13 Dec 2018 10:22
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | (GS) GOLDMAN SACHS INTERNATIONAL |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | SHIRE PLC |
(c) Name of the party to the offer with which exempt principal trader is connected: | SHIRE PLC |
(d) Date dealing undertaken: | 12 December 2018 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer? If it is a cash offer or possible cash offer, state "N/A" | YES - disclosed previously for TAKEDA PHARMACEUTICAL COMPANY LIMITED |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
Ordinary | Purchases | 3,295,521571,088 | 45.6500 GBP57.6956 USD | 45.2950 GBP57.1572 USD |
Ordinary | Sales | 1,327,995736,298 | 45.5750 GBP57.2005 USD | 45.3175 GBP56.9011 USD |
ADR / (1.00 : 3.00) | Purchases | 419 (1,257) | 173.0500 USD | 172.8025 USD |
ADR / (1.00 : 3.00) | Sales | 419 (1,257) | 173.0500 USD | 172.8025 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
Ordinary | CFD | Reducing a short position | 21 | 45.4000 GBP |
Ordinary | CFD | Increasing a short position | 5,345 | 45.4239 GBP |
Ordinary | CFD | Reducing a long position | 1,012 | 45.4329 GBP |
Ordinary | CFD | Reducing a long position | 2,807 | 45.4329 GBP |
Ordinary | CFD | Reducing a short position | 19,776 | 45.4369 GBP |
Ordinary | CFD | Reducing a short position | 38 | 45.4369 GBP |
Ordinary | CFD | Reducing a short position | 55 | 45.4369 GBP |
Ordinary | CFD | Reducing a short position | 346 | 45.4369 GBP |
Ordinary | CFD | Reducing a short position | 46 | 45.4369 GBP |
Ordinary | CFD | Reducing a short position | 41 | 45.4369 GBP |
Ordinary | CFD | Reducing a short position | 10 | 45.4369 GBP |
Ordinary | CFD | Reducing a short position | 60,719 | 45.4369 GBP |
Ordinary | CFD | Reducing a short position | 24 | 45.4369 GBP |
Ordinary | CFD | Reducing a short position | 15 | 45.4369 GBP |
Ordinary | CFD | Reducing a short position | 23 | 45.4369 GBP |
Ordinary | CFD | Reducing a short position | 2,342 | 45.4369 GBP |
Ordinary | CFD | Reducing a short position | 58 | 45.4369 GBP |
Ordinary | CFD | Reducing a short position | 27 | 45.4369 GBP |
Ordinary | CFD | Reducing a short position | 6 | 45.4369 GBP |
Ordinary | CFD | Reducing a short position | 20 | 45.4369 GBP |
Ordinary | CFD | Reducing a long position | 33,907 | 45.4399 GBP |
Ordinary | CFD | Increasing a short position | 4,592 | 45.4481 GBP |
Ordinary | CFD | Increasing a long position | 4,390 | 45.4640 GBP |
Ordinary | CFD | Reducing a short position | 1,805 | 45.4751 GBP |
Ordinary | CFD | Reducing a short position | 2,882 | 45.5424 GBP |
Ordinary | CFD | Opening a short position | 2,979 | 57.1572 USD |
Ordinary | CFD | Reducing a short position | 277 | 57.1903 USD |
Ordinary | CFD | Reducing a short position | 2,400 | 57.1903 USD |
Ordinary | CFD | Reducing a short position | 1,300 | 57.1903 USD |
Ordinary | CFD | Reducing a short position | 2,600 | 57.1903 USD |
Ordinary | CFD | Reducing a short position | 900 | 57.1903 USD |
Ordinary | CFD | Reducing a short position | 100 | 57.1903 USD |
Ordinary | CFD | Reducing a short position | 3,000 | 57.1903 USD |
Ordinary | CFD | Reducing a short position | 1,900 | 57.1903 USD |
Ordinary | CFD | Reducing a short position | 500 | 57.1903 USD |
Ordinary | CFD | Reducing a short position | 700 | 57.1903 USD |
Ordinary | CFD | Reducing a short position | 1,900 | 57.1903 USD |
Ordinary | CFD | Reducing a short position | 628 | 57.1903 USD |
Ordinary | CFD | Reducing a short position | 17,248 | 57.1903 USD |
Ordinary | CFD | Reducing a short position | 2,500 | 57.1903 USD |
Ordinary | CFD | Reducing a short position | 700 | 57.1903 USD |
Ordinary | CFD | Reducing a short position | 1,500 | 57.1903 USD |
Ordinary | CFD | Reducing a short position | 2,000 | 57.1903 USD |
Ordinary | CFD | Reducing a short position | 9 | 57.1903 USD |
Ordinary | CFD | Opening a short position | 10,000 | 57.2526 USD |
Ordinary | CFD | Opening a short position | 100,000 | 57.2821 USD |
Ordinary | CFD | Opening a short position | 50,000 | 57.3236 USD |
Ordinary | CFD | Opening a short position | 5,971 | 57.4218 USD |
Ordinary | CFD | Opening a short position | 2,301 | 57.4218 USD |
Ordinary | CFD | Increasing a short position | 100,000 | 57.4314 USD |
Ordinary | CFD | Increasing a short position | 100,000 | 57.4314 USD |
Ordinary | CFD | Opening a short position | 145,000 | 57.5088 USD |
Ordinary | CFD | Increasing a short position | 60,000 | 57.5366 USD |
Ordinary | CFD | Increasing a short position | 60,000 | 57.5366 USD |
Ordinary | CFD | Opening a short position | 100,000 | 57.5951 USD |
Ordinary | CFD | Increasing a short position | 34,837 | 57.6956 USD |
Ordinary | SWAP | Reducing a short position | 10,980 | 45.4397 GBP |
Ordinary | SWAP^ | Reducing a long position | 935,103 | 45.6000 GBP |
Ordinary | SWAP | Reducing a short position | 46,662 | 56.9011 USD |
Ordinary | SWAP | Opening a long position | 259,982 | 56.9639 USD |
Ordinary | SWAP | Reducing a short position | 121,970 | 57.2005 USD |
Ordinary | SWAP | Reducing a short position | 267,522 | 57.2005 USD |
^Please note this product is part of a basket of securities for which SHIRE PLC is a component
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
ADR / (1.00 : 3.00) | Call Option / (1.00 : 300.00) | Purchasing | 5 (1,500) | 172.5000 USD | AMERICAN | 21/12/2018 | 2.3560 USD |
ADR / (1.00 : 3.00) | Put Option / (1.00 : 300.00) | Purchasing | 5 (1,500) | 160.0000 USD | AMERICAN | 21/12/2018 | 0.3820 USD |
ADR / (1.00 : 3.00) | Put Option / (1.00 : 300.00) | Selling | 5 (1,500) | 165.0000 USD | AMERICAN | 21/12/2018 | 0.4140 USD |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising / exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
|
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
NONE
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
NONE
|
| Date of disclosure: | 13 December 2018 |
| Contact name: | Kashif Rafiq and Papa Lette |
| Telephone number: | +44(20) 7051 0547 / +44(20) 7774 7442 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.