12 Apr 2012 15:03
BANK OF SCOTLAND plc
FSA ANNUAL INFORMATION UPDATE (AIU)
This AIU is required by and is being made pursuant to prospectus rule 5.2 and not for any other purpose and neither the Company, nor any other person, takes any responsibility for, or makes any representation, express or implied, as to the accuracy or completeness of, the information which it contains. This information is not necessarily up to date at the date of this AIU and the Company does not undertake any obligation to update the information in future. Furthermore, this information may have been prepared in accordance with the laws or regulations of a particular jurisdiction and may not comply with or meet the relevant standards of disclosure in any other jurisdiction. This AIU does not constitute an offer of any securities addressed to any person and should not be relied on by any person.
This AIU covers the period from 17 March 2011 to 16 March 2012.
Section 1 - The London Stock Exchange
The announcements listed below were published on the London Stock Exchange via RNS, a Regulatory Information Service, and can be obtained from their website www.londonstockexchange.com.
Brief description of information published (Note 1 below refers)
| Date of publication (if applicable -Note 2 below refers)
|
Annual report and accounts | 30/03/2011 |
Annual information update | 20/04/2011 |
Half year results | 04/08/2011 |
2011 News Release | 24/02/2012 |
Annual report and accounts | 16/03/2012 |
Note 1
Certain listed securities pay interest at rates that are reset on a periodic basis. Under the terms of these securities we are also required to advise interest rates to investors through a Regulatory Information Service (RIS).
Note 2
Certain listed securities are callable by the issuer in advance of their contractual maturity dates. Where such call options are exercised we are also required to advise investors through the RIS.
Note 3
The composition of the board of Bank of Scotland plc is identical to that of Lloyds Banking Group plc. Therefore, any announcements in connection with changes to the directors and their particulars appear in the annual information update relating to Lloyds Banking Group plc.
Section 2 - Companies House
The Company filed the following forms with Companies House and copies can be obtained from the Companies House website www.companieshouse.gov.uk.
Form description | Brief description of information published
| Date of publication
|
TM01 | Appointment terminated x2 | 19/05/2011 |
AA | Report and Accounts | 15/06/2011 |
RES13 | Company accounts received/auditors appointed | 05/07/2011 |
MG01 | Particular of a mortgage or charge | 07/07/2011 |
MG01 | Duplicate mortgage certificate charge | 27/07/2011 |
AR01 | Annual return | 23/09/2011 |
MISC | Revised new regulations | 16/11/2011 |
TM01 | Appointment terminated - Truett Tate | 07/02/2012 |
AP01 | Appointment of Sara Weller | 07/02/2012 |
TM01 | Appointment terminated - Tim Tookey | 28/02/2012 |
TM01 | Appointment terminated - Lord Leitch | 02/03/2012 |
Section 3 - Securities & Exchange Commission (SEC) and New York Stock Exchange
The Company has submitted the filings listed below to the SEC and New York Stock Exchange and full details of these filings can be found at the SEC's website www.sec.gov.
Brief description of information published
These are the notifications to the SEC and the New York Stock Exchange of the item listed against the same dates in section 1 of this update (unless otherwise stated)
| Date of publication
|
Report of foreign issuer | 30/03/2011 |
Report of foreign issuer | 20/04/2011 |
Report of foreign issuer | 04/08/2011 |
Report of foreign issuer | 24/02/2012 |
Report of foreign issuer | 16/03/2012 |
Section 4 - European jurisdictions
The Netherlands: Authority for the Financial Markets ("AFM")
The Company has submitted the filings listed below to the AFM and full details of these filings can be found at AFM's website www.afmextranet.nl.
Brief description of information published
These are the notifications to the AFM of the items listed against the same dates in section 1 of this update (except for share disclosures)
| Date of publication
|
Report of foreign issuer | 30/03/2011 |
Report of foreign issuer | 20/04/2011 |
Report of foreign issuer | 04/08/2011 |
Report of foreign issuer | 24/02/2012 |
Report of foreign issuer | 16/03/2012 |