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Form 8.3 - Shire Plc

19 Dec 2018 14:21

RNS Number : 0124L
Societe Generale SA
19 December 2018
 

FORM 8.3

 

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the "Code")

 

1. KEY INFORMATION

 

(a) Full name of discloser:

Société Générale S.A.

(b) Owner or controller of interests and short positions disclosed, if different from 1(a):

The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named.

 

(c) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

 Shire Plc

(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:

 

(e) Date position held/dealing undertaken:

For an opening position disclosure, state the latest practicable date prior to the disclosure

18/12/2018

(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?

If it is a cash offer or possible cash offer, state "N/A"

YES: Takeda Pharmaceutical Company Limited

 

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

 

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

 

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

 

Class of relevant security:

 

Ordinary shares: 17,030,375 Shares Interests and 13,689,827 short position

ADR (referencing the ordinary): 395,604 equivalent Shares interests and 59,196 equivalent Shares as short position

Where (1 ADR = 3 ordinary shares)

 

 

Interests

Short positions

 

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

17,425,979

1.90

13,749,023

1.50

(2) Cash-settled derivatives:

 

13,689,382

1.49

16,168,513

1.76

(3) Stock-settled derivatives (including options) and agreements to purchase/sell:

350,100

0.04

240,300

0.03

 

TOTAL:

31,465,461

3.43

30,157,836

3.29

 

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

 

(b) Rights to subscribe for new securities (including directors' and other employee options)

 

Class of relevant security in relation to which subscription right exists:

 

Details, including nature of the rights concerned and relevant percentages:

 

 

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

 

