24 Mar 2022 15:19
FORM 8.3 |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: |
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| Barclays PLC. | |||
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(b) | Owner or controller of interest and short |
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| positions disclosed, if different from 1(a): | ||||||
(c) | Name of offeror/offeree in relation to whose | NATIONAL EXPRESS GROUP PLC | |||||
| relevant securities this form relates: |
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(d) | If an exempt fund manager connected with an |
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| offeror/offeree, state this and specify identity of | ||||||
| offeror/offeree: |
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(e) | Date position held/dealing undertaken: |
| 23 March 2022 | ||||
(f) | In addition to the company in 1(c) above, is the discloser making | YES: |
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| disclosures in respect of any other party to the offer? | STAGECOACH GROUP PLC |
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2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree |
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| to which the disclosure relates following the dealing (if any) |
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Class of relevant security: | 5p ordinary |
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| Interests | Short Positions | |||||
| Number | (%) | Number | (%) | |||
(1) | Relevant securities owned |
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| and/or controlled: | 2,764,665 | 0.45% | 7,971,904 | 1.30% | ||
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(2) | Cash-settled derivatives: |
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| 7,465,348 | 1.22% | 2,327,991 | 0.38% | |
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(3) | Stock-settled derivatives (including options) |
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| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | ||
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| TOTAL: |
| 10,230,013 | 1.67% | 10,299,895 | 1.68% | |
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(b) | Rights to subscribe for new securities (including directors and other executive |
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| options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. | DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Purchases and sales |
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Class of relevant | Purchase/sale |
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security |
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| securities |
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5p ordinary | Purchase | 1 | 2.2940 GBP | ||||
5p ordinary | Purchase | 3 | 2.2993 GBP | ||||
5p ordinary | Purchase | 6 | 2.2900 GBP | ||||
5p ordinary | Purchase | 44 | 2.3107 GBP | ||||
5p ordinary | Purchase | 478 | 2.2968 GBP | ||||
5p ordinary | Purchase | 536 | 2.3000 GBP | ||||
5p ordinary | Purchase | 1,094 | 2.2950 GBP | ||||
5p ordinary | Purchase | 1,160 | 2.2899 GBP | ||||
5p ordinary | Purchase | 1,160 | 2.2960 GBP | ||||
5p ordinary | Purchase | 1,552 | 2.2942 GBP | ||||
5p ordinary | Purchase | 2,156 | 2.3113 GBP | ||||
5p ordinary | Purchase | 2,174 | 2.2987 GBP | ||||
5p ordinary | Purchase | 2,364 | 2.2926 GBP | ||||
5p ordinary | Purchase | 2,763 | 2.2986 GBP | ||||
5p ordinary | Purchase | 2,813 | 2.2910 GBP | ||||
5p ordinary | Purchase | 3,274 | 2.2924 GBP | ||||
5p ordinary | Purchase | 3,551 | 2.2880 GBP | ||||
5p ordinary | Purchase | 3,805 | 2.2982 GBP | ||||
5p ordinary | Purchase | 5,421 | 2.3020 GBP | ||||
5p ordinary | Purchase | 5,779 | 2.2891 GBP | ||||
5p ordinary | Purchase | 13,184 | 2.3050 GBP | ||||
5p ordinary | Purchase | 14,616 | 2.3108 GBP | ||||
5p ordinary | Purchase | 17,235 | 2.3066 GBP | ||||
5p ordinary | Purchase | 19,212 | 2.3140 GBP | ||||
5p ordinary | Purchase | 27,759 | 2.3018 GBP | ||||
5p ordinary | Sale | 11 | 2.3134 GBP | ||||
5p ordinary | Sale | 11 | 2.2962 GBP | ||||
5p ordinary | Sale | 21 | 2.3080 GBP | ||||
5p ordinary | Sale | 389 | 2.3224 GBP | ||||
5p ordinary | Sale | 425 | 2.3108 GBP | ||||
5p ordinary | Sale | 487 | 2.2940 GBP | ||||
5p ordinary | Sale | 487 | 2.2860 GBP | ||||
5p ordinary | Sale | 1,134 | 2.2952 GBP | ||||
5p ordinary | Sale | 1,792 | 2.3105 GBP | ||||
