | 31.7138 GBP | |||
3 5/9p ordinary | SWAP | Short | 4,342 | 31.7351 GBP | |||
3 5/9p ordinary | SWAP | Short | 12,436 | 31.7333 GBP | |||
3 5/9p ordinary | SWAP | Short | 30,774 | 31.7339 GBP | |||
3 5/9p ordinary | SWAP | Short | 50,600 | 31.7311 GBP | |||
3 5/9p ordinary | SWAP | Short | 77,900 | 31.7500 GBP | |||
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(c) | Stock-settled derivative transactions (including options) |
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(i) | Writing, selling, purchasing or varying |
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Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price |
| date | money |
relevant |
| selling, | securities | per unit |
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security |
| varying etc | to which |
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| received |
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| option |
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| per unit |
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| relates |
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(ii) | Exercising |
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Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security |
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| securities | unit | |||
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(d) | Other dealings (including subscribing for new securities) |
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Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security |
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4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the exempt principal trader making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE | |||||||
(c) | Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 23 Nov 2022 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 | ||||||
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