24 May 2019 13:05
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) Full name of discloser: | Barclays PLC. | |
| (b) Owner or controller of interests and short positions disclosed, if different from 1(a): The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named. | ||
| (c) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | SIBANYE GOLD LTD | |
| (d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree: | ||
| (e) Date position held/dealing undertaken: For an opening position disclosure, state the latest practicable date prior to the disclosure | 23 May 2019 | |
| (f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer? If it is a cash offer or possible cash offer, state “N/A” | YES LONMIN PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | Ordinary NPV | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 3,204,896 | 0.13% | 3,980,968 | 0.17% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 8,705,435 | 0.37% | 2,403,500 | 0.10% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| (4) | |||||||||||
| TOTAL: | 11,910,331 | 0.50% | 6,384,468 | 0.27% | |||||||
| Class of relevant security: | Convertible Bond XS1689727920 | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 4,800,000 | 1.25% | 0 | 0.00% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 0 | 0.00% | 0 | 0.00% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| (4) | |||||||||||
| TOTAL: | 4,800,000 | 1.25% | 0 | 0.00% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
| (a) | Purchases and sales | ||||||
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| ADR | Purchase | 204 | 3.3300 USD | ||||
| ADR | Purchase | 1,900 | 3.3815 USD | ||||
| ADR | Purchase | 7,700 | 3.3768 USD | ||||
| ADR | Purchase | 12,800 | 3.3700 USD | ||||
| ADR | Purchase | 15,025 | 3.3607 USD | ||||
| ADR | Purchase | 16,800 | 3.3631 USD | ||||
| ADR | Purchase | 17,046 | 3.3676 USD | ||||
| ADR | Purchase | 29,100 | 3.3661 USD | ||||
| ADR | Purchase | 37,300 | 3.3651 USD | ||||
| ADR | Purchase | 38,900 | 3.3707 USD | ||||
| ADR | Sale | 100 | 3.3850 USD | ||||
| ADR | Sale | 204 | 3.3300 USD | ||||
| ADR | Sale | 2,800 | 3.3526 USD | ||||
| ADR | Sale | 4,700 | 3.3821 USD | ||||
| ADR | Sale | 4,746 | 3.3706 USD | ||||
| ADR | Sale | 7,700 | 3.3768 USD | ||||
| ADR | Sale | 9,500 | 3.3705 USD | ||||
| ADR | Sale | 12,900 | 3.3700 USD | ||||
| ADR | Sale | 16,200 | 3.3629 USD | ||||
| ADR | Sale | 24,400 | 3.3630 USD | ||||
| ADR | Sale | 38,900 | 3.3707 USD | ||||
| ADR | Sale | 54,725 | 3.3645 USD |
| (b) | Cash-settled derivative transactions | ||||||||
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| Ordinary NPV | CFD | Long | 17,412 | 11.9583 ZAR | |||||
| Ordinary NPV | CFD | Long | 27,252 | 11.9278 ZAR | |||||
| Ordinary NPV | CFD | Long | 30,907 | 11.9758 ZAR | |||||
| Ordinary NPV | CFD | Long | 190,105 | 11.8226 ZAR | |||||
| Ordinary NPV | CFD | Long | 258,266 | 12.0619 ZAR | |||||
| Ordinary NPV | CFD | Short | 15,221 | 12.0365 ZAR | |||||
| Ordinary NPV | CFD | Short | 19,368 | 12.0918 ZAR | |||||
| Ordinary NPV | CFD | Short | 27,252 | 11.6441 ZAR | |||||
| Ordinary NPV | CFD | Short | 28,700 | 11.7476 ZAR | |||||
| Ordinary NPV | CFD | Short | 46,505 | 11.9677 ZAR | |||||
| Ordinary NPV | CFD | Short | 89,406 | 12.0033 ZAR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
| None |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| None |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | NO |
| Date of disclosure: | 24 May 2019 | |
| Contact name: | Large Holdings Regulatory Operations | |
| Telephone number: | 020 3134 7213 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
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Barclays (BARC)