4 Nov 2009 14:53
Form TR-1 with annex. FSA Version 2.1 updated April 2007
For filings with the FSA include the annex For filings with issuer exclude the annex |
TR-1: Notifications of Major Interests in Shares |
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: | Waterman Group PLC | ||
2. Reason for notification (yes/no) | |||
An acquisition or disposal of voting rights | Yes - acquisition | ||
An acquisition or disposal of financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | |||
An event changing the breakdown of voting rights | |||
Other (please specify):______________ | |||
3. Full name of person(s) subject to notification obligation: | Mr. James Michael Eden and Mrs. Jennifer Eden | ||
4. Full name of shareholder(s) (if different from 3): | Mr. James Michael Eden and Mrs. Jennifer Eden | ||
5. Date of transaction (and date on which the threshold is crossed or reached if different): | 3rd November 2009 | ||
6. Date on which issuer notified: | 4th November 2009 | ||
7. Threshold(s) that is/are crossed or reached: | 3% |
8: Notified Details | |||||||
A: Voting rights attached to shares | |||||||
Class/type of shares If possible use ISIN code | Situation previous to the triggering transaction | Resulting situation after the triggering transaction | |||||
Number of shares | Number of voting rights | Number of shares | Number of voting rights | Percentage of voting rights | |||
Direct | Indirect | Direct | Indirect | ||||
Below 3% before transaction. After transaction number of shares rises to 1017500 shares which equals 3.31% of shares outstanding. |
B: Financial Instruments | ||||
Resulting situation after the triggering transaction | ||||
Type of financial instrument | Expiration date | Exercise/ conversion period/date | No. of voting rights that may be acquired (if the instrument exercised/converted) | Percentage of voting rights |
Total (A+B) | |
Number of voting rights | Percentage of voting rights |
1017500 shares | 3.31% |
9. Chain of controlled undertakings through which the voting rights and /or the financial instruments are effectively held, if applicable: |
Proxy Voting: | |
10. Name of proxy holder: | |
11. Number of voting rights proxy holder will cease to hold: | |
12. Date on which proxy holder will cease to hold voting rights: |
13. Additional information: | |
14 Contact name: | Mr. James Michael Eden |
15. Contact telephone name: | +44 78 0877 5385 or +44 20 8946 3558 |
For notes on how to complete form TR-1 please see the FSA website.
Note: Annex should only be submitted to the FSA not the issuer
Annex: Notification of major interests in shares |
A: Identity of the persons or legal entity subject to the notification obligation | |
Full name (including legal form of legal entities) | Mr. James Michael Eden and Mrs. Jennifer Eden |
Contact address (registered office for legal entities) | 8E Woodhayes Road, Wimbledon, London SW19 4RG |
Phone number & email | jameseden@talk21.com +44 20 8946 3558 +44 78 0877 5385 |
Other useful information (at least legal representative for legal persons) |
B: Identity of the notifier, if applicable | |
Full name | |
Contact address | |
Phone number & email | |
Other useful information (e.g. functional relationship with the person or legal entity subject to the notification obligation) |
C: Additional information |