19 Jul 2016 11:27
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi |
1. Identity of the issuer or the underlying issuerof existing shares to which voting rights areattached: ii | Advanced Oncotherapy plc | |||
2 Reason for the notification (please tick the appropriate box or boxes): | ||||
An acquisition or disposal of voting rights | Â Â Â | |||
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | ||||
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | ||||
An event changing the breakdown of voting rights : | ||||
Other (please specify): |  CHANGE IN NATURE : RETURN IN LOANED SHARES  | √  | ||
3. Full name of person(s) subject to thenotification obligation: iii | Aviva plc & its subsidiaries | |||
4. Full name of shareholder(s)  (if different from 3.):iv | Registered Holder:  Available on Request 7,068*  BNY Norwich Union Nominees Limited 160,341*  Chase (GA Group) Nominees Limited 1,802,478*  State Street Nominees Limited 328,573*
*denotes direct interest  Chase (GA Group) Nominees Limited 561,383  Chase Nominees Limited 122,170 Vidacos Nominees Limited 313,938  | |||
5. Date of the transaction and date onwhich the threshold is crossed orreached: v | 15 July 2016 | |||
6. Date on which issuer notified: | 18 July 2016 | |||
7. Threshold(s) that is/are crossed orreached: vi, vii | 3% to 4% Change at Direct Interest Level (Box 8A) Â | |||
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8. Notified details: | |||||||||||
A: Voting rights attached to shares viii, ix | |||||||||||
Class/type ofshares if possible usingthe ISIN CODE | Situation previousto the triggeringtransaction | Resulting situation after the triggering transaction | |||||||||
NumberofShares | NumberofVotingRights | Numberof shares | Number of votingrights | % of voting rights x | |||||||
Direct | Direct xi | Indirect xii | Direct | Indirect | |||||||
Ordinary Shares GBP 0.25GB00BD6SX109 | 3,297,036* | 3,297,036* | 3,295,951 | 2,298,460 | 997,491 | 4.05% | 1.76% | ||||
* Includes right to recall loaned shares (78,148) Â | |||||||||||
B: Qualifying Financial Instruments | |||||||||||
Resulting situation after the triggering transaction | |||||||||||
Type of financialinstrument | Expirationdate xiii | Exercise/Conversion Period xiv | Number of votingrights that may beacquired if theinstrument isexercised/ converted. | % of votingrights | |||||||
RIGHT TO RECALL LOANED SHARES | N/A | N/A | 1,085 * Â * Direct Interest | 0.002% | |||||||
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C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi | ||||||
Resulting situation after the triggering transaction | ||||||
Type of financialinstrument | Exercise price | Expiration date xvii | Exercise/Conversion period xviii | Number of voting rights instrument refers to  | % of voting rights xix, xx  | |
Nominal | Delta | |||||
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Total (A+B+C) | |
Number of voting rights | Percentage of voting rights |
3,297,036 | 5.81% |
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9. Chain of controlled undertakings through which the voting rights and/or thefinancial instruments are effectively held, if applicable: xxi | |
The voting rights are managed and controlled by Aviva Investors Global Services Limited and Friends Provident International Limited, with the following chain of controlled undertakings:-  Aviva Investors Global Services Limited: · Aviva plc (Parent Company) · Aviva Group Holdings Limited (wholly owned subsidiary of Aviva plc) · Aviva Investors Holdings Limited (wholly owned subsidiary of Aviva Group Holdings Limited) · Aviva Investors Global Services Limited (wholly owned subsidiary of Aviva Investors Holdings Limited)  Friends Provident International Limited: · Aviva plc (Parent Company) · Aviva Group Holdings Limited (wholly owned subsidiary of Aviva plc) · Aviva Life Holdings UK Limited (wholly owned subsidiary of Aviva Group Holdings Limited) · Friends Life FPG Limited (wholly owned subsidiary of Aviva Life Holdings UK Limited) · Friends Life FPL Limited (wholly owned subsidiary of Friends Life FPG Limited) · Friends Life Limited (wholly owned subsidiary of Friends Life FPL Limited) · Friends Life and Pensions Limited (wholly owned subsidiary of Friends Life Limited) · Friends Provident International Limited (wholly owned subsidiary of Friends Life and Pensions Limited)  | |
Proxy Voting: | |
10. Name of the proxy holder: | See Section 4 |
11. Number of voting rights proxy holder will ceaseto hold: | |
12. Date on which proxy holder will cease to holdvoting rights: |
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13. Additional information: | Figures are based on a total number of voting rights of 56,780,361as per the Company's 'Result of AGM and share consolidation' announcement of 30 June 2016. |
14. Contact name: | Neil Whittaker, Aviva plc |
15. Contact telephone number: | 01603 684420 |
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