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17 Nov 2021 16:36
TR-1: Standard form for notification of major holdings
1. Issuer Details
ISIN
GB00BF5SDZ96
Issuer Name
STOCK SPIRITS GROUP PLC
UK or Non-UK Issuer
UK
2. Reason for Notification
An acquisition or disposal of voting rights; An acquisition or disposal of financial instruments
3. Details of person subject to the notification obligation
Name
Bank of America Corporation
City of registered office (if applicable)
Â
Country of registered office (if applicable)
US
4. Details of the shareholder
Name | City of registered office | Country of registered office |
Merrill Lynch International | London | United Kingdom |
5. Date on which the threshold was crossed or reached
15-Nov-2021
6. Date on which Issuer notified
17-Nov-2021
7. Total positions of person(s) subject to the notification obligation
% of voting rights attached to shares (total of 8.A) | % of voting rights through financial instruments (total of 8.B 1 + 8.B 2) | Total of both in % (8.A + 8.B) | Total number of voting rights held in issuer | |
Resulting situation on the date on which threshold was crossed or reached | 4.240386 | 4.666307 | 8.906693 | 17813381 |
Position of previous notification (if applicable) | 3.299770 | 3.902673 | 7.202443 |
8. Notified details of the resulting situation on the date on which the threshold was crossed or reached
8A. Voting rights attached to shares
Class/Type of shares ISIN code(if possible) | Number of direct voting rights (DTR5.1) | Number of indirect voting rights (DTR5.2.1) | % of direct voting rights (DTR5.1) | % of indirect voting rights (DTR5.2.1) |
GB00BF5SDZ96 | 8480771 | 4.240386 | ||
Sub Total 8.A | 8480771 | 4.240386% | ||
8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))
Type of financial instrument | Expiration date | Exercise/conversion period | Number of voting rights that may be acquired if the instrument is exercised/converted | % of voting rights |
Right to Recall | N/A | N/A | 3663 | 0.001832 |
Sub Total 8.B1 | 3663 | 0.001832% | ||
8B2. Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b))
Type of financial instrument | Expiration date | Exercise/conversion period | Physical or cash settlement | Number of voting rights | % of voting rights |
Swaps | 24/01/2022 | N/A | Cash | 1000000 | 0.500000 |
Swaps | 31/01/2022 | N/A | Cash | 75494 | 0.037747 |
Swaps | 28/02/2022 | N/A | Cash | 1222 | 0.000611 |
Swaps | 27/06/2022 | N/A | Cash | 1600000 | 0.800000 |
Swaps | 29/07/2022 | N/A | Cash | 584179 | 0.292090 |
Swaps | 02/09/2022 | N/A | Cash | 1563000 | 0.781500 |
Swaps | 31/10/2022 | N/A | Cash | 1001251 | 0.500626 |
Swaps | 02/11/2022 | N/A | Cash | 5052 | 0.002526 |
Swaps | 07/11/2022 | N/A | Cash | 1322513 | 0.661257 |
Swaps | 09/11/2022 | N/A | Cash | 676236 | 0.338118 |
Swaps | 15/11/2022 | N/A | Cash | 1500000 | 0.750000 |
Sub Total 8.B2 | 9328947 | 4.664475% | |||
9. Information in relation to the person subject to the notification obligation
2. Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entities (please add additional rows as necessary)
Ultimate controlling person | Name of controlled undertaking | % of voting rights if it equals or is higher than the notifiable threshold | % of voting rights through financial instruments if it equals or is higher than the notifiable threshold | Total of both if it equals or is higher than the notifiable threshold |
Bank of America Corporation | Merrill Lynch International | 3.290386 | 5.414601% | |
Bank of America Corporation | BofA Securities Europe SA | |||
Bank of America Corporation | Bank of America National Association |
10. In case of proxy voting
Name of the proxy holder
No
The number and % of voting rights held
Â
The date until which the voting rights will be held
Â
11. Additional Information
Â
12. Date of Completion
17-Nov-2021
13. Place Of Completion
United Kingdom
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