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EPT Disclosure

4 Jun 2009 11:36

RNS Number : 3732T
Merrill Lynch International
04 June 2009
 



FORM 38.5(a)

DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS 

WITH RECOGNISED INTERMEDIARY STATUS

DEALING IN A CLIENT-SERVING CAPACITY

(Rule 38.5(a) of the Takeover Code)

1. KEY INFORMATION

Name of exempt principal trader

Merrill Lynch International

Company dealt in

OJSC Polyus Gold (OR) ADR.

Class of relevant security to which the 

ADR

dealings being disclosed relate

Date of dealing

03/06/2009

2. DEALINGS

(a) Purchases and sales

Total number of securities 

Highest price paid

Lowest price paid

purchased

10,756

USD 23.60

USD 23.60

Total number of securities sold

Highest price received

Lowest price received

20,290

USD 25.39

USD 23.60

(b) Derivatives transactions (other than options)

Product name, 

Short/Long

Number of securities

Price per unit 

eg. CFD

(c)  Options transactions in respect of existing securities

Product name

Writing, 

Number of 

Exercise 

Type, e.g. 

Expiry 

Option money

selling, 

securities under 

price 

American, 

date

eg call option

purchasing, 

option

European etc

paid/received 

varying etc.

per unit 

(ii) Exercising

Product name

Number of securities under 

Exercise price 

eg call option

option

 

3. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any 

other person relating to the voting rights of any relevant securities under any option referred to on this 

form or relating to the voting rights or future acquisition or disposal of any relevant securities to which 

any derivative referred to on this form is referenced. If none, this should be stated. 

NONE

Date of disclosure

04/06/2009

Contact name

Bhavika Mistry

Telephone number

+44 207 995 4747

Name of offeree/offeror with whom connected

KazakhGold Group Limited

Nature of connection #

Advisor

 

FORM 38.5(a)

DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS 

WITH RECOGNISED INTERMEDIARY STATUS

DEALING IN A CLIENT-SERVING CAPACITY

(Rule 38.5(a) of the Takeover Code)

1. KEY INFORMATION

Name of exempt principal trader

Merrill Lynch International

Company dealt in

SEGRO PLC

Class of relevant security to which the 

Common

dealings being disclosed relate

Date of dealing

03/06/2009

2. DEALINGS

(a) Purchases and sales

Total number of securities 

Highest price paid

Lowest price paid

purchased

2,365,292

GBP 0.27

GBP 0.26

Total number of securities sold

Highest price received

Lowest price received

1,889,342

GBP 0.27

GBP 0.26

(b) Derivatives transactions (other than options)

Product name, 

Short/Long

Number of securities

Price per unit 

eg. CFD

Long Swap

LONG

63,240

GBP 0.26

Long Swap

LONG

59,995

GBP 0.27

Long Swap

LONG

59,800

GBP 0.27

Long Swap

LONG

34,000

GBP 0.27

Product name, 

Short/Long

Number of securities

Price per unit 

eg. CFD

Short Swap

SHORT

7,165

GBP 0.26

Short Swap

SHORT

16,925

GBP 0.26

Short Swap

SHORT

23,869

GBP 0.26

Short Swap

SHORT

26,800

GBP 0.27

Short Swap

SHORT

26,835

GBP 0.26

Short Swap

SHORT

49,671

GBP 0.26

Short Swap

SHORT

59,800

GBP 0.26

Short Swap

SHORT

59,995

GBP 0.26

Short Swap

SHORT

63,240

GBP 0.26

Short Swap

SHORT

87,000

GBP 0.26

(c)  Options transactions in respect of existing securities

Product name

Writing, 

Number of 

Exercise 

Type, e.g. 

Expiry 

Option 

selling, 

securities under 

price 

American, 

date

money

eg call option

purchasing, 

option

European etc

paid/received

varying etc.

per unit 

(ii) Exercising

 

Product name

Number of securities under 

Exercise price 

eg call option

option

3. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any 

other person relating to the voting rights of any relevant securities under any option referred to on this 

form or relating to the voting rights or future acquisition or disposal of any relevant securities to which 

any derivative referred to on this form is referenced. If none, this should be stated. 

NONE

Date of disclosure

04/06/2009

Contact name

Bhavika Mistry

Telephone number

+44 207 995 4747

Name of offeree/offeror with whom connected

SEGRO PLC

Nature of connection #

Advisor

 

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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