22 Jul 2016 14:59
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) Full name of discloser: | Barclays PLC. | |
| (b) Owner or controller of interests and short positions disclosed, if different from 1(a): The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named. | ||
| (c) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | RPC GROUP PLC | |
| (d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree: | ||
| (e) Date position held/dealing undertaken: For an opening position disclosure, state the latest practicable date prior to the disclosure | 21 July 2016 | |
| (f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer? If it is a cash offer or possible cash offer, state “N/A” | YES BRITISH POLYTHENE INDUSTRIES PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | ORD | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 3,914,087 | 1.24% | 1,126,657 | 0.36% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 756,088 | 0.24% | 2,941,595 | 0.93% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| (4) | |||||||||||
| TOTAL: | 4,670,175 | 1.48% | 4,068,252 | 1.29% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
| (a) | Purchases and sales | ||||||||
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||||
| security | securities | ||||||||
| ORD | Purchase | 34 | 8.3800 GBP | ||||||
| ORD | Purchase | 100 | 8.4000 GBP | ||||||
| ORD | Purchase | 142 | 8.4400 GBP | ||||||
| ORD | Purchase | 443 | 8.3950 GBP | ||||||
| ORD | Purchase | 467 | 8.4300 GBP | ||||||
| ORD | Purchase | 526 | 8.4500 GBP | ||||||
| ORD | Purchase | 536 | 8.4950 GBP | ||||||
| ORD | Purchase | 555 | 8.4100 GBP | ||||||
| ORD | Purchase | 600 | 8.5100 GBP | ||||||
| ORD | Purchase | 635 | 8.4600 GBP | ||||||
| ORD | Purchase | 827 | 8.4800 GBP | ||||||
| ORD | Purchase | 1,037 | 8.4521 GBP | ||||||
| ORD | Purchase | 1,085 | 8.4370 GBP | ||||||
| ORD | Purchase | 1,159 | 8.4550 GBP | ||||||
| ORD | Purchase | 1,313 | 8.5026 GBP | ||||||
| ORD | Purchase | 1,436 | 8.4557 GBP | ||||||
| ORD | Purchase | 1,668 | 8.4070 GBP | ||||||
| ORD | Purchase | 1,670 | 8.4350 GBP | ||||||
| ORD | Purchase | 1,840 | 8.4340 GBP | ||||||
| ORD | Purchase | 2,298 | 8.3877 GBP | ||||||
| ORD | Purchase | 2,419 | 8.4558 GBP | ||||||
| ORD | Purchase | 2,695 | 8.4362 GBP | ||||||
| ORD | Purchase | 3,022 | 8.5067 GBP | ||||||
| ORD | Purchase | 3,027 | 8.4532 GBP | ||||||
| ORD | Purchase | 3,386 | 8.4937 GBP | ||||||
| ORD | Purchase | 4,760 | 8.4302 GBP | ||||||
| ORD | Purchase | 6,125 | 8.4633 GBP | ||||||
| ORD | Purchase | 7,072 | 8.4530 GBP | ||||||
| ORD | Purchase | 10,415 | 8.4545 GBP | ||||||
| ORD | Purchase | 12,841 | 8.4639 GBP | ||||||
| ORD | Purchase | 16,176 | 8.4431 GBP | ||||||
| ORD | Purchase | 16,628 | 8.5064 GBP | ||||||
| ORD | Purchase | 38,441 | 8.4373 GBP | ||||||
| ORD | Sale | 34 | 8.3800 GBP | ||||||
| ORD | Sale | 100 | 8.4000 GBP | ||||||
| ORD | Sale | 142 | 8.4400 GBP | ||||||
| ORD | Sale | 321 | 8.3936 GBP | ||||||
| ORD | Sale | 443 | 8.3950 GBP | ||||||
| ORD | Sale | 467 | 8.4300 GBP | ||||||
| ORD | Sale | 526 | 8.4500 GBP | ||||||
| ORD | Sale | 555 | 8.4100 GBP | ||||||
