Last checked at 26 Apr 2018 10:41
FORM 38.5(a)
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 38.5(a) OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITH RECOGNISED INTERMEDIARY STATUS AND DEALING IN A CLIENT-SERVING CAPACITY
1. KEY INFORMATION
Name of exempt principal trader | Citigroup Global Markets Limited |
Company dealt in | Smurfit Kappa Group plc |
Class of relevant security to which the dealings being disclosed relate (Note 1) | €0.001 Ordinary Shares |
Date of dealing | 25 April 2018 |
2. DEALINGS (Note 2)
(a) Purchases and sales
Total number of relevant securities acquired | Highest price paid (Note 3) | Lowest price paid (Note 3) |
93,596 | EUR 34.5800 | EUR 34.4127 |
123,795 | GBP 30.5000 | GBP 29.9800 |
Total number of securities disposed | Highest price received (Note 3) | Lowest price received (Note 3) |
53,042 | EUR 34.6028 | EUR 34.3800 |
120,899 | GBP 30.4800 | GBP 29.9800 |
(b) Derivatives transactions (other than options transactions)
Product name, e.g. CFD | Nature of transaction (Note 4) | Number of relevant securities (Note 5) | Price per unit (Note 3) |
TRS | Reducing long Position | 24935 | 34.4471 |
TRS | Increasing short Position | 5134 | 34.5041 |
TRS | Increasing short Position | 10485 | 34.4610 |
TRS | Closing short Position | 55 | 30.1000 |
TRS | Closing short Position | 269 | 30.1000 |
TRS | Closing short Position | 822 | 30.2075 |
TRS | Increasing short Position | 356 | 30.4084 |
TRS | Increasing short Position | 9 | 30.5000 |
TRS | Increasing short Position | 251 | 30.4461 |
TRS | Increasing short Position | 15 | 30.5000 |
TRS | Increasing short Position | 136 | 30.4200 |
TRS | Increasing short Position | 12 | 30.4400 |
TRS | Increasing short Position | 118 | 30.4200 |
TRS | Increasing Long Position | 2 | 30.2800 |
TRS | Reducing short Position | 74 | 30.1000 |
TRS | Reducing Longt Position | 2573 | 30.1000 |
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
Product name, e.g. call option | Writing, selling, purchasing, varying etc. | Number of securities to which the option relates (Note 5) | Exercise price | Type, e.g. American, European etc. | Expiry date | Option money paid/received per unit (Note 3) |
|
|
|
|
|
|
|
(ii) Exercising
Product name, e.g. call option | Number of securities | Exercise price per unit (Note 3) |
|
|
|
3. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
Date of disclosure | 26 April 2018 |
Contact name | Craig Watson |
Telephone number | 00 44 (0)28 90409605 |
Name of offeree/offeror with which connected | Smurfit Kappa Group plc |
Nature of connection (Note 6) | Financial Advisor |