10 Jan 2024 18:00
TR-1: Standard form for notification of major holdings
1. Issuer Details
ISIN
GB00BMBVGQ36
Issuer Name
HARBOUR ENERGY PLC
UK or Non-UK Issuer
UK
2. Reason for Notification
An acquisition or disposal of voting rights; An acquisition or disposal of financial instruments
3. Details of person subject to the notification obligation
Name
Bank of America Corporation
City of registered office (if applicable)
Â
Country of registered office (if applicable)
US
4. Details of the shareholder
Full name of shareholder(s) if different from the person(s) subject to the notification obligation, above
Â
City of registered office (if applicable)
Â
Country of registered office (if applicable)
Â
5. Date on which the threshold was crossed or reached
09-Jan-2024
6. Date on which Issuer notified
10-Jan-2024
7. Total positions of person(s) subject to the notification obligation
% of voting rights attached to shares (total of 8.A) | % of voting rights through financial instruments (total of 8.B 1 + 8.B 2) | Total of both in % (8.A + 8.B) | Total number of voting rights held in issuer | |
Resulting situation on the date on which threshold was crossed or reached | 2.543409 | 6.391715 | 8.935124 | 68833583 |
Position of previous notification (if applicable) | 0.000032 | 3.547965 | 3.547997 |
8. Notified details of the resulting situation on the date on which the threshold was crossed or reached
8A. Voting rights attached to shares
Class/Type of shares ISIN code(if possible) | Number of direct voting rights (DTR5.1) | Number of indirect voting rights (DTR5.2.1) | % of direct voting rights (DTR5.1) | % of indirect voting rights (DTR5.2.1) |
GB00BMBVGQ36 | 19583283 | 2.542059 | ||
US4116182001 | 10400 | 0.001350 | ||
Sub Total 8.A | 19593683 | 2.543409% |
8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))
Type of financial instrument | Expiration date | Exercise/conversion period | Number of voting rights that may be acquired if the instrument is exercised/converted | % of voting rights |
Right to Recall | N/A | N/A | 131455 | 0.017064 |
Sub Total 8.B1 | 131455 | 0.017064% |
8B2. Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b))
Type of financial instrument | Expiration date | Exercise/conversion period | Physical or cash settlement | Number of voting rights | % of voting rights |
Swaps | 31/07/2024 | N/A | Cash | 14919979 | 1.936727 |
Swaps | 26/05/2026 | N/A | Cash | 3195944 | 0.414858 |
Swaps | 02/04/2024 | N/A | Cash | 14383432 | 1.867079 |
Swaps | 02/07/2024 | N/A | Cash | 286884 | 0.037240 |
Swaps | 07/11/2025 | N/A | Cash | 35552 | 0.004615 |
Swaps | 25/02/2025 | N/A | Cash | 2414 | 0.000313 |
Swaps | 25/04/2025 | N/A | Cash | 77081 | 0.010006 |
Swaps | 08/08/2024 | N/A | Cash | 201133 | 0.026109 |
Swaps | 18/11/2024 | N/A | Cash | 126885 | 0.016471 |
Swaps | 31/10/2024 | N/A | Cash | 540423 | 0.070151 |
Swaps | 30/08/2024 | N/A | Cash | 99671 | 0.012938 |
Swaps | 29/11/2024 | N/A | Cash | 237056 | 0.030772 |
Swaps | 02/12/2024 | N/A | Cash | 13134 | 0.001705 |
Swaps | 18/03/2026 | N/A | Cash | 99826 | 0.012958 |
Swaps | 17/05/2024 | N/A | Cash | 5177000 | 0.672014 |
Swaps | 15/02/2028 | N/A | Cash | 62504 | 0.008113 |
Swaps | 06/01/2025 | N/A | Cash | 9620810 | 1.248854 |
Swaps | 15/02/2024 | N/A | Cash | 27261 | 0.003539 |
Swaps | 14/07/2025 | N/A | Cash | 1456 | 0.000189 |
Sub Total 8.B2 | 49108445 | 6.374651% |
9. Information in relation to the person subject to the notification obligation
2. Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entities (please add additional rows as necessary)
Ultimate controlling person | Name of controlled undertaking | % of voting rights if it equals or is higher than the notifiable threshold | % of voting rights through financial instruments if it equals or is higher than the notifiable threshold | Total of both if it equals or is higher than the notifiable threshold |
Bank of America Corporation | Bank of America, National Association | 3.700189 | 3.700189% | |
Bank of America Corporation | BofA Securities, Inc | |||
Bank of America Corporation | BofA Securities Europe, SA | |||
Bank of America Corporation | Merrill Lynch International | 5.134295% |
10. In case of proxy voting
Name of the proxy holder
Â
The number and % of voting rights held
Â
The date until which the voting rights will be held
Â
11. Additional Information
Â
12. Date of Completion
10-Jan-2024
13. Place Of Completion
United Kingdom