Last checked at 9 Mar 2018 15:45
Anglo American plc (the 'Company')
Registered office: 20 Carlton House Terrace, London SW1Y 5AN
Registered number: 3564138 (incorporated in England and Wales)
LEI: 549300S9XF92D1X8ME43
Notification of transactions by Directors / PDMRs
Awards of Ordinary Shares were made under the Company's Bonus Share Plan ("BSP") and Long Term Incentive Plan ("LTIP") at nil cost on 9 March 2018 to Directors/PDMRs as detailed below.
Awards made under the BSP
Under the terms of the BSP, two thirds of each Share award will be released in 2021, subject to continued employment. The remaining one third of each award will be subject to a further holding period of two years, and will be released in 2023.
Name of Director / PDMR | Number of Shares |
Mark Cutifani | 70,035 |
Stephen Pearce | 41,446 |
Tony O'Neill | 46,049 |
Didier Charreton | 30,169 |
Bruce Cleaver | 40,841 |
Seamus French | 35,842 |
Norman Mbazima | 32,435 |
Anik Michaud | 26,713 |
Duncan Wanblad | 38,846 |
Peter Whitcutt | 40,513 |
Awards Made Under the LTIP
The LTIP provides Directors and executive management with Shares awarded on a conditional basis as determined by the Board's Remuneration Committee. These awards will vest in 2021, subject to the satisfaction of performance conditions as explained in the Group's Annual Report. The vested Shares will then be subject to a further holding period of two years and will be released in 2023.
Name of Director / PDMR | Number of Shares |
Mark Cutifani | 222,263 |
Stephen Pearce | 133,952 |
Tony O'Neill | 138,914 |
Didier Charreton | 70,519 |
Bruce Cleaver | 102,841 |
Seamus French | 111,716 |
Norman Mbazima | 70,861 |
Anik Michaud | 70,289 |
Duncan Wanblad | 105,865 |
Peter Whitcutt | 95,996 |
In accordance with Article 19 of the EU Market Abuse Regulation, the relevant FCA notifications are set out below.
1. | Details of PDMR / person closely associated (PCA) | |||||
a) | Name | Mark Cutifani | ||||
2. | Reason for the notification | |||||
a) | Position / status | Chief Executive (Director/PDMR) | ||||
b) | Initial notification / amendment | Initial notification | ||||
3. | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||||
a) | Full name of the entity | Anglo American plc | ||||
b) | LEI | 549300S9XF92D1X8ME43 | ||||
4.1 | Details of the transaction(s) | |||||
a) | Description of the financial instrument
Identification Code | Anglo American plc Ordinary Shares of USD0.54945 each
GB00B1XZS820 | ||||
b) | Nature of the transaction | Award of Shares under the terms of the Anglo American plc Bonus Share Plan. Subject to continued employment, two thirds of the Share award will be released in 2021; the remaining third in 2023. | ||||
c) | Currency | GBP - British Pound | ||||
d) | Price(s) and volume(s) |
| ||||
e) | Aggregated information
Aggregated volume
Price |
70,035
GBP 0.00 | ||||
f) | Date of the transaction | 2018-03-09 | ||||
g) | Place of the transaction | London Stock Exchange - XLON | ||||
4.2 | Details of the transaction(s) | |||||
a) | Description of the financial instrument
Identification Code | Anglo American plc Ordinary Shares of USD0.54945 each
GB00B1XZS820 | ||||
b) | Nature of the transaction | Award of Shares under the terms of the Anglo American plc Long Term Incentive Plan. Subject to the satisfaction of performance conditions, the award will vest in 2021; the Shares will then be subject to a further holding period of two years and will be released in 2023. | ||||
c) | Currency | GBP - British Pound | ||||
d) | Price(s) and volume(s) |
| ||||
e) | Aggregated information
Aggregated volume
Price |
222,263
GBP 0.00 | ||||
f) | Date of the transaction | 2018-03-09 | ||||
g) | Place of the transaction | London Stock Exchange - XLON | ||||
