Last checked at 20 May 2024 11:47
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: | UBS Investment Bank, London |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Anglo American plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | BHP Group Limited connected to UBS |
(d) Date dealing undertaken: | 17 May 2024 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | YES, BHP Group Limited
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2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
USD 0.54945 ordinary | Buy
| 487842 | 27.02424 GBP | 26.09750 GBP |
USD 0.54945 ordinary | Sell
| 589658 | 27.02424 GBP | 26.09500 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
USD 0.54945 ordinary | CFD
| Long | 8136 | 26.6919 GBP |
USD 0.54945 ordinary | CFD
| Long | 3000 | 26.8132119636 GBP |
USD 0.54945 ordinary | CFD
| Long | 27850 | 26.775 GBP |
USD 0.54945 ordinary | CFD
| Long | 1078 | 26.77499962 GBP |
USD 0.54945 ordinary | CFD
| Long | 76 | 26.21 GBP |
USD 0.54945 ordinary | CFD
| Long | 3531 | 26.554939 GBP |
USD 0.54945 ordinary | CFD
| Long | 2740 | 621.33 ZAR |
USD 0.54945 ordinary | CFD
| Long | 6827 | 619.51108393 ZAR |
USD 0.54945 ordinary | CFD
| Long | 111440 | 26.29 GBP |
USD 0.54945 ordinary | CFD
| Long | 274 | 26.123364 GBP |
USD 0.54945 ordinary | CFD
| Long | 185 | 26.128226 GBP |
USD 0.54945 ordinary | CFD
| Long | 110 | 26.15403845 GBP |
USD 0.54945 ordinary | CFD
| Long | 39 | 26.116923 GBP |
USD 0.54945 ordinary | CFD
| Long | 34 | 26.127534 GBP |
USD 0.54945 ordinary | CFD
| Long | 18 | 26.13072 GBP |
USD 0.54945 ordinary | CFD
| Long | 14699 | 26.69867025 GBP |
USD 0.54945 ordinary | CFD
| Long | 13151 | 616.10946848 ZAR |
USD 0.54945 ordinary | CFD
| Long | 88 | 26.295 GBP |
USD 0.54945 ordinary | CFD
| Long | 88 | 26.33 GBP |
USD 0.54945 ordinary | CFD
| Long | 88 | 26.75 GBP |
USD 0.54945 ordinary | CFD
| Long | 578 | 26.52278707 GBP |
USD 0.54945 ordinary | CFD
| Long | 2660 | 26.55682048 GBP |
USD 0.54945 ordinary | CFD
| Long | 1156 | 26.54998335 GBP |
USD 0.54945 ordinary | CFD
| Long | 260 | 26.21212101 GBP |
USD 0.54945 ordinary | CFD
| Long | 32 | 26.773929 GBP |
USD 0.54945 ordinary | CFD
| Long | 465 | 26.777978 GBP |
USD 0.54945 ordinary | CFD
| Long | 44 | 26.35 GBP |
USD 0.54945 ordinary | CFD
| Long | 44 | 26.37 GBP |
USD 0.54945 ordinary | CFD
| Long | 44 | 26.405 GBP |
USD 0.54945 ordinary | CFD
| Long | 44 | 26.425 GBP |
USD 0.54945 ordinary | CFD
| Long | 44 | 26.49 GBP |
USD 0.54945 ordinary | CFD
| Long | 44 | 26.56 GBP |
USD 0.54945 ordinary | CFD
| Long | 44 | 26.68 GBP |
USD 0.54945 ordinary | CFD
| Long | 44 | 26.73 GBP |
USD 0.54945 ordinary | CFD
| Long | 44 | 26.825 GBP |
USD 0.54945 ordinary | CFD
| Long | 44 | 26.905 GBP |
USD 0.54945 ordinary | CFD
| Long | 42 | 26.98 GBP |
USD 0.54945 ordinary | CFD
| Long | 39 | 26.53 GBP |
USD 0.54945 ordinary | CFD
| Long | 329 | 26.31416413 GBP |
USD 0.54945 ordinary | CFD
| Long | 258 | 26.31445736 GBP |
USD 0.54945 ordinary | CFD
| Long | 2047 | 26.94990474 GBP |
USD 0.54945 ordinary | CFD
| Long | 350 | 26.7601285716571 GBP |
USD 0.54945 ordinary | CFD
| Long | 11749 | 26.714098 GBP |
USD 0.54945 ordinary | CFD
| Long | 400 | 26.258525 GBP |
USD 0.54945 ordinary | CFD
| Long | 1982 | 26.654472755888 GBP |
USD 0.54945 ordinary | CFD
| Long | 1265 | 26.7003320132806 GBP |
USD 0.54945 ordinary | CFD
| Long | 2550 | 26.79237059 GBP |
USD 0.54945 ordinary | CFD
| Long | 29093 | 26.7750522462448 GBP |
USD 0.54945 ordinary | CFD
| Long | 1324 | 26.5268542300604 GBP |
USD 0.54945 ordinary | CFD
| Long | 836 | 26.7030472520096 GBP |
USD 0.54945 ordinary | CFD
| Short | 1474 | 26.325 GBP |
USD 0.54945 ordinary | CFD
| Short | 1656 | 26.355 GBP |
USD 0.54945 ordinary | CFD
| Short | 158 | 26.362468 GBP |
USD 0.54945 ordinary | CFD
| Short | 677 | 26.323028 GBP |
USD 0.54945 ordinary | CFD
| Short | 300 | 26.36 GBP |
USD 0.54945 ordinary | CFD
| Short | 140 | 26.225 GBP |