(a) Purchases and sales

Class of relevant security

Purchase/sale

Number of securities

Price per unit

GBP

Ordinary

Purchase

57

43.975

Ordinary

Purchase

169

43.71

Ordinary

Purchase

917

43.71

Ordinary

Purchase

470

43.71

Ordinary

Purchase

831

43.71

Ordinary

Purchase

7,074

43.71

Ordinary

Purchase

219

43.71

Ordinary

Purchase

1,050

43.71

Ordinary

Purchase

205

43.71

Ordinary

Purchase

9,077

43.71

Ordinary

Purchase

558

43.71

Ordinary

Purchase

612

43.71

Ordinary

Purchase

1,458

43.71

Ordinary

Purchase

51

43.675

Ordinary

Purchase

226

43.755

Ordinary

Purchase

211

44.02

Ordinary

Purchase

23

44.02

Ordinary

Purchase

111

44.02

Ordinary

Purchase

306

44.02

Ordinary

Purchase

164

44.02

Ordinary

Purchase

155

44.02

Ordinary

Purchase

85

44.02

Ordinary

Purchase

286

44.02

Ordinary

Purchase

216

43.755

Ordinary

Purchase

218

43.755

Ordinary

Purchase

57

44.155

Ordinary

Purchase

43

43.74

Ordinary

Purchase

39

43.74

Ordinary

Purchase

45

43.705

Ordinary

Purchase

14

43.705

Ordinary

Purchase

208

43.61

Ordinary

Purchase

566

44.125

Ordinary

Purchase

121

43.695

Ordinary

Purchase

604

43.74

Ordinary

Purchase

256

43.845

Ordinary

Purchase

209

43.615

Ordinary

Purchase

43

43.64

Ordinary

Purchase

46

43.64

Ordinary

Purchase

109

43.815

Ordinary

Purchase

58

43.71

Ordinary

Purchase

58

43.71

Ordinary

Purchase

63

43.71

Ordinary

Purchase

58

43.71

Ordinary

Purchase

59

43.71

Ordinary

Purchase

63

43.71

Ordinary

Purchase

63

43.71

Ordinary

Purchase

58

43.71

Ordinary

Purchase

59

43.71

Ordinary

Purchase

63

43.71

Ordinary

Purchase

59

43.71

Ordinary

Purchase

58

43.71

Ordinary

Purchase

59

43.71

Ordinary

Purchase

59

43.71

Ordinary

Purchase

58

43.71

Ordinary

Purchase

58

43.71

Ordinary

Purchase

59

43.71

Ordinary

Purchase

2

43.71

Ordinary

Purchase

59

43.71

Ordinary

Purchase

58

43.71

Ordinary

Purchase

76

43.59

Ordinary

Purchase

8

43.605

Ordinary

Purchase

104

43.62

Ordinary

Purchase

13

43.59

Ordinary

Purchase

46

43.605

Ordinary

Purchase

104

43.605

Ordinary

Purchase

121

43.78

Ordinary

Purchase

41

43.605

Ordinary

Purchase

63

43.605

Ordinary

Purchase

27

43.655

Ordinary

Purchase

110

43.65

Ordinary

Purchase

125

43.68

Ordinary

Purchase

14

43.605

Ordinary

Purchase

149

43.605

Ordinary

Purchase

29

43.85

Ordinary

Purchase

189

43.85

Ordinary

Purchase

27

44.125

Ordinary

Purchase

106

44.125

Ordinary

Purchase

203

44.125

Ordinary

Purchase

65

43.665

Ordinary

Purchase

75

43.675

Ordinary

Purchase

73

43.715

Ordinary

Purchase

194

43.91

Ordinary

Purchase

637

43.72

Ordinary

Purchase

51

44.13

Ordinary

Purchase

81

43.74

Ordinary

Purchase

66

43.835

Ordinary

Purchase

100

43.655

Ordinary

Purchase

21

43.675

Ordinary

Purchase

68

43.745

Ordinary

Purchase

13

43.745

Ordinary

Purchase

82

43.745

Ordinary

Purchase

107

43.625

Ordinary

Purchase

18

43.625

Ordinary

Purchase

125

43.62

Ordinary

Purchase

71

43.585

Ordinary

Purchase

402

43.41

Ordinary

Purchase

150

43.845

Ordinary

Purchase

55

43.845

Ordinary

Purchase

41

43.845

Ordinary

Purchase

104

43.62

Ordinary

Purchase

63

43.7

Ordinary

Purchase

52

43.745

Ordinary

Purchase

213

43.64

Ordinary

Purchase

163

43.64

Ordinary

Purchase

59

43.655

Ordinary

Purchase

137

43.82

Ordinary

Purchase

57

43.6

Ordinary

Purchase

90

43.91

Ordinary

Purchase

136

43.75

Ordinary

Purchase

85

43.61

Ordinary

Purchase

52

43.61

Ordinary

Purchase

372

43.685

Ordinary

Purchase

161

43.995

Ordinary

Purchase

134

43.905

Ordinary

Purchase

119

43.905

Ordinary

Purchase

46

43.905

Ordinary

Purchase

106

43.605

Ordinary

Purchase

68

43.605

Ordinary

Purchase

216

43.93

Ordinary

Purchase

121

43.78

Ordinary

Purchase

105

43.605

Ordinary

Purchase

267

43.84

Ordinary

Purchase

78

43.655

Ordinary

Purchase

267

43.84

Ordinary

Purchase

160

43.965

Ordinary

Purchase

269

43.995

Ordinary

Purchase

195

43.965

Ordinary

Purchase

167

43.67

Ordinary

Purchase

141

43.815

Ordinary

Purchase

126

43.815

Ordinary

Purchase

211

44.16

Ordinary

Purchase

10,336

43.71

Ordinary

Purchase

211

43.76

Ordinary

Purchase

170

43.935

Ordinary

Purchase

268

43.78

Ordinary

Purchase

220

43.705

Ordinary

Purchase

218

43.655

Ordinary

Purchase

265

44.105

Ordinary

Purchase

98

44.065

Ordinary

Purchase

167

44.065

Ordinary

Purchase

269

43.96

Ordinary

Purchase

236

43.75

Ordinary

Purchase

266

43.955

Ordinary

Purchase

278

43.93

Ordinary

Purchase

