24 Dec 2018 11:05
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | (GS) GOLDMAN SACHS INTERNATIONAL |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | SHIRE PLC |
(c) Name of the party to the offer with which exempt principal trader is connected: | SHIRE PLC |
(d) Date dealing undertaken: | 21 December 2018 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer? If it is a cash offer or possible cash offer, state "N/A" | YES - disclosed previously for TAKEDA PHARMACEUTICAL COMPANY LIMITED |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
Ordinary | Purchases | 41,907,116989,560 | 45.9643 GBP57.4691 USD | 44.5220 GBP56.4975 USD |
Ordinary | Sales | 30,064,3363,330 | 45.8600 GBP56.3746 USD | 44.6100 GBP56.3746 USD |
ADR / (1.00 : 3.00) | Purchases | 18,855 (56,565) | 171.4280 USD | 169.6040 USD |
ADR / (1.00 : 3.00) | Sales | 18,855 (56,565) | 171.1783 USD | 169.5923 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
Ordinary | CFD | Opening a short position | 18,982 | 44.7659 GBP |
Ordinary | CFD | Opening a short position | 47 | 44.8950 GBP |
Ordinary | CFD | Reducing a short position | 162 | 44.8950 GBP |
Ordinary | CFD | Reducing a short position | 195 | 44.8950 GBP |
Ordinary | CFD | Reducing a short position | 85 | 44.8950 GBP |
Ordinary | CFD | Reducing a short position | 30 | 44.8950 GBP |
Ordinary | CFD | Reducing a long position | 4,616 | 44.8950 GBP |
Ordinary | CFD | Opening a short position | 30,555 | 44.9040 GBP |
Ordinary | CFD | Opening a long position | 5,000 | 44.9050 GBP |
Ordinary | CFD | Reducing a long position | 5,000 | 44.9050 GBP |
Ordinary | CFD | Opening a short position | 150,000 | 44.9174 GBP |
Ordinary | CFD | Reducing a long position | 36,000 | 44.9309 GBP |
Ordinary | CFD | Reducing a long position | 42,755 | 44.9450 GBP |
Ordinary | CFD | Opening a short position | 223,457 | 44.9450 GBP |
Ordinary | CFD | Opening a long position | 40,000 | 44.9875 GBP |
Ordinary | CFD | Opening a short position | 450,000 | 45.0035 GBP |
Ordinary | CFD | Opening a short position | 5,685 | 45.0065 GBP |
Ordinary | CFD | Opening a short position | 314,000 | 45.0112 GBP |
Ordinary | CFD | Opening a short position | 87,803 | 45.0148 GBP |
Ordinary | CFD | Reducing a short position | 33,670 | 45.0201 GBP |
Ordinary | CFD | Reducing a long position | 50,000 | 45.0680 GBP |
Ordinary | CFD | Reducing a short position | 47 | 45.0850 GBP |
Ordinary | CFD | Opening a long position | 13,327 | 45.0850 GBP |
Ordinary | CFD | Reducing a short position | 150,000 | 45.1200 GBP |
Ordinary | CFD | Opening a long position | 30,555 | 45.1329 GBP |
Ordinary | CFD | Opening a long position | 87,803 | 45.1566 GBP |
Ordinary | CFD | Increasing a long position | 6,703 | 45.2500 GBP |
Ordinary | CFD | Reducing a short position | 3,330 | 56.3746 USD |
Ordinary | CFD | Increasing a short position | 2,622 | 56.4857 USD |
Ordinary | CFD | Increasing a short position | 10,000 | 56.4975 USD |
Ordinary | CFD | Increasing a short position | 20,000 | 56.8899 USD |
Ordinary | CFD | Opening a short position | 112,722 | 56.9266 USD |
Ordinary | CFD | Increasing a short position | 329,000 | 56.9544 USD |
Ordinary | CFD | Increasing a short position | 500 | 57.1908 USD |
Ordinary | CFD | Increasing a short position | 6,000 | 57.2482 USD |
Ordinary | CFD | Increasing a short position | 500 | 57.3125 USD |
Ordinary | CFD | Increasing a short position | 500 | 57.3517 USD |
Ordinary | CFD | Increasing a short position | 500 | 57.3591 USD |
Ordinary | CFD | Increasing a short position | 622 | 57.3756 USD |
Ordinary | CFD | Increasing a short position | 2,394 | 57.4690 USD |
Ordinary | CFD | Increasing a short position | 38,934 | 57.4690 USD |
Ordinary | CFD | Increasing a short position | 21,672 | 57.4690 USD |
Ordinary | CFD | Opening a short position | 350,000 | 57.4691 USD |
Ordinary | CFD | Increasing a short position | 23,838 | 57.4691 USD |
