Last checked at 15 May 2018 14:51
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
| Name of person dealing (Note 1) | Barclays PLC. | ||||
| Company dealt in | SMURFIT KAPPA GROUP PLC | ||||
| Class of relevant security to which the | €0.001 ordinary shares | ||||
| dealings being disclosed relate (Note 2) | |||||
| Date of dealing | 14 May 2018 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Class of relevant security: | €0.001 ordinary shares | ||||||||||
| Long | Short | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities | ||||||||||
| 3,312,608 | 1.40% | 365,826 | 0.15% | ||||||||
| (2) | Derivatives (other than options): | ||||||||||
| 107,538 | 0.05% | 3,010,586 | 1.27% | ||||||||
| (3) | Options and agreements to | ||||||||||
| purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| TOTAL: | |||||||||||
| 3,420,146 | 1.44% | 3,376,412 | 1.42% | ||||||||
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
| Class of relevant security: | Long | Short | ||||||
| Number | (%) | Number | (%) | |||||
| (1) Relevant securities | ||||||||
| (2) Derivatives (other than options) | ||||||||
| (3) Options and agreements to purchase/sell | ||||||||
| Total | ||||||||
3. DEALINGS (Note 4)
(a) Purchases and sales
| Purchase | 15 | 31.1200 GBP | |||
| Purchase | 47 | 31.2600 GBP | |||
| Purchase | 53 | 31.1400 GBP | |||
| Purchase | 101 | 31.3200 GBP | |||
| Purchase | 105 | 31.2473 GBP | |||
| Purchase | 122 | 35.4365 EUR | |||
| Purchase | 144 | 31.2800 GBP | |||
| Purchase | 149 | 35.4200 EUR | |||
| Purchase | 385 | 35.3547 EUR | |||
| Purchase | 387 | 35.4166 EUR | |||
| Purchase | 589 | 31.2610 GBP | |||
| Purchase | 754 | 31.2200 GBP | |||
| Purchase | 828 | 35.4084 EUR | |||
| Purchase | 877 | 35.5371 EUR | |||
| Purchase | 1,593 | 35.4820 EUR | |||
| Purchase | 1,912 | 31.2509 GBP | |||
| Purchase | 2,018 | 35.5600 EUR | |||
| Purchase | 2,492 | 31.1980 GBP | |||
| Purchase | 4,080 | 35.4751 EUR | |||
| Purchase | 6,464 | 35.3746 EUR | |||
| Purchase | 6,472 | 31.2207 GBP | |||
| Purchase | 8,351 | 35.3768 EUR | |||
| Purchase | 8,612 | 31.2327 GBP | |||
| Purchase | 10,413 | 35.4766 EUR | |||
| Purchase | 13,700 | 35.4137 EUR | |||
| Purchase | 36,351 | 31.1992 GBP | |||
| Sale | 15 | 35.4200 EUR | |||
| Sale | 76 | 35.4847 EUR | |||
| Sale | 135 | 35.5000 EUR | |||
| Sale | 150 | 35.4600 EUR | |||
| Sale | 154 | 35.7100 EUR | |||
| Sale | 170 | 31.3600 GBP | |||
| Sale | 191 | 31.2751 GBP | |||
| Sale | 206 | 35.3180 EUR | |||
| Sale | 274 | 35.4502 EUR | |||
| Sale | 297 | 31.2631 GBP | |||
| Sale | 323 | 35.3806 EUR | |||
| Sale | 385 | 35.3547 EUR | |||
| Sale | 400 | 35.4395 EUR | |||
| Sale | 557 | 35.4128 EUR | |||
| Sale | 639 | 35.3556 EUR | |||
| Sale | 765 | 35.4377 EUR | |||
| Sale | 877 | 35.5371 EUR | |||
| Sale | 1,063 | 31.2038 GBP | |||
| Sale | 1,275 | 31.2196 GBP | |||
| Sale | 1,283 | 35.4130 EUR | |||
| Sale | 1,459 | 35.3855 EUR | |||
| Sale | 1,506 | 31.1911 GBP | |||
| Sale | 1,662 | 31.2200 GBP | |||