USD 0.54945 ordinary | CFD
| Short | 920 | 26.295 GBP |
USD 0.54945 ordinary | CFD
| Short | 44 | 26.665 GBP |
USD 0.54945 ordinary | CFD
| Short | 44 | 26.81 GBP |
USD 0.54945 ordinary | CFD
| Short | 44 | 26.83 GBP |
USD 0.54945 ordinary | CFD
| Short | 44 | 26.85 GBP |
USD 0.54945 ordinary | CFD
| Short | 44 | 26.88 GBP |
USD 0.54945 ordinary | CFD
| Short | 44 | 26.9 GBP |
USD 0.54945 ordinary | CFD
| Short | 44 | 26.97 GBP |
USD 0.54945 ordinary | CFD
| Short | 314 | 26.32 GBP |
USD 0.54945 ordinary | CFD
| Short | 79 | 26.77533469 GBP |
USD 0.54945 ordinary | CFD
| Short | 14 | 26.880714 GBP |
USD 0.54945 ordinary | CFD
| Short | 73557 | 26.7205160928533 GBP |
USD 0.54945 ordinary | CFD
| Short | 3328 | 26.3618765014453 GBP |
USD 0.54945 ordinary | CFD
| Short | 1885 | 26.5732501178992 GBP |
USD 0.54945 ordinary | CFD
| Short | 96 | 26.865 GBP |
USD 0.54945 ordinary | CFD
| Short | 504 | 26.3716469232738 GBP |
USD 0.54945 ordinary | CFD
| Short | 3176 | 26.47832651 GBP |
USD 0.54945 ordinary | CFD
| Short | 110 | 26.626909 GBP |
USD 0.54945 ordinary | CFD
| Short | 111590 | 26.29 GBP |
USD 0.54945 ordinary | CFD
| Short | 687 | 26.6487807918923 GBP |
USD 0.54945 ordinary | CFD
| Short | 441 | 26.266361 GBP |
USD 0.54945 ordinary | CFD
| Short | 188 | 26.265 GBP |
USD 0.54945 ordinary | CFD
| Short | 154 | 26.26 GBP |
USD 0.54945 ordinary | CFD
| Short | 577 | 26.23 GBP |
USD 0.54945 ordinary | CFD
| Short | 503 | 26.285 GBP |
USD 0.54945 ordinary | CFD
| Short | 440 | 26.2725 GBP |
USD 0.54945 ordinary | CFD
| Short | 1218 | 26.45 GBP |
USD 0.54945 ordinary | CFD
| Short | 46956 | 26.315131 GBP |
USD 0.54945 ordinary | CFD
| Short | 411 | 26.31 GBP |
USD 0.54945 ordinary | CFD
| Short | 210 | 26.315 GBP |
USD 0.54945 ordinary | CFD
| Short | 450 | 26.33 GBP |
USD 0.54945 ordinary | CFD
| Short | 194 | 26.305 GBP |
USD 0.54945 ordinary | CFD
| Short | 129 | 26.365 GBP |
USD 0.54945 ordinary | CFD
| Short | 13151 | 616.10946848 ZAR |
USD 0.54945 ordinary | CFD
| Short | 285 | 26.6141930007017 GBP |
USD 0.54945 ordinary | CFD
| Short | 2740 | 621.33 ZAR |
USD 0.54945 ordinary | CFD
| Short | 6827 | 619.51108393 ZAR |
USD 0.54945 ordinary | CFD
| Short | 636 | 26.12 GBP |
USD 0.54945 ordinary | CFD
| Short | 44 | 26.255 GBP |
USD 0.54945 ordinary | CFD
| Short | 44 | 26.28 GBP |
USD 0.54945 ordinary | CFD
| Short | 141 | 26.28057097 GBP |
USD 0.54945 ordinary | CFD
| Short | 2382 | 26.27769551 GBP |
USD 0.54945 ordinary | CFD
| Short | 2131 | 26.28712368 GBP |
USD 0.54945 ordinary | CFD
| Short | 4254 | 26.63551775 GBP |
USD 0.54945 ordinary | CFD
| Short | 658 | 26.42 GBP |
USD 0.54945 ordinary | CFD
| Short | 235 | 26.34 GBP |
USD 0.54945 ordinary | CFD
| Short | 394 | 26.4 GBP |
USD 0.54945 ordinary | CFD
| Short | 260 | 26.235 GBP |
USD 0.54945 ordinary | CFD
| Short | 65 | 26.41 GBP |
USD 0.54945 ordinary | CFD
| Short | 914 | 26.405 GBP |
USD 0.54945 ordinary | CFD
| Short | 4479 | 26.3 GBP |
USD 0.54945 ordinary | CFD
| Short | 547 | 26.125 GBP |
USD 0.54945 ordinary | CFD
| Short | 165 | 26.13 GBP |
USD 0.54945 ordinary | CFD
| Short | 513 | 26.143869 GBP |
USD 0.54945 ordinary | CFD
| Short | 159 | 26.17 GBP |
USD 0.54945 ordinary | CFD
| Short | 300 | 26.135 GBP |
USD 0.54945 ordinary | CFD
| Short | 383 | 26.149386 GBP |
USD 0.54945 ordinary | CFD
| Short | 369 | 26.22 GBP |
USD 0.54945 ordinary | CFD
| Short | 213 | 26.35 GBP |
USD 0.54945 ordinary | CFD
| Short | 129 | 26.3525 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
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(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
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3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none " |
None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
| Date of disclosure: | 20 May 2024 |
| Contact name: | Richard Howard |
| Telephone number: | +44 (0)207 568 9128 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.