Last checked at 19 Apr 2018 12:09
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
| Name of person dealing (Note 1) | Barclays PLC. | |
| Company dealt in | SMURFIT KAPPA GROUP PLC | |
| Class of relevant security to which the dealings being disclosed relate (Note 2) | €0.001 ordinary shares | |
| Date of dealing | 18 April 2018 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Class of relevant security: | €0.001 ordinary shares | ||||||||||
| Long | Short | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities | ||||||||||
| 3,364,639 | 1.42% | 716,684 | 0.30% | ||||||||
| (2) | Derivatives (other than options): | ||||||||||
| 242,148 | 0.10% | 1,990,099 | 0.84% | ||||||||
| (3) | Options and agreements to | ||||||||||
| purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| (4) | TOTAL: | ||||||||||
| 3,606,787 | 1.52% | 2,706,783 | 1.14% |
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
| Class of relevant security: | Long | Short | ||||||
| Number | (%) | Number | (%) | |||||
| (1) Relevant securities | ||||||||
| (2) Derivatives (other than options) | ||||||||
| (3) Options and agreements to purchase/sell | ||||||||
| Total | ||||||||
Ap20
3. DEALINGS (Note 4)
(a) Purchases and sales
| Purchase/sale | Number of relevant securities | Price per unit | |||
| Purchase | 2 | 31.6000 GBP | |||
| Purchase | 13 | 31.8000 GBP | |||
| Purchase | 146 | 35.5200 EUR | |||
| Purchase | 148 | 36.3600 EUR | |||
| Purchase | 192 | 30.9416 GBP | |||
| Purchase | 206 | 31.0897 GBP | |||
| Purchase | 215 | 36.4027 EUR | |||
| Purchase | 411 | 31.1583 GBP | |||
| Purchase | 597 | 35.5396 EUR | |||
| Purchase | 829 | 31.5000 GBP | |||
| Purchase | 904 | 35.4932 EUR | |||
| Purchase | 1,599 | 31.6512 GBP | |||
| Purchase | 1,812 | 35.6174 EUR | |||
| Purchase | 2,741 | 35.6776 EUR | |||
| Purchase | 2,883 | 35.7674 EUR | |||
| Purchase | 4,494 | 30.9625 GBP | |||
| Purchase | 5,059 | 31.5984 GBP | |||
| Purchase | 5,096 | 36.0207 EUR | |||
| Purchase | 5,206 | 36.0195 EUR | |||
| Purchase | 6,634 | 36.3654 EUR | |||
| Purchase | 9,631 | 31.4886 GBP | |||
| Purchase | 11,391 | 35.6764 EUR | |||
| Purchase | 15,411 | 35.6429 EUR | |||
| Purchase | 20,000 | 35.6623 EUR | |||
| Purchase | 25,074 | 31.2188 GBP | |||
| Sale | 74 | 35.4900 EUR | |||
| Sale | 78 | 31.3553 GBP | |||
| Sale | 135 | 36.3566 EUR | |||
| Sale | 146 | 35.5200 EUR | |||
| Sale | 152 | 31.7184 GBP | |||
| Sale | 187 | 31.0309 GBP | |||
| Sale | 232 | 36.3800 EUR | |||
| Sale | 354 | 35.4979 EUR | |||
| Sale | 390 | 36.3747 EUR | |||
| Sale | 476 | 35.4968 EUR | |||
| Sale | 713 | 30.8749 GBP | |||
| Sale | 975 | 31.6354 GBP | |||
| Sale | 989 | 31.1127 GBP | |||
| Sale | 1,338 | 31.4623 GBP | |||
| Sale | 1,854 | 31.3648 GBP | |||
| Sale | 2,181 | 31.7491 GBP | |||
| Sale | 2,630 | 35.5266 EUR | |||
| Sale | 3,747 | 36.1587 EUR | |||
| Sale | 5,758 | 31.5000 GBP | |||
| Sale | 5,838 | 31.5021 GBP | |||
| Sale | 6,634 | 36.3654 EUR | |||
| Sale | 8,798 | 31.5014 GBP | |||
| Sale | 9,202 | 30.8100 GBP | |||
| Sale | 11,256 | 36.5155 EUR | |||
| Sale | 13,803 | 30.8626 GBP | |||
| Sale | 33,983 | 36.3600 EUR | |||
| Sale | 44,575 | 36.3665 EUR |
(b) Derivatives transactions (other than options transactions)
| Product Name | Nature of transaction | Number of relevant securities | Price per | ||||
| unit | |||||||
| €0.001 ordinary shares | Long | 15 | 30.8773 GBP | ||||
| €0.001 ordinary shares | Long | 135 | 36.3566 EUR | ||||
| €0.001 ordinary shares | Long | 187 | 31.0309 GBP | ||||
| €0.001 ordinary shares | Long | 535 | 31.7157 GBP | ||||
| €0.001 ordinary shares | Long | 624 | 31.5208 GBP | ||||
| €0.001 ordinary shares | Long | 713 | 30.8749 GBP | ||||
| €0.001 ordinary shares | Long | 975 | 31.6354 GBP | ||||
| €0.001 ordinary shares | Long | 1,338 | 31.4623 GBP | ||||
| €0.001 ordinary shares | Long | 2,181 | 31.7491 GBP | ||||
| €0.001 ordinary shares | Long | 2,630 | 35.5266 EUR | ||||
| €0.001 ordinary shares | Long | 4,579 | 36.4279 EUR | ||||
| €0.001 ordinary shares | Long | 4,630 | 36.1853 EUR | ||||
| €0.001 ordinary shares | Long | 5,650 | 31.5000 GBP | ||||
| €0.001 ordinary shares | Long | 11,256 | 36.5155 EUR | ||||
| €0.001 ordinary shares | Long | 39,735 | 36.3572 EUR | ||||
| €0.001 ordinary shares | Short | 206 | 31.0897 GBP | ||||
| €0.001 ordinary shares | Short | 215 | 36.4119 EUR | ||||
| €0.001 ordinary shares | Short | 411 | 31.1583 GBP | ||||
| €0.001 ordinary shares | Short | 989 | 36.4971 EUR | ||||
| €0.001 ordinary shares | Short | 2,741 | 35.6776 EUR | ||||
| €0.001 ordinary shares | Short | 2,842 | 31.5025 GBP | ||||
| €0.001 ordinary shares | Short | 4,430 | 31.4755 GBP | ||||
| €0.001 ordinary shares | Short | 4,494 | 30.9625 GBP | ||||
| €0.001 ordinary shares | Short | 6,180 | 31.4486 GBP | ||||
| €0.001 ordinary shares | Short | 13,700 | 35.7759 EUR | ||||
| €0.001 ordinary shares | Short | 15,411 | 35.6429 EUR | ||||
| €0.001 ordinary shares | Short | 20,000 | 35.6623 EUR |
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
| Product name, e.g. call option | Writing, selling, purchasing, varying etc. | Number of securities to which the option relates (Note 7) | Exercise price | Type, e.g. American, European etc. | Expiry date | Option money paid/received per unit (Note 5) |
(ii) Exercising
| Product name, e.g. call option | Number of securities | Exercise price per unit (Note 5) |
(d) Other dealings (including transactions in respect of new securities) (Note 4)
| Nature of transaction (Note 8) | Details | Price per unit (if applicable) (Note 5) |
Ap21
4. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) YES/NO
| Date of disclosure | 19 April 2018 | ||
| Contact name | ELISE TANG | ||
| Telephone number | 0207 1163001 | ||
| If a connected EFM, name of offeree/offeror with which connected | |||
| If a connected EFM, state nature of connection (Note 10) |
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