14 Jul 2022 14:56
FORM 8.3 |
| |||||||||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | ||||||||||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | ||||||||||||||
MORE | ||||||||||||||
Rule 8.3 of the Takeover Code (the "Code") | ||||||||||||||
1. | KEY INFORMATION |
| ||||||||||||
(a) | Full name of discloser: | Barclays PLC. |
| |||||||||||
| ||||||||||||||
(b) | Owner or controller of interest and short |
| ||||||||||||
positions disclosed, if different from 1(a): |
| |||||||||||||
(c) | Name of offeror/offeree in relation to whose | VIVO ENERGY PLC |
| |||||||||||
relevant securities this form relates: |
| |||||||||||||
(d) | If an exempt fund manager connected with an |
| ||||||||||||
offeror/offeree, state this and specify identity of |
| |||||||||||||
offeror/offeree: |
| |||||||||||||
(e) | Date position held/dealing undertaken: | 13 July 2022 |
| |||||||||||
(f) | In addition to the company in 1(c) above, is the discloser making | NO |
|
| ||||||||||
disclosures in respect of any other party to the offer? |
| |||||||||||||
2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE |
| ||||||||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree |
| ||||||||||||
| to which the disclosure relates following the dealing (if any) |
|
| |||||||||||
Class of relevant security: | USD 0.50 ordinary |
| ||||||||||||
Interests | Short Positions |
| ||||||||||||
Number | (%) | Number | (%) |
| ||||||||||
(1) | Relevant securities owned |
| ||||||||||||
and/or controlled: | 12,696,744 | 1.00% | 448,787 | 0.04% |
| |||||||||
| ||||||||||||||
(2) | Cash-settled derivatives: |
| ||||||||||||
49,545 | 0.00% | 8,785,735 | 0.69% |
| ||||||||||
| ||||||||||||||
(3) | Stock-settled derivatives (including options) |
| ||||||||||||
and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% |
| |||||||||
| ||||||||||||||
| ||||||||||||||
TOTAL: | 12,746,289 | 1.01% | 9,234,522 | 0.73% |
| |||||||||
| ||||||||||||||
(b) | Rights to subscribe for new securities (including directors and other executive |
| ||||||||||||
| options) |
|
| |||||||||||
Class of relevant security in relation to |
| |||||||||||||
which subscription right exists |
| |||||||||||||
Details, including nature of the rights |
| |||||||||||||
concerned and relevant percentages: |
| |||||||||||||
3. | DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE | |||||
(a) | Purchases and sales | |||||
Class of relevant | Purchase/sale | Number of | Price per unit | |||
security | securities | |||||
USD 0.50 ordinary | Purchase | 2,034 | 1.5119 GBP | |||
USD 0.50 ordinary | Purchase | 3,658 | 1.5140 GBP | |||
USD 0.50 ordinary | Purchase | 9,303 | 1.5100 GBP | |||
USD 0.50 ordinary | Purchase | 57,535 | 1.5176 GBP | |||
USD 0.50 ordinary | Purchase | 77,878 | 1.5120 GBP | |||
USD 0.50 ordinary | Sale | 12 | 1.5200 GBP | |||
USD 0.50 ordinary | Sale | 3,670 | 1.5140 GBP | |||
USD 0.50 ordinary | Sale | 5,171 | 1.5153 GBP | |||
USD 0.50 ordinary | Sale | 6,902 | 1.5120 GBP | |||
USD 0.50 ordinary | Sale | 9,303 | 1.5100 GBP | |||
USD 0.50 ordinary | Sale | 27,224 | 1.5128 GBP | |||
USD 0.50 ordinary | Sale | 78,818 | 1.5157 GBP | |||
USD 0.50 ordinary | Sale | 173,381 | 1.5160 GBP | |||
(b) | Cash-settled derivative transactions | ||||||
Class of | Product | Nature of dealing | Number of | Price per | |||
relevant | description | reference | unit | ||||
security | securities | ||||||
USD 0.50 ordinary | SWAP | Long | 12 | 1.5200 GBP | |||
USD 0.50 ordinary | SWAP | Long | 13 | 1.5140 GBP | |||
USD 0.50 ordinary | SWAP | Long | 20 | 1.5134 GBP | |||
USD 0.50 ordinary | SWAP | Long | 3,108 | 1.5173 GBP | |||
USD 0.50 ordinary | CFD | Long | 6,776 | 1.5152 GBP | |||
USD 0.50 ordinary | SWAP | Long | 20,456 | 1.5120 GBP | |||
USD 0.50 ordinary | SWAP | Short | 9,824 | 1.5200 GBP | |||
USD 0.50 ordinary | CFD | Short | 12,819 | 1.5109 GBP | |||
USD 0.50 ordinary | SWAP | Short | 14,258 | 1.5197 GBP | |||
USD 0.50 ordinary | SWAP | Short | 22,468 | 1.5187 GBP | |||
USD 0.50 ordinary | CFD | Short | 76,044 | 1.5120 GBP | |||
(c) | Stock-settled derivative transactions (including options) | ||||||
(i) | Writing, selling, purchasing or varying |
| |||||
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price | date | money | |
relevant | selling, | securities | per unit | paid/ | |||
security | varying etc | to which | received | ||||
option | per unit | ||||||
relates | |||||||
(ii) | Exercising |
| |||||
Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security | securities | unit | |||||
(d) | Other dealings (including subscribing for new securities) | ||||||
Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security | applicable) | ||||||
4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements |
| |||||
Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||
formal or informal, relating to relevant securities which may be an inducement to deal | |||||||
or refrain from dealing entered into by the person making the disclosure and any party | |||||||
to the offer or any person acting in concert with a party to the offer: | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between | |||||||
the person making the disclosure and any other person relating to: | |||||||
(i) the voting rights of any relevant securities under any option; or | |||||||
(ii) the voting rights of future acquisition or disposal of any relevant securities to which | |||||||
any derivative is referenced: | |||||||
NONE | |||||||
(c) | Attachments |
| |||||
Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 14 Jul 2022 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 | ||||||