1. | Details of PDMR / person closely associated (PCA) | |||||
a) | Name | Stephen Pearce | ||||
2. | Reason for the notification | |||||
a) | Position / status | Finance Director (Director/PDMR) | ||||
b) | Initial notification / amendment | Initial notification | ||||
3. | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||||
a) | Full name of the entity | Anglo American plc | ||||
b) | LEI | 549300S9XF92D1X8ME43 | ||||
4.1 | Details of the transaction(s) | |||||
a) | Description of the financial instrument
Identification Code | Anglo American plc Ordinary Shares of USD0.54945 each
GB00B1XZS820 | ||||
b) | Nature of the transaction | Award of Shares under the terms of the Anglo American plc Bonus Share Plan. Subject to continued employment, two thirds of the Share award will be released in 2021; the remaining third in 2023. | ||||
c) | Currency | GBP - British Pound | ||||
d) | Price(s) and volume(s) |
| ||||
e) | Aggregated information
Aggregated volume
Price |
41,446
GBP 0.00 | ||||
f) | Date of the transaction | 2018-03-09 | ||||
g) | Place of the transaction | London Stock Exchange - XLON | ||||
4.2 | Details of the transaction(s) | |||||
a) | Description of the financial instrument
Identification Code | Anglo American plc Ordinary Shares of USD0.54945 each
GB00B1XZS820 | ||||
b) | Nature of the transaction | Award of Shares under the terms of the Anglo American plc Long Term Incentive Plan. Subject to the satisfaction of performance conditions, the award will vest in 2021; the Shares will then be subject to a further holding period of two years and will be released in 2023. | ||||
c) | Currency | GBP - British Pound | ||||
d) | Price(s) and volume(s) |
| ||||
e) | Aggregated information
Aggregated volume
Price |
133,952
GBP 0.00 | ||||
f) | Date of the transaction | 2018-03-09 | ||||
g) | Place of the transaction | London Stock Exchange - XLON | ||||
1. | Details of PDMR / person closely associated (PCA) | |||||
a) | Name | Tony O'Neill | ||||
2. | Reason for the notification | |||||
a) | Position / status | Technical Director (Director/PDMR) | ||||
b) | Initial notification / amendment | Initial notification | ||||
3. | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||||
a) | Full name of the entity | Anglo American plc | ||||
b) | LEI | 549300S9XF92D1X8ME43 | ||||
4.1 | Details of the transaction(s) | |||||
a) | Description of the financial instrument
Identification Code | Anglo American plc Ordinary Shares of USD0.54945 each
GB00B1XZS820 | ||||
b) | Nature of the transaction | Award of Shares under the terms of the Anglo American plc Bonus Share Plan. Subject to continued employment, two thirds of the Share award will be released in 2021; the remaining third in 2023. | ||||
c) | Currency | GBP - British Pound | ||||
d) | Price(s) and volume(s) |
| ||||
e) | Aggregated information
Aggregated volume
Price |
46,049
GBP 0.00 | ||||
f) | Date of the transaction | 2018-03-09 | ||||
g) | Place of the transaction | London Stock Exchange - XLON | ||||
4.2 | Details of the transaction(s) | |||||
a) | Description of the financial instrument
Identification Code | Anglo American plc Ordinary Shares of USD0.54945 each
GB00B1XZS820 | ||||
b) | Nature of the transaction | Award of Shares under the terms of the Anglo American plc Long Term Incentive Plan. Subject to the satisfaction of performance conditions, the award will vest in 2021; the Shares will then be subject to a further holding period of two years and will be released in 2023. | ||||
c) | Currency | GBP - British Pound | ||||
d) | Price(s) and volume(s) |
| ||||
e) | Aggregated information
Aggregated volume
Price |
138,914
GBP 0.00 | ||||
f) | Date of the transaction | 2018-03-09 | ||||
