9 Apr 2018 09:04
TR-1: Standard form for notification of major holdings | ||||||||||||
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible) | ||||||||||||
1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: | Sanne Group PLC | |||||||||||
1b. Please indicate if the issuer is a non-UK issuer (please mark with an "X" if appropriate) | ||||||||||||
Non-UK issuer | ||||||||||||
2. Reason for the notification (please mark the appropriate box or boxes with an "X") | ||||||||||||
An acquisition or disposal of voting rights | X | |||||||||||
An acquisition or disposal of financial instruments | X | |||||||||||
An event changing the breakdown of voting rights | ||||||||||||
Other (please specify): | ||||||||||||
3. Details of person subject to the notification obligation | ||||||||||||
Name | Wellington Management Group LLP | |||||||||||
City and country of registered office (if applicable) | Boston, USA | |||||||||||
4. Full name of shareholder(s) (if different from 3) | ||||||||||||
Name | BBH ISL NOMINEES LTD Euroclear Nominees Limited GOLDMAN SACHS INTERNATIONAL JP Morgan Chase Nominees Limited Mellon Nominees (UK) Ltd. Nortrust Nominees Limited ROY Nominees Limited State Street Nominees Limited VIDACOS NOMINEES LIMITED | |||||||||||
City and country of registered office (if applicable) | ||||||||||||
5. Date on which the threshold was crossed or reached: | 05/04/2018 | |||||||||||
6. Date on which issuer notified (DD/MM/YYYY): | 06/04/2018 | |||||||||||
7. Total positions of person(s) subject to the notification obligation: | ||||||||||||
% of voting rights attached to shares (total of 8.A) | % of voting rights through financial instruments (total of 8.B.1 + 8.B.2) | Total of both in % (8.A + 8.B) | Total number of voting rights of issuer | |||||||||
Resulting situation on the date on which threshold was crossed or reached | 5.29% | 0.15% | 5.44% | 143,296,574 | ||||||||
Position of previous notification (if applicable) | 4.87% | 4.87% | ||||||||||
8. Notified details of the resulting situation on the date on which the threshold was crossed or reached: | ||||||||||||
A: Voting rights attached to shares | ||||||||||||
Class/type of shares ISIN code (if possible) | Number of voting rights | % of voting rights | ||||||||||
Direct (Art 9 of Directive 2004/109/EC) (DTR5.1) | Indirect (Art 10 of Directive 2004/109/EC) (DTR5.2.1) | Direct (Art 9 of Directive 2004/109/EC) (DTR5.1) | Indirect (Art 10 of Directive 2004/109/EC) (DTR5.2.1) | |||||||||
JE00BVRZ8S85 Common Stock | 7,584,310 | 5.29% | ||||||||||
SUBTOTAL 8.A | 7,584,310 | 5.29% | ||||||||||
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a)) | ||||||||||||
Type of financial instrument | Expiration date | Exercise/ Conversion Period | Number of voting rights that may be acquired if the instrument is exercised/converted | % of voting rights | ||||||||
SUBTOTAL 8.B.1 | ||||||||||||
B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b)) | ||||||||||||
Type of financial instrument | Expiration date | Exercise/ Conversion Period | Physical or cash settlement | Number of voting rights | % of voting rights | |||||||
Equity Swap | 31/05/2020 | 18/04/2017 to 31/05/2020 | Cash | 39,039 Equity Swap shares or 39,039 votes on a converted basis | 0.03% | |||||||
Equity Swap | 31/05/2020 | 27/04/2017 to 31/05/2020 | Cash | 11,835 Equity Swap shares or 11,835 votes on a converted basis | 0.01% | |||||||
Equity Swap | 31/05/2020 | 13/04/2017 to 31/05/2020 | Cash | 5,702 Equity Swap shares or 5,702 votes on a converted basis | 0.00% | |||||||
Equity Swap | 31/05/2020 | 12/04/2017 to 31/05/2020 | Cash | 17,484 Equity Swap shares or 17,484 votes on a converted basis | 0.01% | |||||||
Equity Swap | 10/05/2020 | 09/06/2017 to 10/05/2020 | Cash | 2,475 Equity Swap shares or 2,475 votes on a converted basis | 0.00% | |||||||
Equity Swap | 10/05/2020 | 12/06/2017 to 10/05/2020 | Cash | 25,218 Equity Swap shares or 25,218 votes on a converted basis | 0.02% | |||||||
Equity Swap | 10/05/2020 | 19/06/2017 to 10/05/2020 | Cash | 21,260 Equity Swap shares or 21,260 votes on a converted basis | 0.01% | |||||||
