15 Jul 2021 14:59
TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS | ||||||
1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: | Trans-Siberian Gold plc | |||||
1b. Please indicate if the issuer is a non-UK issuer (please mark with an "X" if appropriate) | ||||||
Non-UK issuer | ||||||
2. Reason for the notification (please mark the appropriate box or boxes with an "X") | ||||||
An acquisition or disposal of voting rights | X | |||||
An acquisition or disposal of financial instruments | ||||||
An event changing the breakdown of voting rights | ||||||
Other (please specify): | ||||||
3. Details of person subject to the notification obligation | ||||||
Name | Horvik Limited | |||||
City and country of registered office (if applicable) | Incorporated under the laws of Cyprus, registered office at Agias Elenis, 36, Galaxias Commercial Centre, 4th floor, Office 403, 1061 Nicosia, Cyprus | |||||
4. Full name of shareholder(s) (if different from 3.) | ||||||
Name | ||||||
City and country of registered office (if applicable) | ||||||
5. Date on which the threshold was crossed or reached: | 9 July 2021 (see Additional Information below) | |||||
6. Date on which issuer notified (DD/MM/YYYY): | 14 July 2021 | |||||
7. Total positions of person(s) subject to the notification obligation | ||||||
% of voting rights attached to shares (total of 8. A) | % of voting rights through financial instruments(total of 8.B 1 + 8.B 2) | Total of both in % (8.A + 8.B) | Total number of voting rights held in issuer | |||
Resulting situation on the date on which threshold was crossed or reached | 95.62% | 95.62% | 87,720,179 | |||
Position of previous notification (if applicable) | 48.6% | - | 48.6% | 44,558,918 | ||
8. Notified details of the resulting situation on the date on which the threshold was crossed or reached | |||||||||
A: Voting rights attached to shares | |||||||||
Class/type ofshares ISIN code (if possible) | Number of voting rights | % of voting rights | |||||||
Direct (DTR5.1) | Indirect (DTR5.2.1) | Direct (DTR5.1) | Indirect (DTR5.2.1) | ||||||
Ordinary shares of £0.10 each (ISIN: GB0033756866) | 87,720,179 | - | 95.62% | - | |||||
SUBTOTAL 8. A | 87,720,179 | 95.62% | |||||||
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B 1: Financial Instruments according to DTR5.3.1R (1) (a) | |||||||||
Type of financial instrument | Expirationdate | Exercise/Conversion Period | Number of voting rights that may be acquired if the instrument is exercised/converted | % of voting rights | |||||
SUBTOTAL 8. B 1 | |||||||||
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B 2: Financial Instruments with similar economic effect according to DTR5.3.1R (1) (b) | |||||||||
Type of financial instrument | Expirationdate | Exercise/Conversion Period | Physical or cash settlement | Number of voting rights | % of voting rights | ||||
SUBTOTAL 8.B.2 | |||||||||
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9. Information in relation to the person subject to the notification obligation (please mark the applicable box with an "X") | ||||
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer | ||||
Full chain of controlled undertakings through which the voting rights and/or thefinancial instruments are effectively held starting with the ultimate controlling natural person or legal entity (please add additional rows as necessary) | X | |||
Name | % of voting rights if it equals or is higher than the notifiable threshold | % of voting rights through financial instruments if it equals or is higher than the notifiable threshold | Total of both if it equals or is higher than the notifiable threshold | |
Vladislav Sviblov, a citizen of Russia | 95.62% (indirectly through his wholly-owned subsidiary Horvik Limited) | - | 95.62% (indirectly through his wholly-owned subsidiary Horvik Limited) | |
Chartac Management Services Limited, a company incorporated under the laws of Cyprus, registration number HE 18466 | 95.62% (indirectly through its wholly-owned subsidiary Horvik Limited) | - | 95.62% (indirectly through its wholly-owned subsidiary Horvik Limited) | |
Horvik Limited, a company incorporated under the laws of Cyprus, registration number HE 399750 | 95.62% | - | 95.62% | |
10. In case of proxy voting, please identify: | ||||
Name of the proxy holder | ||||
The number and % of voting rights held | ||||
The date until which the voting rights will be held | ||||
11. Additional information | ||||
87,720,179 ordinary shares of £0.10 each in Trans-Siberian Gold plc ("TSG") were acquired by Horvik Limited ("Horvik") pursuant to acceptances so far received by Horvik of its offer for TSG which was made on 9 June 2021 (the "Offer"). As at the date of this notification, the Offer remains open for acceptance. | ||||
Place of completion | Nicosia, Republic of Cyprus |
Date of completion | 14 July 2021 |