g) | Place of the transaction | London Stock Exchange - XLON | ||||
1. | Details of PDMR / person closely associated (PCA) | |||||
a) | Name | Didier Charreton | ||||
2. | Reason for the notification | |||||
a) | Position / status | Group Director - People & Organisation (PDMR) | ||||
b) | Initial notification / amendment | Initial notification | ||||
3. | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||||
a) | Full name of the entity | Anglo American plc | ||||
b) | LEI | 549300S9XF92D1X8ME43 | ||||
4.1 | Details of the transaction(s) | |||||
a) | Description of the financial instrument
Identification Code | Anglo American plc Ordinary Shares of USD0.54945 each
GB00B1XZS820 | ||||
b) | Nature of the transaction | Award of Shares under the terms of the Anglo American plc Bonus Share Plan. Subject to continued employment, two thirds of the Share award will be released in 2021; the remaining third in 2023. | ||||
c) | Currency | GBP - British Pound | ||||
d) | Price(s) and volume(s) |
| ||||
e) | Aggregated information
Aggregated volume
Price |
30,169
GBP 0.00 | ||||
f) | Date of the transaction | 2018-03-09 | ||||
g) | Place of the transaction | London Stock Exchange - XLON | ||||
4.2 | Details of the transaction(s) | |||||
a) | Description of the financial instrument
Identification Code | Anglo American plc Ordinary Shares of USD0.54945 each
GB00B1XZS820 | ||||
b) | Nature of the transaction | Award of Shares under the terms of the Anglo American plc Long Term Incentive Plan. Subject to the satisfaction of performance conditions, the award will vest in 2021; the Shares will then be subject to a further holding period of two years and will be released in 2023. | ||||
c) | Currency | GBP - British Pound | ||||
d) | Price(s) and volume(s) |
| ||||
e) | Aggregated information
Aggregated volume
Price |
70,519
GBP 0.00 | ||||
f) | Date of the transaction | 2018-03-09 | ||||
g) | Place of the transaction | London Stock Exchange - XLON | ||||
1. | Details of PDMR / person closely associated (PCA) | |||||
a) | Name | Bruce Cleaver | ||||
2. | Reason for the notification | |||||
a) | Position / status | CEO of De Beers (PDMR) | ||||
b) | Initial notification / amendment | Initial notification | ||||
3. | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||||
a) | Full name of the entity | Anglo American plc | ||||
b) | LEI | 549300S9XF92D1X8ME43 | ||||
4.1 | Details of the transaction(s) | |||||
a) | Description of the financial instrument
Identification Code | Anglo American plc Ordinary Shares of USD0.54945 each
GB00B1XZS820 | ||||
b) | Nature of the transaction | Award of Shares under the terms of the Anglo American plc Bonus Share Plan. Subject to continued employment, two thirds of the Share award will be released in 2021; the remaining third in 2023. | ||||
c) | Currency | GBP - British Pound | ||||
d) | Price(s) and volume(s) |
| ||||
e) | Aggregated information
Aggregated volume
Price |
40,841
GBP 0.00 | ||||
f) | Date of the transaction | 2018-03-09 | ||||
g) | Place of the transaction | London Stock Exchange - XLON | ||||
4.2 | Details of the transaction(s) | |||||
a) | Description of the financial instrument
Identification Code | Anglo American plc Ordinary Shares of USD0.54945 each
GB00B1XZS820 | ||||
b) | Nature of the transaction | Award of Shares under the terms of the Anglo American plc Long Term Incentive Plan. Subject to the satisfaction of performance conditions, the award will vest in 2021; the Shares will then be subject to a further holding period of two years and will be released in 2023. | ||||
c) | Currency | GBP - British Pound | ||||
d) | Price(s) and volume(s) |
| ||||
e) | Aggregated information
Aggregated volume
Price |
102,841
