29 May 2018 11:08
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FORMΒ 38.5(b)
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IRISHΒ TAKEOVERΒ PANEL
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DISCLOSUREΒ UNDERΒ RULEΒ 38.5(b)Β OFΒ THEΒ IRISHΒ TAKEOVERΒ PANEL ACT,Β 1997,Β TAKEOVERΒ RULES,Β 2013
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DEALINGSΒ BYΒ CONNECTEDΒ EXEMPTΒ PRINCIPALΒ TRADERSΒ WITHOUTΒ RECOGNISEDΒ INTERMEDIARYΒ STATUS,Β ORΒ WITHΒ RECOGNISEDΒ INTERMEDIARYΒ STATUSΒ BUTΒ NOTΒ DEALINGΒ INΒ AΒ CLIENT-SERVINGΒ CAPACITY
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1. KEYΒ INFORMATION
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Name of exempt principal trader | Β Credit Suisse Securities (Europe) Ltd |
Company dealt in | Smurfit Kappa Group Plc |
Class of relevant security to which the dealings being disclosed relate (Note 1) | Ordinary |
Date of dealing | 28 May 2018 |
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2. INTERESTSΒ ANDΒ SHORTΒ POSITIONS
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(a) InterestsΒ andΒ shortΒ positionsΒ (followingΒ dealing)Β inΒ theΒ classΒ ofΒ relevantΒ securityΒ dealtΒ inΒ (NoteΒ 2)
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Long | Short | |||||
Number | (%) | Number | (%) | |||
(1) Relevant securities | 0 | 0 | ||||
(2) Derivatives (other than options) | ||||||
(3) Options and agreements to purchase/sell | ||||||
Total | 0 | 0 | ||||
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(b) InterestsΒ andΒ shortΒ positionsΒ inΒ relevantΒ securitiesΒ ofΒ theΒ company,Β otherΒ thanΒ theΒ classΒ dealtΒ inΒ (NoteΒ 2)
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Class of relevant security: | Long | Short | ||||
Number | (%) | Number | (%) | |||
(1) Relevant securities | ||||||
(2) Derivatives (other than options) | ||||||
(3) Options and agreements to purchase/sell | ||||||
Total | ||||||
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3. DEALINGSΒ (NoteΒ 3)
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(a) PurchasesΒ andΒ sales
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Purchase/sale | Number of relevant securities | Price per unit (EUR / GBp) |
B | 2011 | 37.10 |
B | 52 | 37.08 |
B | 763 | 37.00 |
B | 4478 | 36.98 |
B | 6142 | 36.96 |
B | 2094 | 36.94 |
B | 626 | 36.92 |
B | 324 | 36.90 |
B | 3512 | 36.84 |
S | 972 | 36.84 |
B | 219 | 36.82 |
B | 2640 | 36.80 |
S | 47320 | 36.79 |
B | 50 | 36.78 |
B | 3404 | 36.77 |
S | 5106 | 36.77 |
B | 100413 | 36.76 |
S | 98634 | 36.76 |
B | 33133 | 36.74 |
S | 33133 | 36.74 |
B | 1163 | 36.72 |
B | 2683 | 36.70 |
B | 1930 | 36.68 |
B | 4219 | 36.66 |
B | 13251 | 36.64 |
B | 1857 | 36.62 |
B | 985 | 36.60 |
B | 498 | 36.56 |
B | 158 | 36.54 |
B | 405 | 36.50 |
B | 272 | 36.48 |
S | 3472 | 36.48 |
B | 23 | 36.44 |
B | 380 | 36.42 |
B | 26 | 36.34 |
B | 295 | 36.32 |
B | 372 | 36.30 |
B | 259 | 36.28 |
B | 116 | 36.08 |
S | 116 | 36.08 |
B | 66 | 36.00 |
S | 227 | 35.90 |
B | 161 | 35.86 |
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(b) DerivativesΒ transactionsΒ (otherΒ thanΒ optionsΒ transactions)
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Product name, e.g. CFD | Nature of transaction (Note 5) | Number of relevant securities (Note 6) | Price per unit (Note 4) |
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(c) OptionsΒ transactionsΒ inΒ respectΒ ofΒ existingΒ relevantΒ securities
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(i) Writing,Β selling,Β purchasingΒ orΒ varying
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Product name, e.g. call option | Writing, selling, purchasing, varying etc. | Number of securities to which the option relates (Note 7) | Exercise price | Type, e.g. American, European etc. | Expiry date | Option money paid/received per unit (Note 4) |
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(ii) Exercising
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Product name, e.g. call option | Number of securities | Exercise price per unit (Note 4) |
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(d) OtherΒ dealingsΒ (includingΒ transactionsΒ inΒ respectΒ ofΒ newΒ securities)Β (NoteΒ 3)
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Nature of transaction (Note 7) | Details | Price per unit (if applicable) (Note 4) |
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4. OTHERΒ INFORMATION
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Agreements,Β arrangementsΒ orΒ understandingsΒ relatingΒ toΒ optionsΒ orΒ derivatives
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FullΒ detailsΒ ofΒ anyΒ agreement,Β arrangementΒ orΒ understandingΒ betweenΒ theΒ person disclosingΒ andΒ anyΒ otherΒ personΒ relatingΒ toΒ theΒ votingΒ rightsΒ ofΒ anyΒ relevantΒ securities
Β underΒ anyΒ optionΒ referredΒ toΒ onΒ thisΒ formΒ orΒ relatingΒ toΒ theΒ votingΒ rightsΒ orΒ futureΒ acquisition
Β orΒ disposalΒ ofΒ anyΒ relevantΒ securitiesΒ toΒ whichΒ anyΒ derivative referredΒ toΒ onΒ thisΒ formΒ isΒ referenced.Β IfΒ none,Β thisΒ shouldΒ beΒ stated.
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IsΒ aΒ SupplementalΒ FormΒ 38.5(b)Β attached?Β (NoteΒ 8) Β NO
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Date of disclosure | 29-May-2018 |
Contact name | Anthony Allen / Paul MacDonald |
Telephone number | 0207 888 5416 / 8548 |
Name of offeree/offeror with which connected | Smurfit Kappa Group Plc |
Nature of connection (Note 9) | Corporate Broker to Offeree |
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