172

43.695

Ordinary

Purchase

22

43.695

Ordinary

Purchase

330

43.74

Ordinary

Purchase

55

43.83

Ordinary

Purchase

212

43.83

Ordinary

Purchase

267

43.725

Ordinary

Purchase

140

43.745

Ordinary

Purchase

266

44.02

Ordinary

Purchase

202

44.01

Ordinary

Purchase

64

44.01

Ordinary

Purchase

152

44.005

Ordinary

Purchase

40

44.005

Ordinary

Purchase

164

43.965

Ordinary

Purchase

185

43.955

Ordinary

Purchase

133

43.63

Ordinary

Purchase

212

43.845

Ordinary

Purchase

265

44.11

Ordinary

Purchase

268

43.73

Ordinary

Purchase

268

43.725

Ordinary

Purchase

80

43.72

Ordinary

Purchase

188

43.72

Ordinary

Purchase

167

43.91

Ordinary

Purchase

36

43.98

Ordinary

Purchase

230

43.98

Ordinary

Purchase

100

43.91

Ordinary

Purchase

267

43.885

Ordinary

Purchase

30

43.965

Ordinary

Purchase

115

43.85

Ordinary

Purchase

152

43.85

Ordinary

Purchase

134

43.845

Ordinary

Purchase

213

43.975

Ordinary

Purchase

275

43.985

Ordinary

Purchase

266

43.915

Ordinary

Purchase

266

43.91

Ordinary

Purchase

266

43.99

Ordinary

Purchase

268

43.705

Ordinary

Purchase

271

43.695

Ordinary

Purchase

114

43.62

Ordinary

Purchase

211

43.965

Ordinary

Purchase

74

43.68

Ordinary

Purchase

177

43.71

Ordinary

Purchase

189

43.94

Ordinary

Purchase

202

43.98

Ordinary

Purchase

10,137

43.71

Ordinary

Purchase

1,031

43.71

Ordinary

Purchase

81

43.955

Ordinary

Purchase

77

44.005

Ordinary

Purchase

99

43.755

Ordinary

Purchase

74

43.71

Ordinary

Purchase

55

43.845

Ordinary

Purchase

42,496

43.839473

Ordinary

Purchase

358,355

44.239718

Ordinary

Purchase

1,000,000

44

Ordinary

Purchase

150,000

46.6355

Class of relevant security

Purchase/sale

Number of securities

Price per unit

USD

ADR

Purchase

5,853

166.33444

ADR

Purchase

15

165.696

ADR

Purchase

5,121

166.22

ADR

Purchase

6,150

166.26415

ADR

Purchase

6,315

166.41404

ADR

Purchase

300

165.89

ADR

Purchase

1,347

166.22

ADR

Purchase

18

166.07167

ADR

Purchase

300

166.48

ADR

Purchase

20,100

166.26068

ADR

Purchase

4,800

166.22

Class of relevant security

Purchase/sale

Number of securities

Price per unit

GBP

Ordinary

Sale

198

43.8

Ordinary

Sale

78

43.94

Ordinary

Sale

174

43.98

Ordinary

Sale

472

44.16

Ordinary

Sale

10

44.155

Ordinary

Sale

124

44.16

Ordinary

Sale

400

44.16

Ordinary

Sale

4

44.16

Ordinary

Sale

9,760

43.71

Ordinary

Sale

1,059

43.71

Ordinary

Sale

2,758

43.71

Ordinary

Sale

764

43.71

Ordinary

Sale

100

43.95

Ordinary

Sale

1,179

44

Ordinary

Sale

156

43.98

Ordinary

Sale

39

43.41

Ordinary

Sale

90

43.97

Ordinary

Sale

125

43.97

Ordinary

Sale

32

43.88

Ordinary

Sale

66

43.88

Ordinary

Sale

314

43.88

Ordinary

Sale

304

43.88

Ordinary

Sale

125

43.425

Ordinary

Sale

125

44.035

Ordinary

Sale

52

43.84

Ordinary

Sale

303

43.84

Ordinary

Sale

267

43.84

Ordinary

Sale

135

43.995

Ordinary

Sale

514

43.995

Ordinary

Sale

251

43.995

Ordinary

Sale

125

43.95

Ordinary

Sale

354

43.95

Ordinary

Sale

73

43.945

Ordinary

Sale

38

44.095

Ordinary

Sale

17

44.095

Ordinary

Sale

149

43.94

Ordinary

Sale

46

43.94

Ordinary

Sale

67

43.5

Ordinary

Sale

70

43.925

Ordinary

Sale

56

44

Ordinary

Sale

83

44

Ordinary

Sale

283

44

Ordinary

Sale

40

44

Ordinary

Sale

720

44

Ordinary

Sale

76

43.995

Ordinary

Sale

59

43.425

Ordinary

Sale

77

43.995

Ordinary

Sale

125

43.995

Ordinary

Sale

267

43.885

Ordinary

Sale

280

43.93

Ordinary

Sale

334

43.945

Ordinary

Sale

237

43.97

Ordinary

Sale

176

43.725

Ordinary

Sale

92

43.725

Ordinary

Sale

268

43.73

Ordinary

Sale

270

43.83

Ordinary

Sale

137

43.78

Ordinary

Sale

136

43.78

Ordinary

Sale

270

43.83

Ordinary

Sale

100

43.415

Ordinary

Sale

25

43.41

Ordinary

Sale

32

43.865

Ordinary

Sale

149

43.86

Ordinary

Sale

121

43.86

Ordinary

Sale

235

43.865

Ordinary

Sale

200

44.15

Ordinary

Sale

266

43.965

Ordinary

Sale

266

43.97

Ordinary

Sale

1

43.82

Ordinary

Sale

307

43.82

Ordinary

Sale

208

43.535

Ordinary

Sale

262

43.805

Ordinary

Sale

269

43.57

Ordinary

Sale

357

44.105

Ordinary

Sale

267

43.8

Ordinary

Sale

267

43.81

Ordinary

Sale

96

43.815

Ordinary

Sale

267

43.795

Ordinary

Sale

275

43.545

Ordinary

Sale

267

43.785

Ordinary

Sale

108

43.85

Ordinary

Sale

127

43.855

Ordinary

Sale

140

43.855

Ordinary

Sale

270

43.86

Ordinary

Sale

63

43.93

Ordinary

Sale

72

43.93

Ordinary

Sale

268

43.725

Ordinary

Sale

268

43.725

Ordinary

Sale

280

43.74

Ordinary

