25 Aug 2022 16:28
TR-1: Standard form for notification of major holdings
1. Issuer Details
ISIN
GB0001765816
Issuer Name
BREWIN DOLPHIN HOLDINGS PLC
UK or Non-UK Issuer
UK
2. Reason for Notification
An acquisition or disposal of voting rights; An acquisition or disposal of financial instruments
3. Details of person subject to the notification obligation
Name
Bank of America Corporation
City of registered office (if applicable)
Â
Country of registered office (if applicable)
US
4. Details of the shareholder
Full name of shareholder(s) if different from the person(s) subject to the notification obligation, above
Â
City of registered office (if applicable)
Â
Country of registered office (if applicable)
Â
5. Date on which the threshold was crossed or reached
23-Aug-2022
6. Date on which Issuer notified
25-Aug-2022
7. Total positions of person(s) subject to the notification obligation
% of voting rights attached to shares (total of 8.A) | % of voting rights through financial instruments (total of 8.B 1 + 8.B 2) | Total of both in % (8.A + 8.B) | Total number of voting rights held in issuer | |
Resulting situation on the date on which threshold was crossed or reached | 2.754835 | 3.890203 | 6.645038 | 20182876 |
Position of previous notification (if applicable) | 0.000000 | 1.624564 | 1.624564 |
8. Notified details of the resulting situation on the date on which the threshold was crossed or reached
8A. Voting rights attached to shares
Class/Type of shares ISIN code(if possible) | Number of direct voting rights (DTR5.1) | Number of indirect voting rights (DTR5.2.1) | % of direct voting rights (DTR5.1) | % of indirect voting rights (DTR5.2.1) |
GB0001765816 | 8367220 | 2.754835 | ||
Sub Total 8.A | 8367220 | 2.754835% |
8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))
Type of financial instrument | Expiration date | Exercise/conversion period | Number of voting rights that may be acquired if the instrument is exercised/converted | % of voting rights |
Right to Recall | N/A | N/A | 75325 | 0.024800 |
Sub Total 8.B1 | 75325 | 0.024800% |
8B2. Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b))
Type of financial instrument | Expiration date | Exercise/conversion period | Physical or cash settlement | Number of voting rights | % of voting rights |
Swaps | 17/05/2023 | N/A | Cash | 856000 | 0.281831 |
Swaps | 10/07/2023 | N/A | Cash | 22966 | 0.007561 |
Swaps | 16/11/2022 | N/A | Cash | 90438 | 0.029776 |
Swaps | 31/07/2024 | N/A | Cash | 148000 | 0.048728 |
Swaps | 03/07/2023 | N/A | Cash | 147 | 0.000048 |
Swaps | 31/03/2023 | N/A | Cash | 9158000 | 3.015193 |
Swaps | 23/06/2023 | N/A | Cash | 198177 | 0.065248 |
Swaps | 26/06/2023 | N/A | Cash | 324 | 0.000107 |
Swaps | 31/01/2023 | N/A | Cash | 437 | 0.000144 |
Swaps | 07/02/2023 | N/A | Cash | 402000 | 0.132355 |
Swaps | 23/01/2023 | N/A | Cash | 854000 | 0.281172 |
Swaps | 29/06/2023 | N/A | Cash | 9842 | 0.003240 |
Sub Total 8.B2 | 11740331 | 3.865403% |
9. Information in relation to the person subject to the notification obligation
2. Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entities (please add additional rows as necessary)
Ultimate controlling person | Name of controlled undertaking | % of voting rights if it equals or is higher than the notifiable threshold | % of voting rights through financial instruments if it equals or is higher than the notifiable threshold | Total of both if it equals or is higher than the notifiable threshold |
Bank of America Corporation | Bank of America, National Association | |||
Bank of America Corporation | Merrill Lynch International | 5.021392% | ||
Bank of America Corporation | BofA Securities Europe SA | |||
Bank of America Corporation | BofA Securities, Inc |
10. In case of proxy voting
Name of the proxy holder
Â
The number and % of voting rights held
Â
The date until which the voting rights will be held
Â
11. Additional Information
Â
12. Date of Completion
25-Aug-2022
13. Place Of Completion
United Kingdom