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Holding(s) in Company

16 Feb 2009 11:57

RNS Number : 3760N
Stobart Group Limited
16 February 2009
 

Form TR-1 with annex. FSA Version 2.1 updated April 2007

For filings with the FSA include the annex

For filings with issuer exclude the annex 

TR-1: Notifications of Major Interests in Shares

1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached:

Stobart Group Ltd

2. Reason for notification (yes/no)

An acquisition or disposal of voting rights

Yes

An acquisition or disposal of financial instruments which may result in the acquisition of shares already issued to which voting rights are attached 

No

An event changing the breakdown of voting rights

No

Other (please specify):___________________________

No

3. Full name of person(s) subject to notification obligation:

Ameriprise Financial, Inc. and its group

4. Full name of shareholder(s) (if different from 3):

See additional information under 13.

5. Date of transaction (and date on which the threshold is crossed or reached if different):

11 February 2009

6. Date on which issuer notified:

13 February 2009

7. Threshold(s) that is/are crossed or reached:

Above the threshold of 5%

  

8: Notified Details

A: Voting rights attached to shares

Class/type of shares

If possible use ISIN code

Situation previous to the triggering transaction

Resulting situation after the triggering transaction

Number of shares

Number of voting rights

Number of shares

Number of voting rights

Percentage of voting rights

Direct

Indirect

Direct

Indirect

Income shares

GB0031367971

N/A

N/A

375,000

0

375,000

0.000%

7.113%

B: Financial Instruments

Resulting situation after the triggering transaction

Type of financial instrument

Expiration date

Exercise/ conversion period/date 

No. of voting rights that may be acquired (if the instrument exercised/converted)

Percentage of voting rights

Total (A+B)

Number of voting rights

Percentage of voting rights

375,000

7.113%

  

9. Chain of controlled undertakings through which the voting rights and /or the financial instruments are effectively held, if applicable:

Ameriprise Financial, Inc., which controls the voting rights of Threadneedle Asset Management Holdings Ltd, which controls the voting rights of Threadneedle Asset Management Ltd, Threadneedle International Ltd and Threadneedle Pensions Ltd.

Proxy Voting:

10. Name of proxy holder:

N/A

11. Number of voting rights proxy holder will cease to hold:

N/A

12. Date on which proxy holder will cease to hold voting rights:

N/A

13. Additional information:

Registered Owner

Chase Nominees Ltd

A/c 41407

375,000

14 Contact name:

Company Secretary, Threadneedle group

15. Contact telephone name:

+44 (0)20 7464 5000

For notes on how to complete form TR-1 please see the FSA website. 

  Note: Annex should only be submitted to the FSA not the issuer

Annex: Notification of major interests in shares

A: Identity of the persons or legal entity subject to the notification obligation

Full name 

(including legal form of legal entities)

Ameriprise Financial, Inc. (a company incorporated in the State of DelawareUSA) and its group 

Contact address 

(registered office for legal entities)

c/o Company Secretary, Threadneedle Asset Management Holdings Ltd, 60 St Mary Axe, London EC3A 8JQUK

Phone number & email

+44 (0)20 7464 5000 

Other useful information 

(at least legal representative for legal persons)

B: Identity of the notifier, if applicable

Full name

Threadneedle Asset Management Holdings Ltd

Contact address

The Company Secretary, 60 St Mary Axe, London EC3A 8JQUK

Phone number & email

+44 (0)20 7464 5000

Other useful information

(e.g. functional relationship with the person or legal entity subject to the notification obligation)

UK holding company of the ultimate parent company

C: Additional information

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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