Ordinary | SWAP | Reducing a long position | 50,000 | 44.9040 GBP |
Ordinary | SWAP | Reducing a long position | 40,000 | 44.9040 GBP |
Ordinary | SWAP | Reducing a long position | 25,000 | 44.9040 GBP |
Ordinary | SWAP | Reducing a long position | 25,000 | 44.9040 GBP |
Ordinary | SWAP | Opening a long position | 40,000 | 44.9235 GBP |
Ordinary | SWAP | Opening a long position | 25,000 | 45.1684 GBP |
Ordinary | SWAP | Opening a short position | 8,277 | 56.8532 USD |
Ordinary | SWAP | Opening a short position | 51,723 | 56.8532 USD |
Ordinary | SWAP | Opening a short position | 2,069 | 56.8532 USD |
Ordinary | SWAP | Opening a short position | 12,931 | 56.8532 USD |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
ADR / (1.00 : 3.00) | Call Option / (1.00 : 300.00) | Purchasing | 3 (900) | 177.5000 USD | AMERICAN | 28/12/2018 | 0.6500 USD |
ADR / (1.00 : 3.00) | Call Option / (1.00 : 300.00) | Purchasing | 3 (900) | 177.5000 USD | AMERICAN | 28/12/2018 | 0.4567 USD |
ADR / (1.00 : 3.00) | Call Option / (1.00 : 300.00) | Purchasing | 2 (600) | 180.0000 USD | AMERICAN | 11/01/2019 | 1.2200 USD |
ADR / (1.00 : 3.00) | Call Option / (1.00 : 300.00) | Purchasing | 2 (600) | 180.0000 USD | AMERICAN | 11/01/2019 | 1.3400 USD |
ADR / (1.00 : 3.00) | Call Option / (1.00 : 300.00) | Purchasing | 2 (600) | 195.0000 USD | AMERICAN | 18/01/2019 | 0.3950 USD |
ADR / (1.00 : 3.00) | Call Option / (1.00 : 300.00) | Purchasing | 5 (1,500) | 195.0000 USD | AMERICAN | 18/01/2019 | 0.3500 USD |
ADR / (1.00 : 3.00) | Call Option / (1.00 : 300.00) | Purchasing | 5 (1,500) | 195.0000 USD | AMERICAN | 18/01/2019 | 0.3880 USD |
ADR / (1.00 : 3.00) | Call Option / (1.00 : 300.00) | Selling | 3 (900) | 162.5000 USD | AMERICAN | 11/01/2019 | 11.2000 USD |
ADR / (1.00 : 3.00) | Call Option / (1.00 : 300.00) | Selling | 3 (900) | 162.5000 USD | AMERICAN | 11/01/2019 | 10.8000 USD |
ADR / (1.00 : 3.00) | Call Option / (1.00 : 300.00) | Selling | 3 (900) | 162.5000 USD | AMERICAN | 11/01/2019 | 10.7000 USD |
ADR / (1.00 : 3.00) | Call Option / (1.00 : 300.00) | Selling | 2 (600) | 162.5000 USD | AMERICAN | 11/01/2019 | 10.7000 USD |
ADR / (1.00 : 3.00) | Call Option / (1.00 : 300.00) | Selling | 4 (1,200) | 162.5000 USD | AMERICAN | 11/01/2019 | 11.1000 USD |
ADR / (1.00 : 3.00) | Call Option / (1.00 : 300.00) | Selling | 3 (900) | 165.0000 USD | AMERICAN | 28/12/2018 | 7.0067 USD |
ADR / (1.00 : 3.00) | Call Option / (1.00 : 300.00) | Selling | 2 (600) | 165.0000 USD | AMERICAN | 11/01/2019 | 8.6400 USD |
ADR / (1.00 : 3.00) | Call Option / (1.00 : 300.00) | Selling | 3 (900) | 165.0000 USD | AMERICAN | 11/01/2019 | 8.3000 USD |
ADR / (1.00 : 3.00) | Call Option / (1.00 : 300.00) | Selling | 2 (600) | 167.5000 USD | AMERICAN | 11/01/2019 | 6.3200 USD |
ADR / (1.00 : 3.00) | Call Option / (1.00 : 300.00) | Selling | 3 (900) | 177.5000 USD | AMERICAN | 28/12/2018 | 0.6500 USD |
ADR / (1.00 : 3.00) | Call Option / (1.00 : 300.00) | Selling | 5 (1,500) | 180.0000 USD | AMERICAN | 18/01/2019 | 1.8880 USD |
ADR / (1.00 : 3.00) | Call Option / (1.00 : 300.00) | Selling | 5 (1,500) | 180.0000 USD | AMERICAN | 18/01/2019 | 1.9500 USD |
ADR / (1.00 : 3.00) | Call Option / (1.00 : 300.00) | Selling | 3 (900) | 180.0000 USD | AMERICAN | 18/01/2019 | 2.0000 USD |
ADR / (1.00 : 3.00) | Call Option / (1.00 : 300.00) | Selling | 2 (600) | 185.0000 USD | AMERICAN | 18/01/2019 | 0.9950 USD |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising / exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
|
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
NONE
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
NONE
|
| Date of disclosure: | 24 December 2018 |
| Contact name: | Kashif Rafiq and Papa Lette |
| Telephone number: | +44(20) 7051 0547 / +44(20) 7774 7442 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.