Last checked at 7 Oct 2008 14:00
FORM 8.3 DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE (Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing (Note 1) ALLIANZ GLOBAL INVESTORS GLOBAL EQUITY BUSINESS
UNIT Company dealt in HBOS Plc Class of relevant security to ORDINARY SHARES which the dealings being disclosed relate (Note 2) Date of dealing 06 October 2008 (including trades since September 17, 2008)
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevantsecurity dealt in (Note 3) Long Short Number (%) Number (%) (1) Relevant securities 61,603,904 (1.139%) ORDINARY SHARES (2) Derivatives (other than options) (3) Options and agreements to purchase/sell TOTAL 61,603,904 (1.139%)
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
Class of relevant security: Long Short Number (%) Number (%) (1) Relevant securities (2) Derivatives (other than options) (3) Options and agreements to purchase/sell Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details 3. DEALINGS (Note 4)(a) Purchases and salesPurchase/sale Number of securities Price per unit (Note 5) SALE 17 September 2008 217,200 1.8492 SALE 17 September 2008 57,521 1.8300 SALE 17 September 2008 8,830 1.6710 SALE 17 September 2008 22,150 1.5792 SALE 17 September 2008 172,000 1.0465 SALE 17 September 2008 14,040 1.5792 SALE 17 September 2008 337,207 1.7112 SALE 17 September 2008 283,000 1.8961 PURCHASE 17 September 2008 1,000,000 1.8600 PURCHASE 17 September 2008 6,645 1.6636 SALE 18 September 2008 80,920 2.2155 SALE 18 September 2008 5,086,645 2.0820 SALE 18 September 2008 2,650,392 2.2481 SALE 18 September 2008 15,000 1,81 SALE 18 September 2008 355,072 2,2295 SALE 19 September 2008 1,358,082 2.3869 SALE 19 September 2008 1,505,204 2.232 SALE 19 September 2008 141,145 2.3994 SALE 19 September 2008 48,000 2.225 SALE 19 September 2008 48,400 2.4 SALE 22 September 2008 210,000 2.1747 SALE 22 September 2008 24,320 2.1766 PURCHASE 22 September 2008 52,305 2.1013 SALE 23 September 2008 8,770 2.0389 SALE 23 September 2008 309,792 1.8020 SALE 24 September 2008 300 1.847 SALE 25 September 2008 11,560 1.8679 SALE 26 September 2008 6,370 1.7554 SALE 30 September 2008 36,448 1.2705 SALE 30 September 2008 34,600 1.2624 SALE 1 October 2008 15,530 1.4587 SALE 1 October 2008 21,050 1.2991 SALE 1 October 2008 27,600 1.315 SALE 2 October 2008 45,735 1.7014 SALE 6 October 2008 237,136 1.6406 SALE 6 October 2008 15,609 1.7152 SALE 6 October 2008 2,230 1.752
(b) Derivatives transactions (other than options)
Product name, Long/short (Note Number of securities Price per unit (Note 6) (Note 7) 5) e.g. CFD
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option
selling, securities to American, money e.g. call purchasing, which the price European date option varying option etc. paid/ etc. relates (Note received 7) per unit (Note 5) (ii) ExercisingProduct name, e.g. call Number of securities Exercise price per unit option (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit (if (Note 8) applicable) (Note 5) 4. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) NO
Date of disclosure 7th October 2008 Contact name Dr. Jan - Gerrit Iken Telephone number 0049 89 1220 7570 If a connected EFM, name of offeree/offeror HBOS Plc with which connected
If a connected EFM, state nature of Dresdner Kleinwort is broker to connection (Note 10)
HBOS
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk
LATE FILING
During the period between 18 September and 2 October 2008, certain trades executed prior to 17 September 2008 for client portfolios have not been reflected in the total holdings of any disclosures made by the Allianz Global Investors Equity Business Line during that period. This disclosure amends all previous disclosures and discloses all trades during the offer period.
Please see section 3. (a) for previous dealings.
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