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23 Apr 2012 17:16
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Annex DTR3
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Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons
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All relevant boxes should be completed in block capital letters.
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1. | Name of the issuer Β | 2. | State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R, (ii) a disclosure made in accordance LR 9.8.6R(1) or (iii) a disclosure made in accordance with section 793 of the Companies Act (2006). Β |
TULLETT PREBON PLC | DTR 3.1.2 R | ||
3. | Name of person discharging managerial responsibilities/director Β Β | 4. | State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person Β |
NIGEL SZEMBEL | N/A | ||
5. | Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a nonbeneficial interest 1 Β | 6. | Description of shares (including class), debentures or derivatives or financial instruments relating to shares Β Β |
HOLDING | ORDINARY 25p SHARES | ||
7. | Name of registered shareholder(s) and, if more than one, the number of shares held by each of them Β Β | 8. | State the nature of the transaction Β Β |
NIGEL SZEMBEL | SALE | ||
9. | Number of shares, debentures or financial instruments relating to shares acquired Β | 10. | Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage) Β Β |
11. | Number of shares, debentures or financial instruments relating to shares disposed Β | 12. | Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage) Β Β |
4,010 | 0.002% | ||
13. | Price per share or value of transaction Β Β | 14. | Date and place of transaction Β |
350.71p | 20 APRIL 2012, UK | ||
15. | Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage) Β | 16. | Date issuer informed of transaction Β |
NIL | 20 APRIL 2012 |
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If a person discharging managerial responsibilities has been granted options by the issuer
complete the following boxes
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17. | Date of grant Β Β | 18. | Period during which or date on which exercisable Β Β |
19. | Total amount paid (if any) for grant of the option | 20. | Description of shares or debentures involved (class and number) Β Β |
21. | Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise Β | 22. | Total number of shares or debentures over which options held following notification Β |
23. | Any additional information Β | 24. | Name of contact and telephone number for queries Β |
PAUL MAINWARING +44(0)20 7200 7000 |
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Name of authorised official of issuer responsible for making notification PAUL MAINWARING Β Date of notification 23 APRIL 2012 Β |
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Notes: This form is intended for use by an issuer to make a RIS notification required by DR 3.3.
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(1) | An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. |
(2) | An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24. |
(3) | An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. |
(4) | An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. |
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