20 Jul 2020 14:30
BLOCK LISTING SIX MONTHLY RETURN
Information provided on this form must be typed or printed electronically and provided to an ris.
(Note: Italicised terms have the same meaning as given in the Listing Rules.)
Date: 20 July 2020
Name of applicant: | Boku, Inc. | |||
Name of scheme: | a. Boku, Inc. 2009 Equity Incentive Plan b. Boku, Inc. 2017 Equity Incentive Plan | |||
Period of return: | From: | 18 January 2019 | To: | 20 July 2020 |
Balance of unallotted securities under scheme(s) from previous return: | a. 6,509,959 b. 969,839 | |||
Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for): | a. 2,000,000 b. 8,000,000 | |||
Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G): | a. 2,371,591 b. 1,571,600 | |||
Equals: Balance under scheme(s) not yet issued/allotted at end of period: | a. 6,138,368 b. 7,398,239 | |||
Number and class of securities originally admitted and the date of admission | a. 10,000,000 Common Shares of $0.0001 each -18 January 2018 and 10,000,000 Common Shares of $0.0001 each - 20 November 2018 and 2,000,000 Common Shares of $0.0001 each - 17 July 2020 b. 2,000,000 Common Shares of $0.0001 each - 20 November 2018 and 8,000,000 Common Shares of $0.0001 each - 17 July 2020 | |||
Name of contact: | Deepa Kalikiri |
Telephone number of contact: | +44 (0)20 3934 6630 |
Boku (BOKU)