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22 Jul 2016 11:35
This announcement replaces the previous announcement 8769E at 11:45 am on the 21st July 2016. Amendments made to 2 (a) Purchases and Sales
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: | UBS Investment Bank, London |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | ARM Holdings Plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | ARM Holdings Plc offeree to SoftBank Group Corporation |
(d) Date dealing undertaken: | 20 July 2016 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | NO |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
0.05p ordinary | Buy
| 5560466 | 16.74936 GBP | 16.60500 GBP |
0.05p ordinary | Sell
| 2216767 | 16.77000 USD | 16.60000 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
0.05p ordinary | CFD
| Long | 1481 | 16.694031 GBP |
0.05p ordinary | CFD
| Long | 55568 | 16.70519382 GBP |
0.05p ordinary | CFD
| Long | 59274 | 21.99841555 USD |
0.05p ordinary | CFD
| Long | 232 | 16.70521552 GBP |
0.05p ordinary | CFD
| Long | 63311 | 16.72 GBP |
0.05p ordinary | CFD
| Long | 376179 | 16.70268768 GBP |
0.05p ordinary | CFD
| Long | 6230 | 16.63390369 GBP |
0.05p ordinary | CFD
| Long | 2746 | 16.70268755 GBP |
0.05p ordinary | CFD
| Long | 1953 | 16.71228879 GBP |
0.05p ordinary | CFD
| Long | 3041 | 16.66419928 GBP |
0.05p ordinary | CFD
| Long | 18287 | 16.66419916 GBP |
0.05p ordinary | CFD
| Long | 44962 | 16.66419932 GBP |
0.05p ordinary | CFD
| Short | 100000 | 16.6616 GBP |
0.05p ordinary | CFD
| Short | 100000 | 16.661645 GBP |
0.05p ordinary | CFD
| Short | 10000 | 16.707078 GBP |
0.05p ordinary | CFD
| Short | 949 | 16.64662803 GBP |
0.05p ordinary | CFD
| Short | 30000 | 16.67666 GBP |
0.05p ordinary | CFD
| Short | 146000 | 16.6166 GBP |
0.05p ordinary | CFD
| Short | 100000 | 16.6722946 GBP |
0.05p ordinary | CFD
| Short | 62975 | 16.69359881 GBP |
0.05p ordinary | CFD
| Short | 184000 | 16.63749505 GBP |
0.05p ordinary | CFD
| Short | 200000 | 16.649956 GBP |
0.05p ordinary | CFD
| Short | 92000 | 16.64314 GBP |
0.05p ordinary | CFD
| Short | 35309 | 16.66665 GBP |
0.05p ordinary | CFD
| Short | 133600 | 16.64815 GBP |
0.05p ordinary | CFD
| Short | 125220 | 16.627431 GBP |
0.05p ordinary | CFD
| Short | 440000 | 16.685035 GBP |
0.05p ordinary | CFD
| Short | 12100 | 16.64662975 GBP |
0.05p ordinary | CFD
| Short | 35700 | 16.64662997 GBP |
0.05p ordinary | CFD
| Short | 158616 | 16.608106 GBP |
0.05p ordinary | CFD
| Short | 250000 | 16.64322 GBP |
0.05p ordinary | CFD
| Short | 250000 | 16.66326 GBP |
0.05p ordinary | CFD
| Short | 6015 | 16.661633 GBP |
0.05p ordinary | CFD
| Short | 119450 | 16.65968 GBP |
0.05p ordinary | CFD
| Short | 23875 | 16.65664 GBP |
0.05p ordinary | CFD
| Short | 1692864 | 16.749358 GBP |
0.05p ordinary | CFD
| Short | 10000 | 16.61207625 GBP |
0.05p ordinary | CFD
| Short | 10000 | 16.71208875 GBP |
0.05p ordinary | CFD
| Short | 1 | 16.64 GBP |
0.05p ordinary | CFD
| Short | 46000 | 16.671655 GBP |
0.05p ordinary | CFD
| Short | 46000 | 16.631615 GBP |
0.05p ordinary | CFD
| Short | 46000 | 16.6266 GBP |
0.05p ordinary | CFD
| Short | 1301 | 16.631622 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
|
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
|
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none " |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
| Date of disclosure: | 22 July 2016 |
| Contact name: | Tahmidul Haque |
| Telephone number: | +44 (0)20 7568 1245 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
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