5p ordinary | Sale | 1,962 | 2.2965 GBP | ||||
5p ordinary | Sale | 2,088 | 2.2956 GBP | ||||
5p ordinary | Sale | 2,228 | 2.2910 GBP | ||||
5p ordinary | Sale | 3,325 | 2.2971 GBP | ||||
5p ordinary | Sale | 3,551 | 2.2880 GBP | ||||
5p ordinary | Sale | 4,066 | 2.3211 GBP | ||||
5p ordinary | Sale | 4,135 | 2.3141 GBP | ||||
5p ordinary | Sale | 4,813 | 2.2955 GBP | ||||
5p ordinary | Sale | 5,451 | 2.3048 GBP | ||||
5p ordinary | Sale | 5,779 | 2.2893 GBP | ||||
5p ordinary | Sale | 7,048 | 2.3140 GBP | ||||
5p ordinary | Sale | 7,398 | 2.3079 GBP | ||||
5p ordinary | Sale | 12,013 | 2.3126 GBP | ||||
5p ordinary | Sale | 51,299 | 2.3010 GBP | ||||
5p ordinary | Sale | 72,322 | 2.3115 GBP | ||||
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(b) | Cash-settled derivative transactions |
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Class of |
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| Number of | Price per |
relevant |
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| reference | unit |
security |
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5p ordinary | CFD | Long | 4 | 2.3150 GBP | |||
5p ordinary | SWAP | Long | 122 | 2.2907 GBP | |||
5p ordinary | SWAP | Long | 185 | 2.2939 GBP | |||
5p ordinary | SWAP | Long | 340 | 2.2959 GBP | |||
5p ordinary | SWAP | Long | 389 | 2.3224 GBP | |||
5p ordinary | SWAP | Long | 425 | 2.3108 GBP | |||
5p ordinary | SWAP | Long | 487 | 2.2860 GBP | |||
5p ordinary | SWAP | Long | 1,792 | 2.3105 GBP | |||
5p ordinary | SWAP | Long | 3,313 | 2.2971 GBP | |||
5p ordinary | SWAP | Long | 4,066 | 2.3211 GBP | |||
5p ordinary | SWAP | Long | 4,628 | 2.2956 GBP | |||
5p ordinary | SWAP | Long | 5,815 | 2.3034 GBP | |||
5p ordinary | SWAP | Long | 6,297 | 2.3030 GBP | |||
5p ordinary | SWAP | Long | 6,719 | 2.3139 GBP | |||
5p ordinary | SWAP | Long | 10,448 | 2.3074 GBP | |||
5p ordinary | CFD | Long | 10,637 | 2.2964 GBP | |||
5p ordinary | SWAP | Long | 20,294 | 2.3141 GBP | |||
5p ordinary | SWAP | Long | 34,132 | 2.2965 GBP | |||
5p ordinary | SWAP | Long | 39,452 | 2.3140 GBP | |||
5p ordinary | SWAP | Short | 601 | 2.3061 GBP | |||
5p ordinary | SWAP | Short | 4,447 | 2.3094 GBP | |||
5p ordinary | SWAP | Short | 5,421 | 2.3020 GBP | |||
5p ordinary | SWAP | Short | 7,326 | 2.3085 GBP | |||
5p ordinary | SWAP | Short | 7,365 | 2.2966 GBP | |||
5p ordinary | SWAP | Short | 19,212 | 2.3140 GBP | |||
5p ordinary | SWAP | Short | 23,009 | 2.3001 GBP | |||
5p ordinary | SWAP | Short | 24,930 | 2.3082 GBP | |||
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(c) | Stock-settled derivative transactions (including options) |
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(i) | Writing, selling, purchasing or varying |
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Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price |
| date | money |
relevant |
| selling, | securities | per unit |
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| paid/ |
security |
| varying etc | to which |
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| received |
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| option |
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| per unit |
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| relates |
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(ii) | Exercising |
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Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security |
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| securities | unit | ||
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(d) | Other dealings (including subscribing for new securities) |
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Class of relevant | Nature of Dealings |
| Details | Price per unit (if |
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security |
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| applicable) |
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4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the person making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE | |||||||
(c) | Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 24 Mar 2022 |
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Contact name: | Large Holdings Regulatory Operations |
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Telephone number: | 020 3134 7213 |
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