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12 Aug 2019 16:32
AMENDMENT
INCREASED EQUITY PURCHASES BY 65,795 TO 977,760
INCREASED EQUITY SALES BY 111,896 TO 585,927
ADDED EQUITY SWAP PURCHASES OF 111,896
ADDED EQUITY SWAP SALES OF 65,795
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | J.P. Morgan Securities Plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Acacia Mining plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Financial Advisor and Corporate Broker to Acacia Mining plc |
(d) Date dealing undertaken: | 19 July 2019 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | Yes, Barrick Gold Corporation |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
Ordinary Share
| Purchase
Sale | 977,760
585,927 | 2.2420 GBP
2.2420 GBP | 2.1800 GBP
2.1675 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit (GBP) |
Ordinary Share | Equity Swap | Long
Short
| 226 244 27,564 14,582 12,996 1,049 301,875 5,161 16,090 16,343 17,500 98,900 4,830 4,936 2,472 45,460 234
26,002 5,506 14,582 2,094 9,900 13,981 40,686 95,681 21,156 2,363 29,492 12,300 14,575 13,678 73 305,195 29,040 10,665 632 569 187,530 1,638 379 3,386 1,144 12,895 44 45,390 5,830 120 1,658 31,700 21,200 | 2.1675 2.1818 2.1870 2.1900 2.1928 2.2120 2.2124 2.2125 2.2145 2.2153 2.2180 2.2209 2.2252 2.2258 2.2259 2.2260 2.2379
2.1870 2.1890 2.1900 2.1980 2.1983 2.1989 2.2036 2.2037 2.2038 2.2082 2.2088 2.2091 2.2106 2.2143 2.2144 2.2146 2.2160 2.2168 2.2170 2.2182 2.2205 2.2208 2.2220 2.2262 2.2272 2.2297 2.2315 2.2331 2.2332 2.2333 2.2401 2.7505 2.7738 |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
|
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
|
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 12 August 2019 |
| Contact name: | Alwyn Basch |
| Telephone number: | 020 7742 7407 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
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