9 Apr 2015 09:29
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Unicorn AIM VCT plc
Director /PDMR Shareholding
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Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons
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This form is intended for use by an issuer to make a RIS notification required by DR3.1.4R(1)
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1. | Name of the issuer Β Β Β Unicorn AIM VCT plc | Β | 2. | State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R, (ii) a disclosure made in accordance with section 793 of the Companies Act 2006, or (iii) in accordance with paragraph 26 of the Model Code DTR 3.1.2 R |
3. | Name of person discharging managerial responsibilities/director Jocelin Harris | Β | 4. | State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person |
5. | Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a non-beneficial interest Beneficial interest | Β | 6. | Description of shares (including class), debentures or derivatives or financial instruments relating to shares Β Ordinary shares of 1p each Β |
7. | Name of registered shareholders(s) and, if more than one, the number of shares held by each of them | Β | 8 | State the nature of the transaction Β Shares allotted under Offer for Subscription |
9. | Number of shares, debentures or financial instruments relating to shares acquired Β Offer for Subscription 30,350 | Β | 10. | Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage) 0.038% |
11. | Number of shares, debentures or financial instruments relating to shares disposed Β N/A | Β | 12. | Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage) N/A |
13. | Price per share or value of transaction Offer for Subscription-138.39 pence | Β | 14. | Date and place of transaction London 02/04/15 |
15. | Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage) 80,350 (0.102%) | Β | 16. | Date issuer informed of transaction
Β 09/04/15 Β |
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If a person discharging managerial responsibilities has been granted options by the issuer complete the following boxes
Β 17 | Β Date of grant Β N/A | Β 18. | Β Period during which or date on which exercisable |
Β 19. | Β Total amount paid (if any) for grant of the option | Β 20. | Β Description of shares or debentures involved (class and number) |
Β 21. | Β Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise | Β 22. | Β Total number of shares or debentures over which options held following notification |
Β 23. | Β Any additional information | Β 24. | Β Name of contact and telephone number for queries Jon Carslake, for ISCA Administration Services Limited, Company Secretary Tel No: 01392 487056 |
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Name of authorised officer of issuer responsible for making notification
Jon Carslake, for ISCA Administration Services Limited, Company Secretary
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Date: 09/04/15
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