18 Oct 2018 07:05
Rule 3.8A
Appendix 3D
Changes relating to buy-back
(except minimum holding buy-back)
Information and documents given to ASX become ASX's property and may be made public.
Introduced 1/9/99. Origin: Appendix 7B. Amended 13/3/2000, 30/9/2001, 11/01/10
Name of entity |
| ABN/ARSN |
South32 Limited
|
| 84 093 732 597 |
We (the entity) give ASX the following information.
1 | Date that an Appendix 3C or the last Appendix 3D was given to ASX
| 15 February 2018 |
Information about the change
Complete each item for which there has been a change and items 9 and 10.
|
| Column 1 (Details announced to market in Appendix 3C or last Appendix 3D) | Column 2 (Details of change to buy-back proposals) |
| On-market buy-back
| ||
2 | Name of broker who will act on the company's behalf
| J.P. Morgan Securities Australia Limited | Morgan Stanley Australia Securities Limited |
|
| ||
3 | Deleted 30/9/2001. | ||
|
| ||
4 | If the company/trust intends to buy back a maximum number of shares/units - that number Note: This requires a figure to be included, not a percentage. The reference to a maximum number is to the total number including shares/units already bought back and shares/units remaining to be bought back. If the total has not changed, the item does not need to be completed.
| Up to that number of shares for which the total buy-back consideration paid or payable is up to US$845 million.
The Company reserves the right to suspend or terminate the buy-back at any time. | No change. |
|
| Column 1 (Details announced to market in Appendix 3C or last Appendix 3D) | Column 2 (Details of change to buy-back proposals) |
|
| ||
5 | If the company/trust intends to buy back a maximum number of shares/units - the number remaining to be bought back
| Up to the number of shares with an aggregate buy-back consideration of US$539,804,358. | No change.
Refer Appendix 3E dated 12 October 2018 for details of shares which may still be bought back. |
|
| ||
6 | If the company/trust intends to buy-back shares/units within a period of time - that period of time; if the company/trust intends that the buy-back be of unlimited duration - that intention
| The Company intends to buy-back shares in the period 11 April 2017 to 10 April 2019 (inclusive) or earlier if US$845 million worth of shares are bought back prior to that date.
The Company reserves the right to suspend or terminate the buy-back at any time. | No change. |
|
| ||
7 | If the company/trust intends to buy back shares/units if conditions are met - those conditions
| Not applicable | Not applicable |
All buy-backs
8 | Any other change
| Not applicable | Not applicable |
|
| ||
9 | Reason for change | Change of broker.
| |
|
| ||
10 | Any other information material to a shareholder's/unitholder's decision whether to accept the offer (eg, details of any proposed takeover bid) | None
| |
Compliance statement
1. The company is in compliance with all Corporations Act requirements relevant to this buy-back.
or, for trusts only:
1. The trust is in compliance with all requirements of the Corporations Act as modified by Class Order 07/422, and of the trust's constitution, relevant to this buy-back.
2. There is no information that the listing rules require to be disclosed that has not already been disclosed, or is not contained in, or attached to, this form.
Sign here: ............................................................ Date: 18 October 2018
(Director/Company secretary)
Print name: Melanie Williams
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South32 (S32)