8 Oct 2018 14:37
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | VIRGIN MONEY HOLDINGS (UK) PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 05 October 2018 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | CYBG PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | 0.01p ordinary | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 13,598,143 | 3.05% | 441,207 | 0.10% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 296,149 | 0.07% | 12,332,523 | 2.76% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| TOTAL: | 13,894,292 | 3.11% | 12,773,730 | 2.86% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| 0.01p ordinary | Purchase | 820 | 3.7205 GBP | ||||
| 0.01p ordinary | Purchase | 820 | 3.7210 GBP | ||||
| 0.01p ordinary | Purchase | 820 | 3.7265 GBP | ||||
| 0.01p ordinary | Purchase | 841 | 3.7285 GBP | ||||
| 0.01p ordinary | Purchase | 850 | 3.7350 GBP | ||||
| 0.01p ordinary | Purchase | 856 | 3.7290 GBP | ||||
| 0.01p ordinary | Purchase | 866 | 3.7200 GBP | ||||
| 0.01p ordinary | Purchase | 873 | 3.7430 GBP | ||||
| 0.01p ordinary | Purchase | 890 | 3.7410 GBP | ||||
| 0.01p ordinary | Purchase | 895 | 3.7315 GBP | ||||
| 0.01p ordinary | Purchase | 922 | 3.7230 GBP | ||||
| 0.01p ordinary | Purchase | 1,131 | 3.7320 GBP | ||||
| 0.01p ordinary | Purchase | 1,184 | 3.7440 GBP | ||||
| 0.01p ordinary | Purchase | 1,640 | 3.7225 GBP | ||||
| 0.01p ordinary | Purchase | 1,662 | 3.7260 GBP | ||||
| 0.01p ordinary | Purchase | 1,719 | 3.7340 GBP | ||||
| 0.01p ordinary | Purchase | 1,923 | 3.7520 GBP | ||||
| 0.01p ordinary | Purchase | 2,440 | 3.7220 GBP | ||||
| 0.01p ordinary | Purchase | 2,497 | 3.7390 GBP | ||||
| 0.01p ordinary | Purchase | 2,750 | 3.7245 GBP | ||||
| 0.01p ordinary | Purchase | 3,368 | 3.7275 GBP | ||||
| 0.01p ordinary | Purchase | 3,566 | 3.7280 GBP | ||||
| 0.01p ordinary | Purchase | 4,946 | 3.7240 GBP | ||||
| 0.01p ordinary | Purchase | 6,263 | 3.7270 GBP | ||||
| 0.01p ordinary | Purchase | 8,525 | 3.7250 GBP | ||||
| 0.01p ordinary | Purchase | 10,506 | 3.7364 GBP | ||||
| 0.01p ordinary | Purchase | 35,965 | 3.7530 GBP | ||||
| 0.01p ordinary | Purchase | 44,760 | 3.7379 GBP | ||||
| 0.01p ordinary | Purchase | 68,970 | 3.7369 GBP | ||||
| 0.01p ordinary | Purchase | 110,760 | 3.7411 GBP | ||||
| 0.01p ordinary | Purchase | 300,820 | 3.7255 GBP | ||||
| 0.01p ordinary | Sale | 820 | 3.7265 GBP | ||||
| 0.01p ordinary | Sale | 820 | 3.7205 GBP | ||||
| 0.01p ordinary | Sale | 820 | 3.7210 GBP | ||||
| 0.01p ordinary | Sale | 820 | 3.7255 GBP | ||||
| 0.01p ordinary | Sale | 821 | 3.7530 GBP | ||||
| 0.01p ordinary | Sale | 841 | 3.7285 GBP | ||||
| 0.01p ordinary | Sale | 850 | 3.7350 GBP | ||||
| 0.01p ordinary | Sale | 856 | 3.7290 GBP | ||||
| 0.01p ordinary | Sale | 866 | 3.7200 GBP | ||||
| 0.01p ordinary | Sale | 873 | 3.7430 GBP | ||||
| 0.01p ordinary | Sale | 890 | 3.7410 GBP | ||||
| 0.01p ordinary | Sale | 895 | 3.7315 GBP | ||||
| 0.01p ordinary | Sale | 922 | 3.7230 GBP | ||||