GBP 0.00 | ||||
f) | Date of the transaction | 2018-03-09 | ||||
g) | Place of the transaction | London Stock Exchange - XLON | ||||
1. | Details of PDMR / person closely associated (PCA) | |||||
a) | Name | Seamus French | ||||
2. | Reason for the notification | |||||
a) | Position / status | CEO of Bulk Commodities and other Minerals (PDMR) | ||||
b) | Initial notification / amendment | Initial notification | ||||
3. | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||||
a) | Full name of the entity | Anglo American plc | ||||
b) | LEI | 549300S9XF92D1X8ME43 | ||||
4.1 | Details of the transaction(s) | |||||
a) | Description of the financial instrument
Identification Code | Anglo American plc Ordinary Shares of USD0.54945 each
GB00B1XZS820 | ||||
b) | Nature of the transaction | Award of Shares under the terms of the Anglo American plc Bonus Share Plan. Subject to continued employment, two thirds of the Share award will be released in 2021; the remaining third in 2023. | ||||
c) | Currency | GBP - British Pound | ||||
d) | Price(s) and volume(s) |
| ||||
e) | Aggregated information
Aggregated volume
Price |
35,842
GBP 0.00 | ||||
f) | Date of the transaction | 2018-03-09 | ||||
g) | Place of the transaction | London Stock Exchange - XLON | ||||
4.2 | Details of the transaction(s) | |||||
a) | Description of the financial instrument
Identification Code | Anglo American plc Ordinary Shares of USD0.54945 each
GB00B1XZS820 | ||||
b) | Nature of the transaction | Award of Shares under the terms of the Anglo American plc Long Term Incentive Plan. Subject to the satisfaction of performance conditions, the award will vest in 2021; the Shares will then be subject to a further holding period of two years and will be released in 2023. | ||||
c) | Currency | GBP - British Pound | ||||
d) | Price(s) and volume(s) |
| ||||
e) | Aggregated information
Aggregated volume
Price |
111,716
GBP 0.00 | ||||
f) | Date of the transaction | 2018-03-09 | ||||
g) | Place of the transaction | London Stock Exchange - XLON | ||||
1. | Details of PDMR / person closely associated (PCA) | |||||
a) | Name | Norman Mbazima | ||||
2. | Reason for the notification | |||||
a) | Position / status | Deputy Chairman of Anglo American South Africa (PDMR) | ||||
b) | Initial notification / amendment | Initial notification | ||||
3. | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||||
a) | Full name of the entity | Anglo American plc | ||||
b) | LEI | 549300S9XF92D1X8ME43 | ||||
4.1 | Details of the transaction(s) | |||||
a) | Description of the financial instrument
Identification Code | Anglo American plc Ordinary Shares of USD0.54945 each
GB00B1XZS820 | ||||
b) | Nature of the transaction | Award of Shares under the terms of the Anglo American plc Bonus Share Plan. Subject to continued employment, two thirds of the Share award will be released in 2021; the remaining third in 2023. | ||||
c) | Currency | GBP - British Pound | ||||
d) | Price(s) and volume(s) |
| ||||
e) | Aggregated information
Aggregated volume
Price |
5,675
GBP 0.00 | ||||
f) | Date of the transaction | 2018-03-09 | ||||
g) | Place of the transaction | London Stock Exchange - XLON | ||||
4.2 | Details of the transaction(s) | |||||
a) | Description of the financial instrument
Identification Code | Anglo American plc Ordinary Shares of USD0.54945 each
GB00B1XZS820 | ||||
b) | Nature of the transaction | Award of Shares under the terms of the Anglo American plc Bonus Share Plan. Subject to continued employment, two thirds of the Share award will be released in 2021; the remaining third in 2023. | ||||
c) | Currency | ZAR - South African Rand | ||||
d) | Price(s) and volume(s) |
| ||||
e) | Aggregated information
Aggregated volume
