Last checked at 19 Dec 2022 15:30
Anglo American plc ("the Company")
Registered office: 17 Charterhouse Street, London EC1N 6RA
Registered number: 3564138 (incorporated in England and Wales)
LEI: 549300S9XF92D1X8ME43
Notification of transactions by Directors and PDMRs
The Company announces the following transactions in its Ordinary shares by Directors and Persons Discharging Managerial Responsibility (PDMRs):
· Purchases of Ordinary Shares under the Company's Share Incentive Plan, a UK HM Revenue & Customs ("HMRC") approved all-employee share plan under which employees are able to buy Shares using monthly deductions from salary (Partnership Shares) and are allotted an equivalent number of Shares by the Company (Matching Shares).
· Exercises of share options granted under the Company's Sharesave Plan, an HMRC approved all-employee Save As You Earn ("SAYE") share option plan under which employees are able to save from their monthly salary funds to exercise share options at the end of the savings period at a fixed discounted option price.
· Awards of Ordinary Shares made on 16 December 2022 under the Company's Non-Cyclical Share Award Plan ("NCA") at nil cost to Natascha Viljoen, a PDMR.
A total award of 13,461 shares to vest on 11 March 2025 was made on the same terms as those granted to Directors and PDMRs under the Company's Long Term Incentive Plan ("LTIP") as announced on 11 March 2022. As such, this award is subject to the satisfaction of performance conditions as set out in the Company's 2021 Remuneration Report and any vested shares will then be subject to a further two-year holding period to be released no earlier than on 11 March 2027.
This award was made to recognise Ms. Viljoen's contribution to the Anglo American Group through her role as a member of the Group Management Committee; she continues to participate in the Anglo American Platinum ("AAP") LTIP in respect of her role as AAP CEO. From 2023 onwards, Ms. Viljoen will receive an annual award of Anglo American plc shares under the LTIP, granted at the same time as for other Directors and PDMRs.
In accordance with Article 19 of the UK Market Abuse Regulation, the relevant FCA notifications are set out below.
1. | Details of PDMR / PCA | |||||||
a) | Name | Didier Charreton | ||||||
2. | Reason for the notification | |||||||
a) | Position / status | Group Director - People and Organisation (PDMR) | ||||||
b) | Initial notification / amendment | Initial notification | ||||||
3. | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||||||
a) | Full name of the entity | Anglo American plc | ||||||
b) | LEI | 549300S9XF92D1X8ME43 | ||||||
4. | Details of the transaction(s) | |||||||
a) | Description of the financial instrument
Identification Code | Anglo American plc Ordinary Shares of USD0.54945 each
GB00B1XZS820 | ||||||
b) | Nature of the transaction | Acquisition of Partnership and Matching Shares under the Anglo American plc Share Incentive Plan, an HMRC approved all-employee share plan | ||||||
c) | Currency | GBP - British Pound | ||||||
d) | Price(s) and volume(s) |
| ||||||
e) | Aggregated information
Aggregated volume
Price |
8
GBP 31.72 | ||||||
f) | Date of the transaction | 2022-12-14 | ||||||
g) | Place of the transaction | London Stock Exchange - XLON | ||||||
1. | Details of PDMR / PCA | |||||||
a) | Name | Bruce Cleaver | ||||||
2. | Reason for the notification | |||||||
a) | Position / status | CEO De Beers (PDMR) | ||||||
b) | Initial notification / amendment | Initial notification | ||||||
3. | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||||||
a) | Full name of the entity | Anglo American plc | ||||||
b) | LEI | 549300S9XF92D1X8ME43 | ||||||
4. | Details of the transaction(s) | |||||||
a) | Description of the financial instrument
Identification Code | Anglo American plc Ordinary Shares of USD0.54945 each
GB00B1XZS820 | ||||||
b) | Nature of the transaction | Acquisition of Partnership and Matching Shares under the Anglo American plc Share Incentive Plan, an HMRC approved all-employee share plan | ||||||
c) | Currency | GBP - British Pound | ||||||
d) | Price(s) and volume(s) |
| ||||||
e) | Aggregated information
Aggregated volume
Price |
10
GBP 31.72 | ||||||
f) | Date of the transaction | 2022-12-14 | ||||||
g) | Place of the transaction | London Stock Exchange - XLON | ||||||
1. | Details of PDMR / PCA | |||||||
a) | Name | Anik Michaud | ||||||
2. | Reason for the notification | |||||||
a) | Position / status | Group Director - Corporate Relations and Sustainable Impact (PDMR) | ||||||
b) | Initial notification / amendment | Initial notification | ||||||
3. | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||||||
a) | Full name of the entity | Anglo American plc | ||||||
b) | LEI | 549300S9XF92D1X8ME43 | ||||||
4. | Details of the transaction(s) | |||||||
a) | Description of the financial instrument
Identification Code | Anglo American plc Ordinary Shares of USD0.54945 each
GB00B1XZS820 | ||||||
b) | Nature of the transaction | Acquisition of Partnership and Matching Shares under the Anglo American plc Share Incentive Plan, an HMRC approved all-employee share plan | ||||||
c) | Currency | GBP - British Pound | ||||||
d) | Price(s) and volume(s) |
| ||||||
e) | Aggregated information
Aggregated volume
Price |
6
GBP 31.72 | ||||||
f) | Date of the transaction | 2022-12-14 | ||||||
g) | Place of the transaction | London Stock Exchange - XLON | ||||||
1. | Details of PDMR / PCA | |||||||
a) | Name | Tony O'Neill | ||||||
2. | Reason for the notification | |||||||
a) | Position / status | Technical Director (Director/PDMR) | ||||||
b) | Initial notification / amendment | Initial notification | ||||||
3. | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||||||
a) | Full name of the entity | Anglo American plc | ||||||
b) | LEI | 549300S9XF92D1X8ME43 | ||||||
4. | Details of the transaction(s) | |||||||
a) | Description of the financial instrument
Identification Code | Anglo American plc Ordinary Shares of USD0.54945 each
GB00B1XZS820 | ||||||
b) | Nature of the transaction | Acquisition of Partnership and Matching Shares under the Anglo American plc Share Incentive Plan, an HMRC approved all-employee share plan | ||||||
c) | Currency | GBP - British Pound | ||||||
d) | Price(s) and volume(s) |
| ||||||
e) | Aggregated information
Aggregated volume
Price |
10
GBP 31.72 | ||||||
f) | Date of the transaction | 2022-12-14 | ||||||
g) | Place of the transaction | London Stock Exchange - XLON | ||||||
1. | Details of PDMR / PCA | |||||||
a) | Name | Stephen Pearce | ||||||
2. | Reason for the notification | |||||||
a) | Position / status | Finance Director (Director/PDMR) | ||||||
b) | Initial notification / amendment | Initial notification | ||||||
3. | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||||||
a) | Full name of the entity | Anglo American plc | ||||||
b) | LEI | 549300S9XF92D1X8ME43 | ||||||
4. | Details of the transaction(s) | |||||||
a) | Description of the financial instrument
Identification Code | Anglo American plc Ordinary Shares of USD0.54945 each
GB00B1XZS820 | ||||||
b) | Nature of the transaction | Acquisition of Partnership and Matching Shares under the Anglo American plc Share Incentive Plan, an HMRC approved all-employee share plan | ||||||
c) | Currency | GBP - British Pound | ||||||
d) | Price(s) and volume(s) |
| ||||||
e) | Aggregated information
Aggregated volume
Price |
10
GBP 31.72 | ||||||
f) | Date of the transaction | 2022-12-14 | ||||||
g) | Place of the transaction | London Stock Exchange - XLON | ||||||
1. | Details of PDMR / PCA | |||||||
a) | Name | Duncan Wanblad | ||||||
2. | Reason for the notification | |||||||
a) | Position / status | Chief Executive (Director/PDMR) | ||||||
b) | Initial notification / amendment | Initial notification | ||||||
3. | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||||||
a) | Full name of the entity | Anglo American plc | ||||||
b) | LEI | 549300S9XF92D1X8ME43 | ||||||
4. | Details of the transaction(s) | |||||||
a) | Description of the financial instrument
Identification Code | Anglo American plc Ordinary Shares of USD0.54945 each
GB00B1XZS820 | ||||||
b) | Nature of the transaction | Acquisition of Partnership and Matching Shares under the Anglo American plc Share Incentive Plan, an HMRC approved all-employee share plan | ||||||
c) | Currency | GBP - British Pound | ||||||
d) | Price(s) and volume(s) |
| ||||||
e) | Aggregated information
Aggregated volume
Price |
8
GBP 31.72 | ||||||
f) | Date of the transaction | 2022-12-14 | ||||||
g) | Place of the transaction | London Stock Exchange - XLON | ||||||
1. | Details of PDMR / PCA | |||||||
a) | Name | Peter Whitcutt | ||||||
2. | Reason for the notification | |||||||
a) | Position / status | CEO Marketing (PDMR) | ||||||
b) | Initial notification / amendment | Initial notification | ||||||
3. | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||||||
a) | Full name of the entity | Anglo American plc | ||||||
b) | LEI | 549300S9XF92D1X8ME43 | ||||||
4. | Details of the transaction(s) | |||||||
a) | Description of the financial instrument
Identification Code | Anglo American plc Ordinary Shares of USD0.54945 each
GB00B1XZS820 | ||||||