| 0.01p ordinary | Sale | 1,131 | 3.7320 GBP | ||||
| 0.01p ordinary | Sale | 1,184 | 3.7440 GBP | ||||
| 0.01p ordinary | Sale | 1,640 | 3.7225 GBP | ||||
| 0.01p ordinary | Sale | 1,719 | 3.7340 GBP | ||||
| 0.01p ordinary | Sale | 1,923 | 3.7520 GBP | ||||
| 0.01p ordinary | Sale | 2,440 | 3.7220 GBP | ||||
| 0.01p ordinary | Sale | 2,750 | 3.7245 GBP | ||||
| 0.01p ordinary | Sale | 3,094 | 3.7501 GBP | ||||
| 0.01p ordinary | Sale | 3,368 | 3.7275 GBP | ||||
| 0.01p ordinary | Sale | 3,566 | 3.7280 GBP | ||||
| 0.01p ordinary | Sale | 4,954 | 3.7260 GBP | ||||
| 0.01p ordinary | Sale | 5,245 | 3.7438 GBP | ||||
| 0.01p ordinary | Sale | 6,263 | 3.7270 GBP | ||||
| 0.01p ordinary | Sale | 7,966 | 3.7208 GBP | ||||
| 0.01p ordinary | Sale | 8,525 | 3.7250 GBP | ||||
| 0.01p ordinary | Sale | 9,331 | 3.7261 GBP | ||||
| 0.01p ordinary | Sale | 14,350 | 3.7282 GBP | ||||
| 0.01p ordinary | Sale | 16,425 | 3.7240 GBP | ||||
| 0.01p ordinary | Sale | 20,748 | 3.7397 GBP | ||||
| 0.01p ordinary | Sale | 29,622 | 3.7341 GBP | ||||
| 0.01p ordinary | Sale | 55,179 | 3.7393 GBP | ||||
| 0.01p ordinary | Sale | 75,630 | 3.7382 GBP | ||||
| 0.01p ordinary | Sale | 220,138 | 3.7257 GBP |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| 0.01p ordinary | SWAP | Long | 1,265 | 3.7385 GBP | |||||
| 0.01p ordinary | SWAP | Long | 2,000 | 3.7232 GBP | |||||
| 0.01p ordinary | SWAP | Long | 2,697 | 3.7391 GBP | |||||
| 0.01p ordinary | CFD | Long | 5,245 | 3.7438 GBP | |||||
| 0.01p ordinary | CFD | Long | 6,144 | 3.7257 GBP | |||||
| 0.01p ordinary | SWAP | Long | 8,379 | 3.7395 GBP | |||||
| 0.01p ordinary | SWAP | Long | 11,505 | 3.7321 GBP | |||||
| 0.01p ordinary | SWAP | Long | 12,155 | 3.7362 GBP | |||||
| 0.01p ordinary | SWAP | Long | 12,369 | 3.7398 GBP | |||||
| 0.01p ordinary | SWAP | Long | 17,456 | 3.7376 GBP | |||||
| 0.01p ordinary | CFD | Long | 19,912 | 3.7380 GBP | |||||
| 0.01p ordinary | SWAP | Long | 20,905 | 3.7430 GBP | |||||
| 0.01p ordinary | SWAP | Long | 33,201 | 3.7369 GBP | |||||
| 0.01p ordinary | SWAP | Long | 42,429 | 3.7392 GBP | |||||
| 0.01p ordinary | SWAP | Short | 323 | 3.7250 GBP | |||||
| 0.01p ordinary | SWAP | Short | 500 | 3.7574 GBP | |||||
| 0.01p ordinary | SWAP | Short | 1,911 | 3.7293 GBP | |||||
| 0.01p ordinary | SWAP | Short | 18,789 | 3.7410 GBP | |||||
| 0.01p ordinary | SWAP | Short | 34,066 | 3.7359 GBP | |||||
| 0.01p ordinary | CFD | Short | 68,970 | 3.7369 GBP | |||||
| 0.01p ordinary | SWAP | Short | 190,958 | 3.7405 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
| None |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| None |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | NO | |
| Date of disclosure: | 8 Oct 2018 | |
| Contact name: | Large Holdings Regulatory Operations | |
| Telephone number: | 020 3134 7213 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: https://www.businesswire.com/news/home/20181008005462/en/
Copyright Business Wire 2018
Barclays (BARC)
Virgin Money Holdings (VM.)