Last checked at 14 May 2018 14:55
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
| Name of person dealing (Note 1) | Barclays PLC. | |||
| Company dealt in | SMURFIT KAPPA GROUP PLC | |||
| Class of relevant security to which the | €0.001 ordinary shares | |||
| dealings being disclosed relate (Note 2) | ||||
| Date of dealing | 11 May 2018 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Class of relevant security: | €0.001 ordinary shares | ||||||||||
| Long | Short | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities | ||||||||||
| 3,611,198 | 1.52% | 351,763 | 0.15% | ||||||||
| (2) | Derivatives (other than options): | ||||||||||
| 107,006 | 0.05% | 3,326,955 | 1.40% | ||||||||
| (3) | Options and agreements to | ||||||||||
| purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| TOTAL: | |||||||||||
| 3,718,204 | 1.57% | 3,678,718 | 1.55% | ||||||||
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
| Class of relevant security: | Long | Short | ||||||
| Number | (%) | Number | (%) | |||||
| (1) Relevant securities | ||||||||
| (2) Derivatives (other than options) | ||||||||
| (3) Options and agreements to purchase/sell | ||||||||
| Total | ||||||||
3. DEALINGS (Note 4)
(a) Purchases and sales
| Purchase/sale | Number of relevant securities | Price per unit | |||
| Purchase | 24 | 31.2800 GBP | |||
| Purchase | 109 | 31.3609 GBP | |||
| Purchase | 128 | 31.2900 GBP | |||
| Purchase | 201 | 31.2600 GBP | |||
| Purchase | 243 | 31.2675 GBP | |||
| Purchase | 294 | 35.6053 EUR | |||
| Purchase | 356 | 31.1789 GBP | |||
| Purchase | 854 | 35.5069 EUR | |||
| Purchase | 866 | 31.2860 GBP | |||
| Purchase | 1,026 | 31.3147 GBP | |||
| Purchase | 2,357 | 35.7680 EUR | |||
| Purchase | 3,802 | 35.4140 EUR | |||
| Purchase | 3,899 | 31.3181 GBP | |||
| Purchase | 8,039 | 35.3907 EUR | |||
| Purchase | 8,727 | 35.6309 EUR | |||
| Purchase | 22,485 | 35.5914 EUR | |||
| Purchase | 28,479 | 31.2252 GBP | |||
| Purchase | 34,464 | 35.4442 EUR | |||
| Sale | 17 | 35.7361 EUR | |||
| Sale | 18 | 31.1214 GBP | |||
| Sale | 130 | 35.7192 EUR | |||
| Sale | 132 | 35.7360 EUR | |||
| Sale | 149 | 35.6500 EUR | |||
| Sale | 153 | 31.5200 GBP | |||
| Sale | 245 | 35.5023 EUR | |||
| Sale | 576 | 35.5295 EUR | |||
| Sale | 754 | 31.1200 GBP | |||
| Sale | 1,200 | 35.5423 EUR | |||
| Sale | 1,249 | 31.4312 GBP | |||
| Sale | 2,461 | 35.7000 EUR | |||
| Sale | 2,772 | 31.4059 GBP | |||
| Sale | 2,839 | 35.6084 EUR | |||
| Sale | 3,308 | 35.5181 EUR | |||
| Sale | 3,364 | 35.5304 EUR | |||
| Sale | 5,519 | 35.6526 EUR | |||
| Sale | 8,283 | 35.5126 EUR | |||
| Sale | 8,611 | 35.3600 EUR | |||
| Sale | 9,191 | 31.4300 GBP | |||
| Sale | 12,061 | 35.3682 EUR | |||
| Sale | 27,066 | 35.5512 EUR |
(b) Derivatives transactions (other than options transactions)
| Product Name | Nature of transaction | Number of relevant securities | Price per | ||||
| unit | |||||||
| €0.001 ordinary shares | Long | 17 | 31.2970 GBP | ||||
| €0.001 ordinary shares | Long | 647 | 35.5291 EUR | ||||
| €0.001 ordinary shares | Long | 754 | 31.1200 GBP | ||||
| €0.001 ordinary shares | Long | 1,374 | 35.5277 EUR | ||||
| €0.001 ordinary shares | Long | 2,151 | 31.4372 GBP | ||||
| €0.001 ordinary shares | Long | 5,519 | 35.6526 EUR | ||||
| €0.001 ordinary shares | Short | 17 | 35.4088 EUR | ||||
| €0.001 ordinary shares | Short | 109 | 31.3609 GBP | ||||
| €0.001 ordinary shares | Short | 243 | 31.2675 GBP | ||||
| €0.001 ordinary shares | Short | 774 | 35.6854 EUR | ||||
| €0.001 ordinary shares | Short | 854 | 35.5054 EUR | ||||
| €0.001 ordinary shares | Short | 866 | 31.2860 GBP | ||||
| €0.001 ordinary shares | Short | 2,357 | 35.7680 EUR | ||||
| €0.001 ordinary shares | Short | 5,082 | 31.1750 GBP | ||||
| €0.001 ordinary shares | Short | 7,248 | 35.3626 EUR | ||||
| €0.001 ordinary shares | Short | 8,018 | 31.1224 GBP |
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
| Product name, e.g. call option | Writing, selling, purchasing, varying etc. | Number of securities to which the option relates (Note 7) | Exercise price | Type, e.g. American, European etc. | Expiry date | Option money paid/received per unit (Note 5) |
(ii) Exercising
| Product name, e.g. call option | Number of securities | Exercise price per unit (Note 5) |
(d) Other dealings (including transactions in respect of new securities) (Note 4)
| Nature of transaction (Note 8) | Details | Price per unit (if applicable) (Note 5) |
4. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
| Is a Supplemental Form 8 (Open Positions) attached? | NO | ||
| Date of disclosure: | 14 May 2018 | ||
| Contact name: | Jay Supaya | ||
| Telephone number: | 020 7773 0635 | ||
| If a connected EFM, name of offeree/offeror with which connected | |||
| If a connected EFM, state nature of connection | |||
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