b) | Nature of the transaction | Acquisition of Partnership and Matching Shares under the Anglo American plc Share Incentive Plan, an HMRC approved all-employee share plan | ||||||
c) | Currency | GBP - British Pound | ||||||
d) | Price(s) and volume(s) |
| ||||||
e) | Aggregated information
Aggregated volume
Price |
8
GBP 31.72 | ||||||
f) | Date of the transaction | 2022-12-14 | ||||||
g) | Place of the transaction | London Stock Exchange - XLON | ||||||
1. | Details of PDMR / PCA | |||||
a) | Name | Duncan Wanblad | ||||
2. | Reason for the notification | |||||
a) | Position / status | Chief Executive (Director/PDMR) | ||||
b) | Initial notification / amendment | Initial notification | ||||
3. | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||||
a) | Full name of the entity | Anglo American plc | ||||
b) | LEI | 549300S9XF92D1X8ME43 | ||||
4. | Details of the transaction(s) | |||||
a) | Description of the financial instrument
Identification Code | Anglo American plc Ordinary Shares of USD0.54945 each
GB00B1XZS820 | ||||
b) | Nature of the transaction | Exercise of share options granted in 2017 under the Company's Sharesave Plan, a UK HMRC approved all-employee SAYE plan. | ||||
c) | Currency | GBP - British Pound | ||||
d) | Price(s) and volume(s) |
| ||||
e) | Aggregated information
Aggregated volume
Price |
2,895
GBP 10.36 | ||||
f) | Date of the transaction | 2022-12-15 | ||||
g) | Place of the transaction | London Stock Exchange - XLON | ||||
1. | Details of PDMR / PCA | |||||
a) | Name | Stephen Pearce | ||||
2. | Reason for the notification | |||||
a) | Position / status | Finance Director (Director/PDMR) | ||||
b) | Initial notification / amendment | Initial notification | ||||
3. | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||||
a) | Full name of the entity | Anglo American plc | ||||
b) | LEI | 549300S9XF92D1X8ME43 | ||||
4. | Details of the transaction(s) | |||||
a) | Description of the financial instrument
Identification Code | Anglo American plc Ordinary Shares of USD0.54945 each
GB00B1XZS820 | ||||
b) | Nature of the transaction | Exercise of share options granted in 2017 under the Company's Sharesave Plan, a UK HMRC approved all-employee SAYE plan. | ||||
c) | Currency | GBP - British Pound | ||||
d) | Price(s) and volume(s) |
| ||||
e) | Aggregated information
Aggregated volume
Price |
2,895
GBP 10.36 | ||||
f) | Date of the transaction | 2022-12-15 | ||||
g) | Place of the transaction | London Stock Exchange - XLON | ||||
1. | Details of PDMR / person closely associated (PCA) | |||||
a) | Name | Natascha Viljoen | ||||
2. | Reason for the notification | |||||
a) | Position / status | CEO of Anglo American Platinum Ltd (PDMR) | ||||
b) | Initial notification / amendment | Initial notification | ||||
3. | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||||
a) | Full name of the entity | Anglo American plc | ||||
b) | LEI | 549300S9XF92D1X8ME43 | ||||
4.1 | Details of the transaction(s) | |||||
a) | Description of the financial instrument
Identification Code | Anglo American plc Ordinary Shares of USD0.54945 each
GB00B1XZS820 | ||||
b) | Nature of the transaction | Award of Shares under the terms of the Anglo American plc Non-Cyclical Share Awards Plan ("NCA"). Subject to the satisfaction of performance conditions, the award will vest on 11 March 2025; the Shares will then be subject to a further holding period of two years and will be released on 11 March 2027. | ||||
c) | Currency | GBP - British Pound | ||||
d) | Price(s) and volume(s) |
| ||||
e) | Aggregated information
Aggregated volume
Price |
2,814
GBP 0.00 | ||||
f) | Date of the transaction | 2022-12-16 | ||||
g) | Place of the transaction | London Stock Exchange - XLON | ||||
4.2 | Details of the transaction(s) | |||||
a) | Description of the financial instrument
Identification Code | Anglo American plc Ordinary Shares of USD0.54945 each
GB00B1XZS820 | ||||
b) | Nature of the transaction | Award of Shares under the terms of the Anglo American plc Non-Cyclical Share Awards Plan ("NCA"). Subject to the satisfaction of performance conditions, the award will vest on 11 March 2025; the Shares will then be subject to a further holding period of two years and will be released on 11 March 2027. | ||||
c) | Currency | ZAR - South African Rand | ||||
d) | Price(s) and volume(s) |
| ||||
e) | Aggregated information
Aggregated volume
Price |
10,647
ZAR 0.00 | ||||
f) | Date of the transaction | 2022-12-16 | ||||
g) | Place of the transaction | Johannesburg Stock Exchange - XJSE | ||||
Clare Davage
Deputy Company Secretary
19 December 2022