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Holding(s) in Company

13 Apr 2016 09:32

RNS Number : 0467V
Ocado Group PLC
13 April 2016
 
 
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi

1. Identity of the issuer or the underlying issuerof existing shares to which voting rights areattached: ii

Ocado Group Plc

2 Reason for the notification (please tick the appropriate box or boxes):

An acquisition or disposal of voting rights

An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached

X

An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments

X

An event changing the breakdown of voting rights

Other (please specify):

3. Full name of person(s) subject to thenotification obligation: iii

Morgan Stanley

(Institutional Securities Group and Global Wealth Management)

4. Full name of shareholder(s)  (if different from 3.):iv

Morgan Stanley & Co. LLC

5. Date of the transaction and date onwhich the threshold is crossed orreached: v

07/04/2016

6. Date on which issuer notified:

12/04/2016

7. Threshold(s) that is/are crossed orreached: vi, vii

 

11%

 

 

8. Notified details:

A: Voting rights attached to shares viii, ix

Class/type ofshares

if possible usingthe ISIN CODE

Situation previousto the triggeringtransaction

Resulting situation after the triggering transaction

NumberofShares

NumberofVotingRights

Numberof shares

Number of votingrights

% of voting rights x

Direct

Direct xi

Indirect xii

Direct

Indirect

 

 

20,820,898

 

 

20,820,898

 

 

19,646,585

 

 

19,646,585

 

 

 

 

3.13%

 

 

GB00B3MBS747

 

B,: Qualifying Financial Instruments

Resulting situation after the triggering transaction

Type of financialinstrument

Expirationdate xiii

Exercise/Conversion Period xiv

Number of votingrights that may beacquired if theinstrument isexercised/ converted.

% of votingrights

Right of Recall over a securities lending agreement

n/a

n/a

14,526,787

2.31%

C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi

Resulting situation after the triggering transaction

Type of financialinstrument

Exercise price

Expiration date xvii

Exercise/Conversion period xviii

Number of voting rights instrument refers to

 

% of voting rights xix, xx

 

Equity Swap

n/a

05-09-2016

n/a

1,405,242

Nominal

Delta

n/a

0.22%

Equity Swap

n/a

15-12-2016

n/a

3,374,444

 

n/a

0.54%

Equity Swap

n/a

17-03-2017

 

n/a

4,543,430

 

n/a

0.72%

Equity Swap

n/a

30-03-2017

 

n/a

 

600,000

 

n/a

0.10%

Equity Swap

n/a

30-05-2017

 

n/a

 

4,900,000

 

n/a

0.78%

Equity Swap

n/a

11-09-2017

n/a

6,730,000

 

n/a

1.07%

Equity Swap

n/a

16-11-2017

n/a

259,300

 

n/a

0.04%

Equity Swap

n/a

04-01-2018

n/a

2,877,733

 

n/a

0.46%

Equity Swap

n/a

08-01-2018

n/a

4,881,834

 

n/a

0.78%

Equity Swap

n/a

22-01-2018

n/a

391,377

 

n/a

0.06%

Equity Swap

n/a

12-02-2018

n/a

1,981,722

 

n/a

0.32%

Equity Swap

n/a

29-03-2018

n/a

437,494

 

n/a

0.07%

Total (A+B+C)

Number of voting rights

Percentage of voting rights

 

66,555,948

 

10.60%

 

 

9. Chain of controlled undertakings through which the voting rights and/or thefinancial instruments are effectively held, if applicable: xxi

 

Morgan Stanley Capital Services LLC; c/o The Corporation Trust Company (DE), Corporation Trust Center, 1209 Orange Street, Wilmington, Delaware 19801, USA is a direct holder of 32,382,576 voting rights (5.16%) & Morgan Stanley & Co. LLC; c/o The Corporation Trust Company (DE), Corporation Trust Center, 1209 Orange Street, Wilmington, Delaware 19801, USA is a direct holder of 34,164,891 voting rights (5.44%), each are subsidiaries of Morgan Stanley Domestic Holdings, Inc.

 

Morgan Stanley Domestic Holdings, Inc.; c/o The Corporation Trust Company (DE), Corporation Trust Center, 1209 Orange Street, Wilmington, Delaware 19801, USA is an indirect holder of

66,555,948 voting rights (10.60%), and is a subsidiary of Morgan Stanley Capital Management, LLC

 

Morgan Stanley Capital Management, LLC; c/o The Corporation Trust Company (DE), Corporation Trust Center, 1209 Orange Street, Wilmington, Delaware 19801, USA is an indirect holder of

66,555,948 voting rights (10.60%), and is a subsidiary of Morgan Stanley.

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Proxy Voting:

10. Name of the proxy holder:

N/A

11. Number of voting rights proxy holder will ceaseto hold:

N/A

12. Date on which proxy holder will cease to holdvoting rights:

N/A

13. Additional information:

14. Contact name:

 

Craig Horsley

 

15. Contact telephone number:

0141 245 7736

 

 

 

 

 

 

 

 

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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