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Form 8.3 - Superdry plc: Form 8.3

15 Mar 2024 09:56

Superdry plc (SDRY) Form 8.3 - Superdry plc: Form 8.3 15-March-2024 / 09:55 GMT/BST


FORM 8.3

 

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

 

1. KEY INFORMATION

 

(a) Full name of discloser:

Ian James Kellett & Spouse

(b) Owner or controller of interests and short positions disclosed, if different from 1(a):

 The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named.

 

(c) Name of offeror/offeree in relation to whose relevant securities this form relates:

 Use a separate form for each offeror/offeree

Superdry plc

(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:

 

(e) Date position held/dealing undertaken:

 For an opening position disclosure, state the latest practicable date prior to the disclosure

14.03.2024

(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?

 If it is a cash offer or possible cash offer, state “N/A”

 N/A

 

 

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

 

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

 

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

 

Class of relevant security:

 

Superdry plc 5p Ordinary Shares

 

 

Interests

Short positions

 

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

2,491,442

2.51

 

 

(2) Cash-settled derivatives:

 

 

 

 

 

(3) Stock-settled derivatives (including options) and agreements to purchase/sell:

 

 

 

 

 

 TOTAL:

2,491,442

2.51

 

 

 

All interests and all short positions should be disclosed.

 

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

 

(b) Rights to subscribe for new securities (including directors’ and other employee options)

 

Class of relevant security in relation to which subscription right exists:

 

Details, including nature of the rights concerned and relevant percentages:

 

 

 

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a) Purchases and sales

 

Class of relevant security

Purchase/sale

 

Number of securities

Price per unit

Superdry plc 5p ordinary shares

 

Purchase

 

50,000

50,000

100,000

100,000

95,000

50,000

 

25p

25p

24.2p

24.993p

25.25p

25p

 

 

(b) Cash-settled derivative transactions

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

 

 

 

 

 

 

 

(c) Stock-settled derivative transactions (including options)

 

(i) Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

 

 

 

 

 

 

 

 

(ii) Exercise

 

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

 

 

 

 

 

 

 

(d) Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

 

 

 

 

4. OTHER INFORMATION

 

(a) Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

NONE

 

 

 

(b) Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

 

NONE

 

 

(c) Attachments

 

Is a Supplemental Form 8 (Open Positions) attached?

NO

 

 

Date of disclosure:

14.3.2024

Contact name:

Ian Kellett

Telephone number*:

 

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

 

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

 

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.

 

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

 


Dissemination of a Regulatory Announcement, transmitted by EQS Group. The issuer is solely responsible for the content of this announcement.
ISIN:GB00B60BD277
Category Code:RET - Superdry plc
TIDM:SDRY
LEI Code:213800GAQMT2WL7BW361
OAM Categories: 3.1. Additional regulated information required to be disclosed under the laws of a Member State
Sequence No.:310092
EQS News ID:1860129
 
End of AnnouncementEQS News Service

UK Regulatory announcement transmitted by EQS Group AG. The issuer is solely responsible for the content of this announcement.

Date   Source Headline
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2nd Oct 202310:00 amEQSSuperdry plc: TVR-Total Voting Rights
25th Sep 20231:18 pmEQSSuperdry plc: BLR-Block listing Interim Review*
15th Sep 202310:05 amEQSSuperdry plc: DSH-Director/PDMR Shareholding*
1st Sep 20235:11 pmEQSSuperdry plc: TVR-Total Voting Rights
30th Aug 20237:33 amEQSSuperdry plc: Temporary Suspension of Listing and Trading of Ordinary Shares
30th Aug 20237:30 amRNSSuspension - Superdry PLC
16th Aug 202311:24 amEQSSuperdry plc: DSH-Director/PDMR Shareholding*
7th Aug 202312:22 pmEQSSuperdry plc: Secondary lending facility of up to £25m
1st Aug 20231:00 pmEQSSuperdry plc: TVR-Total Voting Rights
17th Jul 20231:30 pmEQSSuperdry plc: DSH-Director/PDMR Shareholding*
3rd Jul 20231:00 pmEQSSuperdry plc: TVR-Total Voting Rights
15th Jun 202310:00 amEQSSuperdry plc: DSH-Director/PDMR Shareholding*
1st Jun 202310:00 amEQSSuperdry plc: TVR-Total Voting Rights
30th May 20232:30 pmEQSSuperdry plc: DSH-Director/PDMR Shareholding*
30th May 202311:45 amEQSSuperdry plc: ROM-Result of Meeting
18th May 202311:02 amEQSSuperdry plc: DSH-Director/PDMR Shareholding*
18th May 202311:00 amEQSSuperdry plc: HOL-Holding(s) in Company*
17th May 202310:35 amEQSSuperdry plc: DSH-Director/PDMR Shareholding*
12th May 202311:45 amEQSSuperdry plc: CIR-Circ re. Publication of Circular and Notice of General Meeting
12th May 20237:00 amEQSSuperdry plc: MSCL -Miscellaneous - Low Priority - Equity Raise Post Transaction Report
5th May 20231:42 pmEQSSuperdry plc: DSH-Director/PDMR Shareholding*
5th May 20231:40 pmEQSSuperdry plc: HOL-Holding(s) in Company*
4th May 20237:00 amEQSSuperdry plc: ROI-Result of Equity Issue
3rd May 20239:30 amEQSSuperdry plc: TVR-Total Voting Rights
2nd May 20235:43 pmEQSSuperdry plc: IOE-Issue of Equity
2nd May 20235:41 pmEQSSuperdry plc: IOE-Issue of Equity
2nd May 20237:00 amEQSSuperdry plc: SPC-Statement re Press Comment
25th Apr 20237:00 amEQSSuperdry plc: Amended Financing Agreement
17th Apr 20233:00 pmEQSSuperdry plc: DSH-Director/PDMR Shareholding*
14th Apr 20237:00 amEQSSuperdry plc: TST-Trading Statement
3rd Apr 202310:00 amEQSSuperdry plc: TVR-Total Voting Rights
28th Mar 202310:00 amEQSSuperdry plc: BLR-Block listing Interim Review*
22nd Mar 20237:00 amEQSSuperdry plc: DIS-Disposal
20th Mar 202311:30 amEQSSuperdry plc: DSH-Director/PDMR Shareholding*
1st Mar 202310:00 amEQSSuperdry plc: TVR-Total Voting Rights
24th Feb 20234:15 pmEQSSuperdry plc: BOA-Directorate change
17th Feb 20233:30 pmEQSSuperdry plc: DSH-Director/PDMR Shareholding*
17th Feb 202310:00 amEQSSuperdry plc: DSH-Director/PDMR Shareholding*
14th Feb 202311:00 amEQSSuperdry plc: DSH-Director/PDMR Shareholding*
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