Last checked at 25 Mar 2014 10:59
NOTIFICATION OF TRANSACTIONS OF DIRECTORS, PERSONS DISCHARGING MANAGERIAL RESPONSIBILITY OR CONNECTED PERSONS
This form is intended for use by an issuer to make a RIS notification required by DR 3.3
(1) | An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. |
(2) | An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24. |
(3) | An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. |
(4) | An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. |
Please complete all relevant boxes should in block capital letters.
1. | Name of the issuer | 2. | State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R; (ii) a disclosure made in accordance with LR 9.8.6 R(1), or; (iii) a disclosure made in accordance with section 793 of the Companies act (2006) | |||
Vesuvius plc | (i) and (ii) | |||||
3. | Name of person discharging managerial responsibilities/director
| 4. | State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person | |||
Nelda Connors | In respect of Director named in 3, Nelda Connors | |||||
5. | Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a non-beneficial interest
| 6. | Description of shares (including class), debentures or derivatives or financial instruments relating to shares | |||
In respect of Director named in 3, Nelda Connors | Ordinary 10p shares | |||||
7. | Name of registered shareholders(s) and, if more than one, the number of shares held by each of them | 8 | State the nature of the transaction
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Pine Grove Holdings, LLC | Purchase of shares | |||||
9. | Number of shares, debentures or financial instruments relating to shares acquired
| 10. | Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage) | |||
693 Ordinary 10p shares | 0.00025% | |||||
11. | Number of shares, debentures or financial instruments relating to shares disposed | 12. | Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage) | |||
N/A | N/A | |||||
13. | Price per share or value of transaction
| 14. | Date and place of transaction
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693 at £4.329 | 21 March 2014 London | ||
15. | Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage) | 16. | Date issuer informed of transaction
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693 Ordinary 10p 0.00025% | 21 March 2014 |
If a person discharging managerial responsibilities has been granted options by the issuer complete the following boxes
17 | Date of grant | 18. | Period during which or date on which it can be exercised |
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19. | Total amount paid (if any) for grant of the option | 20. | Description of shares or debentures involved (class and number) |
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21. | Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise | 22. | Total number of shares or debentures over which options held following notification |
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23. | Any additional information | 24. | Name of contact and telephone number for queries |
Tony Dand, Interim Deputy Company Secretary, Vesuvius plc, 0207 822 0062 |
Name and signature of duly authorised officer of issuer responsible for making notification Tony Dand, Interim Deputy Company Secretary, Vesuvius plc Date of notification 25 March 2014 |