Price |
26,760
GBP 0.00 | ||||
f) | Date of the transaction | 2018-03-09 | ||||
g) | Place of the transaction | Johannesburg Stock Exchange - XJSE | ||||
4.3 | Details of the transaction(s) | |||||
a) | Description of the financial instrument
Identification Code | Anglo American plc Ordinary Shares of USD0.54945 each
GB00B1XZS820 | ||||
b) | Nature of the transaction | Award of Shares under the terms of the Anglo American plc Long Term Incentive Plan. Subject to the satisfaction of performance conditions, the award will vest in 2021; the Shares will then be subject to a further holding period of two years and will be released in 2023. | ||||
c) | Currency | GBP - British Pound | ||||
d) | Price(s) and volume(s) |
| ||||
e) | Aggregated information
Aggregated volume
Price |
12,105
GBP 0.00 | ||||
f) | Date of the transaction | 2018-03-09 | ||||
g) | Place of the transaction | London Stock Exchange - XLON | ||||
4.4 | Details of the transaction(s) | |||||
a) | Description of the financial instrument
Identification Code | Anglo American plc Ordinary Shares of USD0.54945 each
GB00B1XZS820 | ||||
b) | Nature of the transaction | Award of Shares under the terms of the Anglo American plc Long Term Incentive Plan. Subject to the satisfaction of performance conditions, the award will vest in 2021; the Shares will then be subject to a further holding period of two years and will be released in 2023. | ||||
c) | Currency | ZAR - South African Rand | ||||
d) | Price(s) and volume(s) |
| ||||
e) | Aggregated information
Aggregated volume
Price |
58,756
GBP 0.00 | ||||
f) | Date of the transaction | 2018-03-09 | ||||
g) | Place of the transaction | Johannesburg Stock Exchange - XJSE | ||||
1. | Details of PDMR / person closely associated (PCA) | |||||
a) | Name | Anik Michaud | ||||
2. | Reason for the notification | |||||
a) | Position / status | Group Director - Corporate Relations (PDMR) | ||||
b) | Initial notification / amendment | Initial notification | ||||
3. | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||||
a) | Full name of the entity | Anglo American plc | ||||
b) | LEI | 549300S9XF92D1X8ME43 | ||||
4.1 | Details of the transaction(s) | |||||
a) | Description of the financial instrument
Identification Code | Anglo American plc Ordinary Shares of USD0.54945 each
GB00B1XZS820 | ||||
b) | Nature of the transaction | Award of Shares under the terms of the Anglo American plc Bonus Share Plan. Subject to continued employment, two thirds of the Share award will be released in 2021; the remaining third in 2023. | ||||
c) | Currency | GBP - British Pound | ||||
d) | Price(s) and volume(s) |
| ||||
e) | Aggregated information
Aggregated volume
Price |
26,713
GBP 0.00 | ||||
f) | Date of the transaction | 2018-03-09 | ||||
g) | Place of the transaction | London Stock Exchange - XLON | ||||
4.2 | Details of the transaction(s) | |||||
a) | Description of the financial instrument
Identification Code | Anglo American plc Ordinary Shares of USD0.54945 each
GB00B1XZS820 | ||||
b) | Nature of the transaction | Award of Shares under the terms of the Anglo American plc Long Term Incentive Plan. Subject to the satisfaction of performance conditions, the award will vest in 2021; the Shares will then be subject to a further holding period of two years and will be released in 2023. | ||||
c) | Currency | GBP - British Pound | ||||
d) | Price(s) and volume(s) |
| ||||
e) | Aggregated information
Aggregated volume
Price |
70,289
GBP 0.00 | ||||
f) | Date of the transaction | 2018-03-09 | ||||
g) | Place of the transaction | London Stock Exchange - XLON | ||||
1. | Details of PDMR / person closely associated (PCA) | |||||
a) | Name | Duncan Wanblad | ||||
2. | Reason for the notification | |||||
