29 Jul 2013 12:17
Annex DTR3
Notification of Transactions of Directors/Persons Discharging Managerial Responsibilities and Connected Persons
All relevant boxes should be completed in block capital letters.
1. | Name of the issuer
Clean Energy Brazil PLC | 2. | State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R, (ii) a disclosure made in accordance with LR 9.8.6R(1) or (iii) a disclosure made in accordance with section 793 of the Companies Act (2006)
(i) DTR 3.1.2R |
3. | Name of person discharging managerial responsibilities/director
Eitan Milgram and Josef (Yossi) Raucher | 4. | State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person
The notification relates to persons connected with the directors named in 3. Eitan Milgram is the Executive Vice President and Treasurer of WAM GP LLC, the General Partner of Weiss Asset Management LP, the Investment Manager of Brookdale International Partners, L.P. and Brookdale Global Opportunity Fund. Josef (Yossi) Raucher is an Analyst at Weiss Asset Management LP, the Investment Manager of Brookdale International Partners, L.P. and Brookdale Global Opportunity Fund. |
5. | Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 of the above or in respect of a non-beneficial interest1
All shares of the issuer are owned by funds managed by Weiss Asset Management LP. Eitan Milgram and Josef (Yossi) Raucher do not own any shares in the issuer directly. | 6. | Description of shares (including class), debentures or derivatives or financial instruments relating to shares
Ordinary Shares |
7. | Name of registered shareholder(s) and, if more than one, the number of shares held by each of them
Bank of New York Mellon: 86,932,570 shares | 8. | State the nature of the transaction
Disposition |
9. | Number of shares, debentures or financial instruments relating to shares acquired
N/A
| 10. | Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage)
N/A |
11. | Number of shares, debentures or financial instruments relating to disposed
75,000 shares
| 12. | Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage)
0.056% |
13. | Price per share or value of transaction
GBP 0.07167 per share | 14. | Date and place of transaction
25 July 2013, London |
15. | Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage)
86,932,570 shares; 65.021% | 16. | Date issuer informed of transaction
26 July 2013 |
If a person discharging managerial responsibilities has been granted options by the issuer complete the following boxes
17. | Date of grant
N/A
| 18. | Period during which or date on which exercisable
N/A |
19. | Total amount paid (if any) for grant of the option
N/A | 20. | Description of shares or debentures involved (class and number)
N/A |
21. | Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise
N/A
| 22. | Total number of shares or debentures over which options held following notification
N/A |
23. | Any additional information
| 24. | Name of contact and telephone number for queries
Clean Energy Brazil PLC Graham Smith: IOMA Fund and Investment Management Limited Telephone: +44 (0)1624 681306
Weiss Asset Management LP c/o Georgiy Nikitin 222 Berkeley St., 16th Floor, Boston, MA 02116, USA +1-617-778-7780 |
Name of authorised official of issuer responsible for making notification
Date of notification:
|
Notes: This form is intended for use by an issuer to make a RIS notification required by DTR 3.1.4.3.
(1) An issuer making a notification in respect of a transaction relating to shares or debentures of the issuer should completed boxes 1 to 16, 23 and 24
(2) An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24.
(3) An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24.
(4) An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24.