TUI AG (TUI) TUI AG: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution 22-Dec-2023 / 12:17 CET/CEST The issuer is solely responsible for the content of this announcement.
Notification of Major Holdings 1. Details of issuer
| Name: | TUI AG |
| Street: | Karl-Wiechert-Allee 23 |
| Postal code: | 30625 |
| City: | HannoverGermany |
| Legal Entity Identifier (LEI): | 529900SL2WSPV293B552 |
2. Reason for notification
| | Acquisition/disposal of shares with voting rights |
| X | Acquisition/disposal of instruments |
| | Change of breakdown of voting rights |
| | Other reason: |
3. Details of person subject to the notification obligation| Legal entity: UBS Group AGCity of registered office, country: Zurich, Switzerland |
4. Names of shareholder(s)holding directly 3% or more voting rights, if different from 3.
5. Date on which threshold was crossed or reached:
6. Total positions
| | % of voting rights attached to shares (total of 7.a.) | % of voting rights through instruments (total of 7.b.1 + 7.b.2) | Total of both in % (7.a. + 7.b.) | Total number of voting rights pursuant to Sec. 41 WpHG |
| New | 4.12 % | 0.87 % | 4.99 % | 507431033 |
| Previous notification | 3.62 % | 1.6 % | 5.22 % | / |
7. Details on total positionsa. Voting rights attached to shares (Sec. 33, 34 WpHG)
| ISIN | Absolute | In % |
| | Direct (Sec. 33 WpHG) | Indirect (Sec. 34 WpHG) | Direct (Sec. 33 WpHG) | Indirect (Sec. 34 WpHG) |
| DE000TUAG505 | 0 | 20921386 | 0 % | 4.12 % |
| Total | 20921386 | 4.12 % |
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
| Type of instrument | Expiration or maturity date | Exercise or conversion period | Voting rights absolute | Voting rights in % |
| Right to recall lent shares | | At any time | 630074 | 0.12 % |
| Right of use over shares | | At any time | 1062661 | 0.21 % |
| | | Total | 1692735 | 0.33 % |
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
| Type of instrument | Expiration or maturity date | Exercise or conversion period | Cash or physical settlement | Voting rights absolute | Voting rights in % |
| Convertible Bonds (DE000A3E5KG2) | 16/04/2028 | 27/05/2021-30/03/2028 | Physical | 2324648 | 0.46 % |
| Short Put Option | 18/12/2026 | | Physical | 377800 | 0.07 % |
| Right of use over Convertible (CH1233972566) | 15/01/2024 | | Physical | 6828 | 0 % |
| Right of use over Convertible (CH1241664197) | 15/01/2024 | | Physical | 3541 | 0 % |
| | | | Total | 2712817 | 0.53 % |
8. Information in relation to the person subject to the notification obligation
| | Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.). |
| X | Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: |
| Name | % of voting rights (if at least 3% or more) | % of voting rights through instruments (if at least 5% or more) | Total of both (if at least 5% or more) |
| UBS Group AG | % | % | % |
| UBS AG | 3.58 % | % | % |
| UBS Switzerland AG | % | % | % |
| - | % | % | % |
| UBS Group AG | % | % | % |
| UBS AG | 3.58 % | % | % |
| UBS Asset Management AG | % | % | % |
| UBS Asset Management (Singapore) Ltd | % | % | % |
| - | % | % | % |
| UBS Group AG | % | % | % |
| UBS AG | 3.58 % | % | % |
| UBS Asset Management AG | % | % | % |
| UBS Asset Management Holding (No. 2) Ltd | % | % | % |
| UBS Asset Management Holding Ltd | % | % | % |
| UBS Asset Management (UK) Ltd | % | % | % |
| - | % | % | % |
| UBS Group AG | % | % | % |
| UBS AG | 3.58 % | % | % |
| UBS Asset Management AG | % | % | % |
| UBS Asset Management Holding (No. 2) Ltd | % | % | % |
| UBS Asset Management Holding Ltd | % | % | % |
| UBS Asset Management Life Ltd | % | % | % |
| - | % | % | % |
| UBS Group AG | % | % | % |
| UBS AG | 3.58 % | % | % |
| UBS Asset Management AG | % | % | % |
| UBS Asset Management Switzerland AG | % | % | % |
| UBS Fund Management (Switzerland) AG | % | % | % |
| - | % | % | % |
| UBS Group AG | % | % | % |
| UBS AG | 3.58 % | % | % |
| UBS Asset Management AG | % | % | % |
| UBS Fund Management (Luxembourg) S.A. | % | % | % |
| - | % | % | % |
| UBS Group AG | % | % | % |
| UBS AG | 3.58 % | % | % |
| UBS Americas Holding LLC | % | % | % |
| UBS Americas Inc. | % | % | % |
| UBS Securities LLC | % | % | % |
| - | % | % | % |
| UBS Group AG | % | % | % |
| UBS AG | 3.58 % | % | % |
| UBS Europe SE | % | % | % |
| - | % | % | % |
| UBS Group AG | % | % | % |
| Credit Suisse AG | % | % | % |
| Credit Suisse International | % | % | % |
| - | % | % | % |
| UBS Group AG | % | % | % |
| Credit Suisse AG | % | % | % |
| Credit Suisse (Schweiz) AG | % | % | % |
| - | % | % | % |
| UBS Group AG | % | % | % |
| Credit Suisse AG | % | % | % |
| Credit Suisse Asset Management International Holding Ltd | % | % | % |
| Credit Suisse Asset Management & Investor Services (Schweiz) Holding AG | % | % | % |
| Credit Suisse Funds AG | % | % | % |
9. In case of proxy voting according to Sec. 34 para. 3 WpHG(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)Date of general meeting: Holding total positions after general meeting (6.) after annual general meeting:
| Proportion of voting rights | Proportion of instruments | Total of both |
| % | % | % |
10. Other explanatory remarks:
Date
TUI AG (TUI)