a) | Position / status | CEO Base Metals & Group Director - Strategy & Business Development (PDMR) | ||||
b) | Initial notification / amendment | Initial notification | ||||
3. | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||||
a) | Full name of the entity | Anglo American plc | ||||
b) | LEI | 549300S9XF92D1X8ME43 | ||||
4.1 | Details of the transaction(s) | |||||
a) | Description of the financial instrument
Identification Code | Anglo American plc Ordinary Shares of USD0.54945 each
GB00B1XZS820 | ||||
b) | Nature of the transaction | Award of Shares under the terms of the Anglo American plc Bonus Share Plan. Subject to continued employment, two thirds of the Share award will be released in 2021; the remaining third in 2023. | ||||
c) | Currency | GBP - British Pound | ||||
d) | Price(s) and volume(s) |
| ||||
e) | Aggregated information
Aggregated volume
Price |
38,846
GBP 0.00 | ||||
f) | Date of the transaction | 2018-03-09 | ||||
g) | Place of the transaction | London Stock Exchange - XLON | ||||
4.2 | Details of the transaction(s) | |||||
a) | Description of the financial instrument
Identification Code | Anglo American plc Ordinary Shares of USD0.54945 each
GB00B1XZS820 | ||||
b) | Nature of the transaction | Award of Shares under the terms of the Anglo American plc Long Term Incentive Plan. Subject to the satisfaction of performance conditions, the award will vest in 2021; the Shares will then be subject to a further holding period of two years and will be released in 2023. | ||||
c) | Currency | GBP - British Pound | ||||
d) | Price(s) and volume(s) |
| ||||
e) | Aggregated information
Aggregated volume
Price |
105,865
GBP 0.00 | ||||
f) | Date of the transaction | 2018-03-09 | ||||
g) | Place of the transaction | London Stock Exchange - XLON | ||||
1. | Details of PDMR / person closely associated (PCA) | |||||
a) | Name | Peter Whitcutt | ||||
2. | Reason for the notification | |||||
a) | Position / status | CEO of Marketing (PDMR) | ||||
b) | Initial notification / amendment | Initial notification | ||||
3. | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||||
a) | Full name of the entity | Anglo American plc | ||||
b) | LEI | 549300S9XF92D1X8ME43 | ||||
4.1 | Details of the transaction(s) | |||||
a) | Description of the financial instrument
Identification Code | Anglo American plc Ordinary Shares of USD0.54945 each
GB00B1XZS820 | ||||
b) | Nature of the transaction | Award of Shares under the terms of the Anglo American plc Bonus Share Plan. Subject to continued employment, two thirds of the Share award will be released in 2021; the remaining third in 2023. | ||||
c) | Currency | GBP - British Pound | ||||
d) | Price(s) and volume(s) |
| ||||
e) | Aggregated information
Aggregated volume
Price |
40,513
GBP 0.00 | ||||
f) | Date of the transaction | 2018-03-09 | ||||
g) | Place of the transaction | London Stock Exchange - XLON | ||||
4.2 | Details of the transaction(s) | |||||
a) | Description of the financial instrument
Identification Code | Anglo American plc Ordinary Shares of USD0.54945 each
GB00B1XZS820 | ||||
b) | Nature of the transaction | Award of Shares under the terms of the Anglo American plc Long Term Incentive Plan. Subject to the satisfaction of performance conditions, the award will vest in 2021; the Shares will then be subject to a further holding period of two years and will be released in 2023. | ||||
c) | Currency | GBP - British Pound | ||||
d) | Price(s) and volume(s) |
| ||||
e) | Aggregated information
Aggregated volume
Price |
95,996
GBP 0.00 | ||||
f) | Date of the transaction | 2018-03-09 | ||||
g) | Place of the transaction | London Stock Exchange - XLON | ||||
Clare Davage
Deputy Secretary
9 March 2018