| Sale | 2,049 | 35.4403 EUR | |||
| Sale | 2,571 | 35.3831 EUR | |||
| Sale | 3,016 | 35.4173 EUR | |||
| Sale | 3,750 | 31.2001 GBP | |||
| Sale | 3,973 | 31.2179 GBP | |||
| Sale | 4,448 | 31.2202 GBP | |||
| Sale | 6,481 | 35.4104 EUR | |||
| Sale | 6,715 | 31.2250 GBP | |||
| Sale | 6,781 | 35.3968 EUR | |||
| Sale | 11,766 | 31.2245 GBP | |||
| Sale | 12,568 | 35.4000 EUR | |||
| Sale | 16,351 | 31.2104 GBP | |||
| Sale | 324,951 | 35.3600 EUR |
(b) Derivatives transactions (other than options transactions)
| Product Name | Nature of transaction | Number of relevant securities | Price per | ||||
| unit | |||||||
| €0.001 ordinary shares | Long | 170 | 31.3557 GBP | ||||
| €0.001 ordinary shares | Long | 309 | 35.5052 EUR | ||||
| N/A | Long | 323 | 35.3806 EUR | ||||
| €0.001 ordinary shares | Long | 400 | 35.4426 EUR | ||||
| €0.001 ordinary shares | Long | 500 | 31.3171 GBP | ||||
| €0.001 ordinary shares | Long | 557 | 35.4128 EUR | ||||
| €0.001 ordinary shares | Long | 1,275 | 31.2196 GBP | ||||
| €0.001 ordinary shares | Long | 2,125 | 31.1913 GBP | ||||
| €0.001 ordinary shares | Long | 2,498 | 35.4507 EUR | ||||
| €0.001 ordinary shares | Long | 3,453 | 31.2175 GBP | ||||
| €0.001 ordinary shares | Long | 3,935 | 35.3750 EUR | ||||
| €0.001 ordinary shares | Long | 3,973 | 31.2179 GBP | ||||
| €0.001 ordinary shares | Long | 10,337 | 35.3971 EUR | ||||
| €0.001 ordinary shares | Long | 323,425 | 35.3600 EUR | ||||
| €0.001 ordinary shares | Short | 105 | 31.2474 GBP | ||||
| €0.001 ordinary shares | Short | 700 | 35.4683 EUR | ||||
| €0.001 ordinary shares | Short | 754 | 31.2200 GBP | ||||
| €0.001 ordinary shares | Short | 910 | 35.4665 EUR | ||||
| €0.001 ordinary shares | Short | 2,498 | 31.2653 GBP | ||||
| €0.001 ordinary shares | Short | 3,763 | 31.2584 GBP | ||||
| €0.001 ordinary shares | Short | 7,128 | 35.3626 EUR | ||||
| €0.001 ordinary shares | Short | 12,000 | 35.5297 EUR | ||||
| €0.001 ordinary shares | Short | 13,700 | 35.4137 EUR |
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
| Product name, e.g. call option | Writing, selling, purchasing, varying etc. | Number of securities to which the option relates (Note 7) | Exercise price | Type, e.g. American, European etc. | Expiry date | Option money paid/received per unit (Note 5) |
(ii) Exercising
| Product name, e.g. call option | Number of securities | Exercise price per unit (Note 5) |
(d) Other dealings (including transactions in respect of new securities) (Note 4)
| Nature of transaction (Note 8) | Details | Price per unit (if applicable) (Note 5) |
4. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) YES/NO
| Is a Supplemental Form 8 (Open Positions) attached? | NO | ||
| Date of disclosure: | 15 May 2018 | ||
| Contact name: | Jay Supaya | ||
| Telephone number: | 020 7773 0635 | ||
| If a connected EFM, name of offeree/offeror with which connected | |||
| If a connected EFM, state nature of connection | |||
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