Sale

283

43.745

Ordinary

Sale

263

43.94

Ordinary

Sale

3

43.94

Ordinary

Sale

129

43.68

Ordinary

Sale

150

43.955

Ordinary

Sale

78

43.96

Ordinary

Sale

188

43.96

Ordinary

Sale

202

43.695

Ordinary

Sale

150

43.935

Ordinary

Sale

106

43.935

Ordinary

Sale

64

43.9

Ordinary

Sale

44

43.71

Ordinary

Sale

1,688

43.71

Ordinary

Sale

1,732

43.71

Ordinary

Sale

693

43.71

Ordinary

Sale

5

43.805

Ordinary

Sale

150,000

46.6355

Class of relevant security

Purchase/sale

Number of securities

Price per unit

USD

ADR

Sale

300

166.22

ADR

Sale

51

166.12882

ADR

Sale

300

166.46

ADR

Sale

99

166.85

ADR

Sale

4,980

166.71807

ADR

Sale

4,905

166.22

ADR

Sale

7,800

166.34962

ADR

Sale

15

166.12

ADR

Sale

8,100

166.39852

 

Total Purchases

1,670,264

 

 

Total Sales

213,064

 

 

(b) Cash-settled derivative transactions

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit GBP

Ordinary

CFD

Increasing a short position

358,355

44.239718

Ordinary

CFD

Increasing a short position

50,000

45,490999

Ordinary

Equity Linked Swap

Reducing a long position

42,496

43,839473

 

 

(c) Stock-settled derivative transactions (including options)

 

(i) Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit USD

ADR

Listed call-option

Purchasing

25,000

170

American

18/01/19

3.29

ADR

Listed call-option

Selling

25,000

165

American

18/01/19

6.04

 

(ii) Exercise

 

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit GBP

 

 

 

 

 

 

 

(d) Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable) GBP

 

 

 

 

 

4. OTHER INFORMATION

 

(a) Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

 

 

 

 

(b) Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

 

 

 

 

(c) Attachments

 

Is a Supplemental Form 8 (Open Positions) attached?

Yes

 

 

Date of disclosure:

 19/12/2018

Contact name:

 Olivier Vero

Telephone number:

+44 20 7676 6969

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk 

 

 

 

 

 

 

 

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

 

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the "Code")

 

 

1. KEY INFORMATION

 

Full name of person making disclosure:

SOCIETE GENERALE SA

Name of offeror/offeree in relation to whose relevant securities the disclosure relates:

Shire Plc

 

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

 

-

Class of relevant security

Product description e.g. call option

Written or purchased

Number of securities to which option or derivative relates

Exercise price per unit GBP

Type

Expiry date

e.g. American, European etc.

Ordinary

Listed call-option

Sale

150,000

32

American options

21/12/2018

Ordinary

Listed put-option

 

Sale

150,000

32

American options

21/12/2018

Class of relevant security

Product description e.g. call option

Written or purchased

Number of securities to which option or derivative relates

Exercise price per unit USD

Type

Expiry date

ADR

Listed call-option

Purchase

25,000

170

American option

18/01/19

ADR

Listed call-option

Sale

25,000

165

American option

18/01/19

ADR

Listed call-option

Purchase

55,600

180

American option

18/01/19

ADR

Listed call-option

Purchase

3,800

175

American option

21/12/2018

ADR

Listed call-option

Sale

30,300

175

American option

18/01/2019

ADR

Listed call-option

Purchase

41,800

200

American options

18/01/2019

ADR

Listed call-option

Sale

15,000

185

American options

18/01/2019

ADR

Listed call-option

Purchase

33,900

190

American options

18/01/2019

ADR

Listed put-option

Purchase

20,000

170

American options

18/01/2019

ADR

Listed put-option

Sale

20,000

140

American options

18/01/2019

ADR

Listed put-option

Sale

20,000

155

American options

18/01/2019

 

3. AGREEMENTS TO PURCHASE OR SELL ETC.

 

Full details should be given so that the nature of the interest or position can be fully understood:

 

 

 

 

 

 

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

 

The currency of all prices and other monetary amounts should be stated.

 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

 

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END
 
 
RETEALANFAEPFFF
Date   Source Headline
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7th Jan 201911:30 amRNSForm 8.3 - Takeda Pharmaceutical Company Limited
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7th Jan 201910:59 amRNSForm 8.5 (EPT/NON-RI)- Shire Plc
7th Jan 201910:35 amRNSForm 8.5 - Shire plc
7th Jan 201910:16 amRNSForm 8.5 (EPT/RI) - SHIRE PLC
7th Jan 201910:13 amRNSForm 8.5 (EPT/RI) - Amendment

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