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15 Jan 2015 15:14
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | AFREN PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 14 January 2015 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | SEPLAT PETROLEUM DEVT CO PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | ORD | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 27,960,518 | 2.52% | 9,650,277 | 0.87% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 7,316,908 | 0.66% | 27,578,818 | 2.49% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| TOTAL: | 35,277,426 | 3.19% | 37,229,095 | 3.36% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| ORD | Purchase | 1,138 | 0.2273 GBP | ||||
| ORD | Purchase | 1,700 | 0.2239 GBP | ||||
| ORD | Purchase | 3,000 | 0.2180 GBP | ||||
| ORD | Purchase | 3,204 | 0.2258 GBP | ||||
| ORD | Purchase | 3,258 | 0.2260 GBP | ||||
| ORD | Purchase | 3,547 | 0.2215 GBP | ||||
| ORD | Purchase | 3,806 | 0.2250 GBP | ||||
| ORD | Purchase | 4,000 | 0.2198 GBP | ||||
| ORD | Purchase | 4,268 | 0.2413 GBP | ||||
| ORD | Purchase | 4,747 | 0.2130 GBP | ||||
| ORD | Purchase | 4,816 | 0.2369 GBP | ||||
| ORD | Purchase | 10,155 | 0.2175 GBP | ||||
| ORD | Purchase | 11,095 | 0.2255 GBP | ||||
| ORD | Purchase | 16,450 | 0.2245 GBP | ||||
| ORD | Purchase | 43,710 | 0.2265 GBP | ||||
| ORD | Purchase | 45,847 | 0.2235 GBP | ||||
| ORD | Purchase | 50,592 | 0.2274 GBP | ||||
| ORD | Purchase | 72,049 | 0.2247 GBP | ||||
| ORD | Purchase | 76,727 | 0.2383 GBP | ||||
| ORD | Purchase | 120,719 | 0.2336 GBP | ||||
| ORD | Purchase | 447,991 | 0.2352 GBP | ||||
| ORD | Purchase | 479,178 | 0.2317 GBP | ||||
| ORD | Purchase | 665,883 | 0.2475 GBP | ||||
| ORD | Purchase | 1,309,900 | 0.2372 GBP | ||||
| ORD | Purchase | 1,506,446 | 0.2355 GBP | ||||
| ORD | Sale | 2,134 | 0.2413 GBP | ||||
| ORD | Sale | 3,000 | 0.2180 GBP | ||||
| ORD | Sale | 3,204 | 0.2258 GBP | ||||
| ORD | Sale | 3,258 | 0.2260 GBP | ||||
| ORD | Sale | 3,547 | 0.2215 GBP | ||||
| ORD | Sale | 3,800 | 0.2304 GBP | ||||
| ORD | Sale | 3,806 | 0.2250 GBP | ||||
| ORD | Sale | 4,000 | 0.2198 GBP | ||||
| ORD | Sale | 4,747 | 0.2130 GBP | ||||
| ORD | Sale | 4,816 | 0.2369 GBP | ||||
| ORD | Sale | 5,510 | 0.2291 GBP | ||||
| ORD | Sale | 5,728 | 0.2535 GBP | ||||
| ORD | Sale | 10,155 | 0.2175 GBP | ||||
| ORD | Sale | 10,500 | 0.2275 GBP | ||||
| ORD | Sale | 11,000 | 0.2217 GBP | ||||
| ORD | Sale | 11,095 | 0.2255 GBP | ||||
| ORD | Sale | 11,096 | 0.2256 GBP | ||||
| ORD | Sale | 11,609 | 0.2610 GBP | ||||
| ORD | Sale | 15,358 | 0.2206 GBP | ||||
| ORD | Sale | 17,842 | 0.2239 GBP | ||||
| ORD | Sale | 43,710 | 0.2265 GBP | ||||
| ORD | Sale | 127,418 | 0.2234 GBP | ||||
| ORD | Sale | 134,365 | 0.2403 GBP | ||||
| ORD | Sale | 213,335 | 0.2210 GBP | ||||
| ORD | Sale | 422,728 | 0.2244 GBP | ||||
| ORD | Sale | 444,108 | 0.2384 GBP |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| ORD | CFD | Long | 5,510 | 0.2291 GBP | |||||
| ORD | SWAP | Long | 10,500 | 0.2275 GBP | |||||
| ORD | SWAP | Long | 17,793 | 0.2564 GBP | |||||
| ORD | CFD | Long | 20,000 | 0.2215 GBP | |||||
| ORD | CFD | Long | 58,961 | 0.2533 GBP | |||||
| ORD | SWAP | Long | 507,447 | 0.2367 GBP | |||||
| ORD | CFD | Long | 800,000 | 0.2228 GBP | |||||
| ORD | SWAP | Short | 29,165 | 0.2397 GBP | |||||
| ORD | SWAP | Short | 91,554 | 0.2316 GBP | |||||
| ORD | CFD | Short | 100,000 | 0.2263 GBP | |||||
| ORD | CFD | Short | 122,552 | 0.2584 GBP | |||||
| ORD | SWAP | Short | 372,681 | 0.2347 GBP | |||||
| ORD | CFD | Short | 447,991 | 0.2352 GBP | |||||
| ORD | SWAP | Short | 591,796 | 0.2315 GBP | |||||
| ORD | SWAP | Short | 665,883 | 0.2475 GBP | |||||
| ORD | CFD | Short | 591,922 | 0.2376 GBP | |||||
| ORD | CFD | Short | 1,506,446 | 0.2355 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | NO | ||
| Date of disclosure: | 15 Jan 2015 | ||
| Contact name: | Jay Supaya | ||
| Telephone number: | 020 7773 0635 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
Copyright Business Wire 2015
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