| ORD | Sale | 560 | 8.4301 GBP | ||||||
| ORD | Sale | 596 | 8.5084 GBP | ||||||
| ORD | Sale | 600 | 8.5100 GBP | ||||||
| ORD | Sale | 635 | 8.4600 GBP | ||||||
| ORD | Sale | 644 | 8.4900 GBP | ||||||
| ORD | Sale | 827 | 8.4800 GBP | ||||||
| ORD | Sale | 893 | 8.3900 GBP | ||||||
| ORD | Sale | 977 | 8.4574 GBP | ||||||
| ORD | Sale | 988 | 8.5050 GBP | ||||||
| ORD | Sale | 1,072 | 8.4950 GBP | ||||||
| ORD | Sale | 1,108 | 8.5104 GBP | ||||||
| ORD | Sale | 1,126 | 8.5172 GBP | ||||||
| ORD | Sale | 1,935 | 8.4550 GBP | ||||||
| ORD | Sale | 2,419 | 8.4533 GBP | ||||||
| ORD | Sale | 2,578 | 8.5002 GBP | ||||||
| ORD | Sale | 3,322 | 8.4350 GBP | ||||||
| ORD | Sale | 3,400 | 8.4254 GBP | ||||||
| ORD | Sale | 6,617 | 8.4135 GBP | ||||||
| ORD | Sale | 7,507 | 8.4223 GBP | ||||||
| ORD | Sale | 8,940 | 8.4909 GBP | ||||||
| ORD | Sale | 11,050 | 8.5030 GBP | ||||||
| ORD | Sale | 11,576 | 8.4302 GBP | ||||||
| ORD | Sale | 18,332 | 8.4213 GBP | ||||||
| ORD | Sale | 23,669 | 8.4616 GBP | ||||||
| ORD | Sale | 39,403 | 8.4186 GBP | ||||||
| ORD | Sale | 51,589 | 8.4911 GBP | ||||||
| (b) | Cash-settled derivative transactions | ||||||||
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| ORD | CFD | Long | 321 | 8.3936 GBP | |||||
| ORD | SWAP | Long | 468 | 8.3939 GBP | |||||
| ORD | SWAP | Long | 560 | 8.4301 GBP | |||||
| ORD | SWAP | Long | 977 | 8.4574 GBP | |||||
| ORD | SWAP | Long | 1,400 | 8.3891 GBP | |||||
| ORD | SWAP | Long | 1,788 | 8.4242 GBP | |||||
| ORD | CFD | Long | 2,096 | 8.4238 GBP | |||||
| ORD | SWAP | Long | 2,236 | 8.4303 GBP | |||||
| ORD | CFD | Long | 2,275 | 8.4540 GBP | |||||
| ORD | CFD | Long | 2,419 | 8.4533 GBP | |||||
| ORD | CFD | Long | 2,578 | 8.5003 GBP | |||||
| ORD | CFD | Long | 3,668 | 8.4572 GBP | |||||
| ORD | SWAP | Long | 5,271 | 8.4189 GBP | |||||
| ORD | CFD | Long | 5,272 | 8.5142 GBP | |||||
| ORD | CFD | Long | 6,269 | 8.4137 GBP | |||||
| ORD | CFD | Long | 8,165 | 8.4113 GBP | |||||
| ORD | SWAP | Long | 18,332 | 8.4213 GBP | |||||
| ORD | SWAP | Long | 51,589 | 8.4911 GBP | |||||
| ORD | SWAP | Long | 53,815 | 8.4428 GBP | |||||
| ORD | SWAP | Short | 200 | 8.5126 GBP | |||||
| ORD | SWAP | Short | 240 | 8.4450 GBP | |||||
| ORD | CFD | Short | 2,298 | 8.3876 GBP | |||||
| ORD | CFD | Short | 2,419 | 8.4557 GBP | |||||
| ORD | SWAP | Short | 2,772 | 8.4743 GBP | |||||
| ORD | SWAP | Short | 2,938 | 8.4665 GBP | |||||
| ORD | CFD | Short | 4,976 | 8.4496 GBP | |||||
| ORD | CFD | Short | 6,125 | 8.4632 GBP | |||||
| ORD | SWAP | Short | 10,069 | 8.4610 GBP | |||||
| ORD | CFD | Short | 13,078 | 8.4829 GBP | |||||
| ORD | CFD | Short | 17,877 | 8.4962 GBP | |||||
| ORD | CFD | Short | 50,000 | 8.4321 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
| None |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| None |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | NO |
| Date of disclosure: | 22 July 2016 | ||
| Contact name: | Pinar Coktas | ||
| Telephone number: | 020 7116 1165 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
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