Equity Swap | 10/05/2020 | 19/06/2017 to 10/05/2020 | Cash | 10,670 Equity Swap shares or 10,670 votes on a converted basis | 0.01% | |||||||
Equity Swap | 10/05/2020 | 21/06/2017 to 10/05/2020 | Cash | 10,830 Equity Swap shares or 10,830 votes on a converted basis | 0.01% | |||||||
Equity Swap | 31/05/2020 | 05/07/2017 to 31/05/2020 | Cash | 4,430 Equity Swap shares or 4,430 votes on a converted basis | 0.00% | |||||||
Equity Swap | 10/05/2020 | 17/07/2017 to 10/05/2020 | Cash | 2,110 Equity Swap shares or 2,110 votes on a converted basis | 0.00% | |||||||
Equity Swap | 10/05/2020 | 19/07/2017 to 10/05/2020 | Cash | 1,519 Equity Swap shares or 1,519 votes on a converted basis | 0.00% | |||||||
Equity Swap | 10/05/2020 | 20/07/2017 to 10/05/2020 | Cash | 7,121 Equity Swap shares or 7,121 votes on a converted basis | 0.00% | |||||||
Equity Swap | 31/05/2020 | 17/08/2017 to 31/05/2020 | Cash | 5,420 Equity Swap shares or 5,420 votes on a converted basis | 0.00% | |||||||
Equity Swap | 10/05/2020 | 01/09/2017 to 10/05/2020 | Cash | 5,040 Equity Swap shares or 5,040 votes on a converted basis | 0.00% | |||||||
Equity Swap | 31/05/2020 | 29/09/2017 to 31/05/2020 | Cash | 4,805 Equity Swap shares or 4,805 votes on a converted basis | 0.00% | |||||||
Equity Swap | 15/05/2020 | 18/10/2017 to 15/05/2020 | Cash | 2,645 Equity Swap shares or 2,645 votes on a converted basis | 0.00% | |||||||
Equity Swap | 10/05/2020 | 26/10/2017 to 10/05/2020 | Cash | 5,730 Equity Swap shares or 5,730 votes on a converted basis | 0.00% | |||||||
Equity Swap | 15/05/2020 | 02/03/2018 to 15/05/2020 | Cash | 1,710 Equity Swap shares or 1,710 votes on a converted basis | 0.00% | |||||||
Equity Swap | 20/05/2020 | 12/03/2018 to 20/05/2020 | Cash | 460 Equity Swap shares or 460 votes on a converted basis | 0.00% | |||||||
Equity Swap | 20/05/2020 | 19/03/2018 to 20/05/2020 | Cash | 260 Equity Swap shares or 260 votes on a converted basis | 0.00% | |||||||
Equity Swap | 15/05/2020 | 26/03/2018 to 15/05/2020 | Cash | 470 Equity Swap shares or 470 votes on a converted basis | 0.00% | |||||||
Equity Swap | 31/05/2020 | 09/04/2018 to 31/05/2020 | Cash | 18,525 Equity Swap shares or 18,525 votes on a converted basis | 0.01% | |||||||
Index Future | 05/04/2018 | 01/01/1900 to 05/04/2018 | Cash | 1,296 Index Future shares or 7,975 votes on a converted basis | 0.01% | |||||||
Index Future | 05/04/2018 | 01/01/1900 to 05/04/2018 | Cash | 188 Index Future shares or 1,157 votes on a converted basis | 0.00% | |||||||
Equity Swap | 15/05/2020 | 09/04/2018 to 15/05/2020 | Cash | 605 Equity Swap shares or 605 votes on a converted basis | 0.00% | |||||||
SUBTOTAL 8.B.2 | 214,495 | 0.15% | ||||||||||
9. Information in relation to the person subject to the notification obligation (please mark the applicable box with an "X") | ||||||
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer. | ||||||
Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entity (please add additional rows as necessary) | X | |||||
Name | % of voting rights if it equals or is higher than the notifiable threshold | % of voting rights through financial instruments if it equals or is higher than the notifiable threshold | Total of both if it equals or is higher than the notifiable threshold | |||
Wellington Management Group LLP | 5.29% | 5.44% | ||||
Wellington Group Holdings LLP | 5.29% | 5.44% | ||||
Wellington Investment Advisors Holdings LLP | 5.29% | 5.44% | ||||
Wellington Management Company LLP | ||||||
Wellington Management Group LLP | 5.29% | 5.44% | ||||
Wellington Group Holdings LLP | 5.29% | 5.44% | ||||
Wellington Investment Advisors Holdings LLP | 5.29% | 5.44% | ||||
Wellington Management Global Holdings, Ltd. | ||||||
Wellington Management International Ltd | ||||||
10. In case of proxy voting, please identify: | ||||||
Name of the proxy holder | ||||||
The number and % of voting rights held | ||||||
The date until which the voting rights will be held | ||||||
11. Additional information: |
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Place of completion | London | |||||
Date of completion | 06/04/2018 | |||||